Morea Joseph

Row 1 · 2020-10-28 · Disposition to issuer · Disposed 9,500 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of June 24, 2020 (the "Merger Agreement"), by and among the Issuer, Portman Ridge Finance Corporation ("PTMN"), Citadel Acquisition Sub, Inc. and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of common stock, par value $0.001 per share, of the Issuer, the reporting person received (i) 1.91693999 shares of PTMN common stock, par value $0.01 per share, having a market value of $1.30 per share on the close of trading on October 27, 2020, (ii) $1.1900792 in cash, without interest, from PTMN, and (iii) $0.31153906 in cash, without interest, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

Row 1 · 2023-05-15 · Disposition to issuer · Disposed 22,400 · Balance 0

F1: On May 15, 2023, BP Products North America Inc. ("Parent") acquired all of the common shares of the Issuer pursuant to the terms of the Agreement and Plan of Merger, dated as of February 15, 2023 (the "Merger Agreement"), entered into by and among the Issuer, Parent and Bluestar RTM Inc., an indirect wholly-owned subsidiary of Parent ("Merger Subsidiary"). Pursuant to the Merger Agreement, Merger Subsidiary merged with and into the Issuer, with the Issuer surviving as an indirect wholly-owned subsidiary of Parent (the "Merger").

F2: Reflects that each share of Issuer common stock, par value $0.001 ("Company Stock"), that was outstanding immediately prior to the effective time of the Merger (the "Effective Time") was converted into the right to receive $86.00 in cash, without interest, subject to the terms and conditions of the merger agreement (the "Merger Consideration"). Immediately prior to the Merger, any shares of Company Stock granted subject to vesting or other lapse restrictions under any Company Stock Plan (as defined in the Merger Agreement) vested in full and became free of such restrictions as of the Effective Time and converted into the right to receive an amount in cash equal to the Merger Consideration, less any applicable withholding taxes.

Row 1 · 2021-09-30 · Disposition to issuer · Disposed 23,500 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 26, 2021, by and between Seven Hills Realty Trust ("SEVN") (f/k/a RMR Mortgage Trust) and the Issuer, in exchange for 12,126 SEVN common shares of beneficial interest having a market value of $10.31 per share on the effective date of the merger of the Issuer with and into SEVN, based on the closing price of SEVN's common shares of beneficial interest on such effective date.