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Fleshood John

Disclosed activity across 2 companies

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39598
SEC CIK
0001336439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRSTSUN CAPITAL BANCORPFSUN · Entity 4610DirectorJune 08, 2026June 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRSTSUN CAPITAL BANCORP

Report date June 08, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect5,902 Reported balance After 2026-06-08 transaction · row 1
1 source row

Row 1 · 2026-06-08 · Grant · Acquired 2,099 · Balance 5,902

F1: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRICO BANCSHARES /

Report date December 01, 2025 · Filed December 02, 2025

Section 16 reporting ended · disclosed 2025-12-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,679.45 Ending reported balance After 2025-12-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-01 · Exercise / conversion · Acquired 3,533 · Balance 44,747.45

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Row 2 · 2025-12-01 · Tax withholding · Disposed 2,068 · Balance 42,679.45

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect12,840 Reported balance After 2025-12-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-12-01 · Exercise / conversion · Disposed 3,775 · Balance 12,840

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect7,461 Reported balance After 2025-12-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-12-02 · Disposition to issuer · Disposed 5,379 · Balance 7,461

F3: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F4: 80% of these stock awards will continue to vest in accordance with the terms of related award agreements between the Issuer and the Reporting Person.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect5,972 Reported balance After 2025-12-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-12-02 · Disposition to issuer · Disposed 1,948 · Balance 5,972

F3: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F4: 80% of these stock awards will continue to vest in accordance with the terms of related award agreements between the Issuer and the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectBy ESOP2,565.19 Reported balance Holding disclosure · report date 2025-12-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,565.19

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F2: Reflects shares withheld to pay toward tax liability.

F3: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F4: 80% of these stock awards will continue to vest in accordance with the terms of related award agreements between the Issuer and the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2021 Filed Jun 22, 2021 18:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000041 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 318 $44.93 $14,287.74
Disclosure

SEC source: 0001620863-21-000041 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,112.22

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 555 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000041 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,430.22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,474 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,501

Underlying: Common Stock · 1,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,875.22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401.22

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,975

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401.22

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000002 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,106

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000002 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 622 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000002 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401.22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,678 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000080 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616

Underlying: Common Stock · 2,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on a closing price of $33.67 on December 1, 2020. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on a closing price of $33.67 on December 1, 2020. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on a closing price of $33.67 on December 1, 2020. Taxes paid by individual.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000080 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000080 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,579.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on a closing price of $33.67 on December 1, 2020. Taxes paid by individual.

Read SEC document
December 01, 2020 Filed Dec 23, 2020 17:43 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000081 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619

Underlying: Common Stock · 2,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

F2 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on the closing price of $33.67 on December 1, 2020.

F2 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on the closing price of $33.67 on December 1, 2020.

F2 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on the closing price of $33.67 on December 1, 2020.

F1 · derivative.underlying_shares: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

F1 · balance_after: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

Read SEC document
December 01, 2020 Filed Dec 23, 2020 17:43 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000081 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2019.

Read SEC document
December 01, 2020 Filed Dec 23, 2020 17:43 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000081 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,581.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

F1 · shares: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

F2 · shares: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on the closing price of $33.67 on December 1, 2020.

F2 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted December 14, 2016 based on the closing price of $33.67 on December 1, 2020.

F1 · balance_after: This amendment is being filed to correct an error in reporting the number of shares vesting on December 1, 2020. See footnote (2). As originally filed, the Form 4 under-reported the number of shares vesting on such date by two (2) shares. The total amounts of the derivatives and non-derivative securities beneficially owned following the transaction have also been amended to reflect the correction.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 678 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,770

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 540 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,979.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 5,732 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 5

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,310

Underlying: Common Stock · 5,732 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 5,732 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,476

Underlying: Common Stock · 5,732 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 3,194 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,744

Underlying: Common Stock · 3,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,439.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 604 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 22:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000070 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 63.12

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,599 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000070 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,972

Underlying: Common Stock · 2,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/2/19. Taxes paid by individual.

F1 · derivative.exercise_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/2/19. Taxes paid by individual.

F1 · derivative.expiration_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/2/19. Taxes paid by individual.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000070 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,518.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/2/19. Taxes paid by individual.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 23:09 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stokc Units · Derivative 2,664 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000057 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,016

Underlying: Common Stock · 2,664 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 23:09 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stokc Units · Derivative 2,664 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000057 · primary_doc.xml · derivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,571

Underlying: Common Stock · 2,664 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

F1 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

F1 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 15:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000034 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,907

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 15:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000034 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 63.12

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018

Read SEC document
June 19, 2019 Filed Jun 21, 2019 15:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000034 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 63.12

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 589 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 23:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,544 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000065 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Underlying: Common Stock · 2,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

Read SEC document
December 03, 2018 Filed Dec 3, 2018 23:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000065 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.