Nellis Anthony J

SEC source: 0000950170-24-018402 · ownership.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,257

F1 · shares: Amendment corrects the number of shares withheld to cover taxes.

SEC source: 0000950170-24-017668 · ownership.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 602.5235 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

SEC source: 0000950170-24-017668 · ownership.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-23-070266 · ownership.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629.5768

Underlying: Common Stock · 4.1488 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-070266 · ownership.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536.7211

Underlying: Common Stock · 3.5369 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-070266 · ownership.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602.5235

Underlying: Common Stock · 3.9705 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-070266 · ownership.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364.9703

Underlying: Common Stock · 2.4051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000950170-23-070266 · ownership.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566.3721

Underlying: Common Stock · 3.7323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F3 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000950170-23-049789 · ownership.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625.4281

Underlying: Common Stock · 4.2855 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-049789 · ownership.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533.1842

Underlying: Common Stock · 3.6535 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-049789 · ownership.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598.553

Underlying: Common Stock · 4.1014 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-049789 · ownership.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362.5653

Underlying: Common Stock · 2.4844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000950170-23-049789 · ownership.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562.6399

Underlying: Common Stock · 3.8553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F3 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000950170-23-028123 · ownership.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621.1425

Underlying: Common Stock · 4.552 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-028123 · ownership.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529.5307

Underlying: Common Stock · 3.8806 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-028123 · ownership.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594.4517

Underlying: Common Stock · 4.3564 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000950170-23-028123 · ownership.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360.0809

Underlying: Common Stock · 2.6388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000950170-23-028123 · ownership.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · EVP Legal and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558.7846

Underlying: Common Stock · 4.095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F3 · derivative.expiration_date: The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-23-009650 · doc4.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616.5905

Underlying: Common Stock · 4.5905 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-23-009650 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357.4421

Underlying: Common Stock · 2.6612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-23-009650 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525.6501

Underlying: Common Stock · 3.9135 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-23-009650 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554.6895

Underlying: Common Stock · 4.1297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F3 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-23-009650 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590.0953

Underlying: Common Stock · 4.3933 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-23-005603 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 608.4985 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

SEC source: 0000899243-23-005603 · doc4.xml · nonDerivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859

SEC source: 0000899243-23-005603 · doc4.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-005415 · doc4.xml · derivative · entry 6

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Underlying: Common Stock · 612 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

SEC source: 0000899243-23-005415 · doc4.xml · derivative · entry 5

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354.7809

Underlying: Common Stock · 354.7809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

F6 · shares: PSU awards granted in February 2022 are comprised of three separate one-year performance periods for each of calendar years 2022, 2023 and 2024. All PSUs will vest following 2024, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2022 - December 31, 2022) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (25%), (ii) Earnings Per Share (60%), and Greenhouse Gas Emissions (15%). The goals were achieved above the threshold level.

F7 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F7 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-23-005415 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550.5598

Underlying: Common Stock · 93.7123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

F4 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the second one-year performance period (January 1, 2022 - December 31, 2022) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F5 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F5 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-23-005415 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 803.2181 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

F3 · shares: PSU awards granted in February 2020 are comprised of a single three-year performance period (2020-2022) cliff vesting in February 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share Growth in relation to light vehicle production (70%). The goals were achieved above the threshold level.

SEC source: 0000899243-23-005415 · doc4.xml · nonDerivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

SEC source: 0000899243-23-005415 · doc4.xml · nonDerivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-038197 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521.7366

Underlying: Common Stock · 4.2776 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-038197 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456.8475

Underlying: Common Stock · 3.7456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F4 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-22-038197 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585.702

Underlying: Common Stock · 4.802 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-038197 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608.4985

Underlying: Common Stock · 4.9889 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-031820 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517.459

Underlying: Common Stock · 4.6882 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-031820 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453.1019

Underlying: Common Stock · 4.1051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F4 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-22-031820 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580.9

Underlying: Common Stock · 5.263 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-031820 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603.5096

Underlying: Common Stock · 5.4678 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-022482 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512.7709

Underlying: Common Stock · 4.5681 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-022482 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448.9968

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F4 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-22-022482 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575.637

Underlying: Common Stock · 5.1282 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-022482 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598.0418

Underlying: Common Stock · 5.3278 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-012223 · doc4.xml · derivative · entry 4

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508.2027

Underlying: Common Stock · 4.2027 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-012223 · doc4.xml · derivative · entry 3

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444.9968

Underlying: Common Stock · 3.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F4 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F4 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

SEC source: 0000899243-22-012223 · doc4.xml · derivative · entry 2

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570.5088

Underlying: Common Stock · 4.718 shares

Expires 2024-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-012223 · doc4.xml · derivative · entry 1

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592.714

Underlying: Common Stock · 4.9016 shares

Expires 2023-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

SEC source: 0000899243-22-007348 · doc4.xml · derivative · entry 8

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Underlying: Common Stock · 504 shares

Expires 2025-02-21

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

SEC source: 0000899243-22-007348 · doc4.xml · derivative · entry 7

Nellis Anthony J · CIK 0001596026 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441.3168

Underlying: Common Stock · 441.3168 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.

F4 · shares: PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.

F5 · derivative.exercise_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.

F5 · derivative.expiration_date: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.