Liu Xiaozhi

SEC source: 0000899243-19-016143 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012786 · doc4.xml · derivative · entry 5

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

SEC source: 0000899243-19-012786 · doc4.xml · derivative · entry 4

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-19-012786 · doc4.xml · nonDerivative · entry 2

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

SEC source: 0000899243-19-012786 · doc4.xml · nonDerivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

SEC source: 0000899243-19-006782 · doc4.xml · derivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

JOHANSSON LEIF · CIK 0001224838 · Director

KEPLER DAVID E · CIK 0001183686 · Director

Kortuem Franz-Josef · CIK 0001603600 · Director

Liu Xiaozhi · CIK 0001533996 · Director

RINGLER JAMES M · CIK 0001009139 · Director

Senko Thaddeus · CIK 0001733318 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.2953

Underlying: Common Stock · 4.9016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

SEC source: 0000899243-19-012786 · doc4.xml · derivative · entry 3

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.2953

Underlying: Common Stock · 4.9016 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

SEC source: 0000899243-18-030469 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618.3937

Underlying: Common Stock · 4.5917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

SEC source: 0000899243-18-024091 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.802

Underlying: Common Stock · 4.4066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F4 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock.

F5 · balance_after: (Continued from footnote 4) With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F6 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-016031 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864.3906

Underlying: Common Stock · 3.3906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

SEC source: 0000899243-18-012327 · doc4.xml · derivative · entry 4

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Stock · 861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service.

F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

SEC source: 0000899243-18-012327 · doc4.xml · derivative · entry 3

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,178 shares

Expires 2018-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

SEC source: 0000899243-18-012327 · doc4.xml · nonDerivative · entry 2

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

SEC source: 0000899243-18-012327 · doc4.xml · nonDerivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

SEC source: 0000899243-18-007118 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.6456

Underlying: Common Stock · 4.6961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028479 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-021727 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168.4897

Underlying: Common Stock · 6.4039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-015730 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162.0858

Underlying: Common Stock · 6.0858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

SEC source: 0000899243-17-012831 · doc4.xml · derivative · entry 3

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 1,156 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Autoliv common stock.

F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2017 annual retainer for director service.

F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

SEC source: 0000899243-17-012831 · doc4.xml · nonDerivative · entry 2

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,586

SEC source: 0000899243-17-012831 · doc4.xml · nonDerivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

F1 · kind: Reflects a grant of fully-vested shares of common stock as payment of one-half of the 2016 annual retainer for director service.