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Nellis Anthony J

Disclosed activity across 1 company

Tapewire entity
39757
SEC CIK
0001596026

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593EVP Legal and General CounselSeptember 15, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance-Based Restricted Stock Units (2024 Grant)SEC Table II · derivative / convertible securityDirect2,018.056 Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 14.9971 · Balance 2,018.056

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

Performance-Based Restricted Stock Units (2025 Grant)SEC Table II · derivative / convertible securityDirect1,377.4085 Reported balance After 2026-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-15 · Grant · Acquired 10.2361 · Balance 1,377.4085

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-02-20Direct847.9229 Reported balance After 2026-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-15 · Grant · Acquired 6.3013 · Balance 847.9229

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2028-02-20Direct1,066.7065 Reported balance After 2026-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-15 · Grant · Acquired 7.9272 · Balance 1,066.7065

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2028-05-15Direct5,136.7619 Reported balance After 2026-09-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-15 · Grant · Acquired 38.1736 · Balance 5,136.7619

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-02-19Direct919.6736 Reported balance After 2026-09-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-15 · Grant · Acquired 6.8345 · Balance 919.6736

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2027 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2019 Filed Mar 8, 2019 16:28 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.546 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006832 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196.586

Underlying: Common Stock · 1.546 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:28 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.2405 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006832 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284.9072

Underlying: Common Stock · 2.2405 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · derivative · entry 7

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Underlying: Common Stock · 559 shares

Expires 2022-02-18

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · derivative · entry 7

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Underlying: Common Stock · 559 shares

Expires 2022-02-18

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 91.65 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · derivative · entry 6

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.65 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 376.6815 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 376.6815 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 31 $78.23 $2,425.13
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · nonDerivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · nonDerivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 128 $78.23 $10,013.44
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · nonDerivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:33 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 376 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004181 · doc4.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 91.65 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · derivative · entry 6

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.65 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 376.6815 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 376.6815 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 31 $78.23 $2,425.13
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · nonDerivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · nonDerivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Tax withholdingCommon Stock 128 $78.23 $10,013.44
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · nonDerivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Read SEC document
February 15, 2019 Filed Jan 10, 2020 14:15 UTC Amendment AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 376 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000929 · doc4a.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:39 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.0787 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030494 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414.6327

Underlying: Common Stock · 3.0787 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:39 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.4482 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030494 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195.04

Underlying: Common Stock · 1.4482 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:39 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.0988 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030494 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282.6667

Underlying: Common Stock · 2.0988 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:21 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.9546 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024106 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411.554

Underlying: Common Stock · 2.9546 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.

F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a stock option or RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a stock option or RSU, as applicable, of VNE, and 50% of a stock option or RSU, as applicable, of ALV,

F6 · balance_after: (Continued from footnote 5) with an adjustment to the number of shares and, in the case of stock options, exercise price, as required to preserve the value inherent in the stock award before and after the distribution. Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:21 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.3898 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024106 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193.5918

Underlying: Common Stock · 1.3898 shares

Expires 2020-02-19

F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a stock option or RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a stock option or RSU, as applicable, of VNE, and 50% of a stock option or RSU, as applicable, of ALV,

F6 · balance_after: (Continued from footnote 5) with an adjustment to the number of shares and, in the case of stock options, exercise price, as required to preserve the value inherent in the stock award before and after the distribution. Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:21 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.0143 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024106 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280.5678

Underlying: Common Stock · 2.0143 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a stock option or RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a stock option or RSU, as applicable, of VNE, and 50% of a stock option or RSU, as applicable, of ALV,

F6 · balance_after: (Continued from footnote 5) with an adjustment to the number of shares and, in the case of stock options, exercise price, as required to preserve the value inherent in the stock award before and after the distribution. Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.