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person · Reporting owner

Gallegos John A. Jr.

Disclosed activity across 2 companies

Tapewire entity
39416
SEC CIK
0001562099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Independence Contract Drilling, Inc.ICD · Entity 15414Director · PRESIDENT & CEODecember 26, 2023March 19, 2024
NATURAL GAS SERVICES GROUP INCNGS · Entity 1461DirectorJune 10, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Independence Contract Drilling, Inc.

Report date December 26, 2023 · Filed March 19, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect209,070 Reported balance After 2023-12-26 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2023-12-26 · Grant · Acquired 3,994 · Balance 209,070

F1: On December 28, 2023, the Reporting Person reported the vesting of certain restricted stock units and tax withholding of units incident to such vesting. The original Form 4 misallocated the number of RSUs withheld for vesting and shares acquired upon vesting. The correct allocation is reflected in this amendment

Retricted Stock UnitSEC Table II · derivative / convertible securityDirect509,599 Reported balance After 2023-12-26 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2023-12-26 · Exercise / conversion · Disposed 3,994 · Balance 509,599

F1: On December 28, 2023, the Reporting Person reported the vesting of certain restricted stock units and tax withholding of units incident to such vesting. The original Form 4 misallocated the number of RSUs withheld for vesting and shares acquired upon vesting. The correct allocation is reflected in this amendment

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect507,007 Reported balance After 2023-12-26 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2023-12-26 · Tax withholding · Disposed 2,592 · Balance 507,007

F1: On December 28, 2023, the Reporting Person reported the vesting of certain restricted stock units and tax withholding of units incident to such vesting. The original Form 4 misallocated the number of RSUs withheld for vesting and shares acquired upon vesting. The correct allocation is reflected in this amendment

Filing footnotes · ownership attribution and instrument terms

F1: On December 28, 2023, the Reporting Person reported the vesting of certain restricted stock units and tax withholding of units incident to such vesting. The original Form 4 misallocated the number of RSUs withheld for vesting and shares acquired upon vesting. The correct allocation is reflected in this amendment

NATURAL GAS SERVICES GROUP INC

Report date June 10, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,009 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Grant · Acquired 3,009 · Balance 3,009

F1: Not applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting.

F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Common StockSEC Table I · non-derivativeDirect5,345 Reported balance Holding disclosure · report date 2026-06-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,345

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting.

F2: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2021 Filed Mar 2, 2021 15:06 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000043 · wf-form4_161471555112912.xml · derivative · entry 3

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,694

Underlying: Common Stock · 3,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.exercise_date: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.expiration_date: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 15:06 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Tax withholdingCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000043 · wf-form4_161471555112912.xml · nonDerivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,398

Read SEC document
February 27, 2021 Filed Mar 2, 2021 15:06 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 3,416 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000043 · wf-form4_161471555112912.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 17:01 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantStock Appreciation Right · Derivative 1,405,537 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001537028-21-000032 · wf-form4_161351287491859.xml · derivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,537

Underlying: Common Stock · 1,405,537 shares

Expires 2028-02-11

F1 · derivative.exercise_date: Reporting Person was granted a stock appreciation right (SAR) that vests in 1/3 increments on the first, second and third anniversary of the date of grant. The SAR is settled in cash based upon the average closing price of the common stock over the previous 20 trading days prior to exercise. The average closing price for this purpose is capped at $10 per share of common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 12:40 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionPhantom Stock Unit · Derivative 3,688 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000015 · wf-form4_161315161261015.xml · derivative · entry 3

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,376

Underlying: Common Stock · 3,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

F2 · derivative.exercise_date: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

F2 · derivative.expiration_date: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 12:40 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionRestricted Stock Units · Derivative 7,376 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000015 · wf-form4_161315161261015.xml · derivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,110

Underlying: Common Stock · 7,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: (2)The reporting person holds a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest. 1/3 of the award will be settled in cash

F1 · derivative.exercise_date: (2)The reporting person holds a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest. 1/3 of the award will be settled in cash

F1 · derivative.expiration_date: (2)The reporting person holds a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest. 1/3 of the award will be settled in cash

Read SEC document
February 10, 2021 Filed Feb 12, 2021 12:40 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 7,376 $0.00 $0.00
Disclosure

SEC source: 0001537028-21-000015 · wf-form4_161315161261015.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 15:34 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionRestricted Stock Units · Derivative 3,929 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000092 · wf-form4_160201286362674.xml · derivative · entry 3

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,486

Underlying: Common Stock · 3,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD settles vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.exercise_date: The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD settles vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.expiration_date: The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD settles vested RSU's within 30 days of the date that such RSU's vest.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 15:34 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Tax withholdingCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000092 · wf-form4_160201286362674.xml · nonDerivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,549

Read SEC document
October 02, 2020 Filed Oct 6, 2020 15:34 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 3,929 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000092 · wf-form4_160201286362674.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:02 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantCommon Stock 1,000 $1.53 $1,533.00
Disclosure

SEC source: 0001537028-20-000061 · wf-form4_158438895083312.xml · nonDerivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576

F1 · kind: All transactions reported on this Form 4 give effect to the 1-20 reverse stock split effective following the close of business on March 11, 2020. On March 12, 2020,1,000 shares were inadvertently sold into the market at a selling price of 3.089 per share. On March 13, 2020, Reporting Person repurchased 1,000 shares at a price of $1.533 per share. The purchase and sale reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Independence Contract Drilling, Inc. upon settlement of the sale, $1,556 representing the full amount of the profit realized in connection with the matchable transaction.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 16:02 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 SaleCommon Stock 1,000 $3.09 $3,089.00
Disclosure

SEC source: 0001537028-20-000061 · wf-form4_158438895083312.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,576

F1 · kind: All transactions reported on this Form 4 give effect to the 1-20 reverse stock split effective following the close of business on March 11, 2020. On March 12, 2020,1,000 shares were inadvertently sold into the market at a selling price of 3.089 per share. On March 13, 2020, Reporting Person repurchased 1,000 shares at a price of $1.533 per share. The purchase and sale reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Independence Contract Drilling, Inc. upon settlement of the sale, $1,556 representing the full amount of the profit realized in connection with the matchable transaction.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 14:23 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionRestricted Stock Units · Derivative 68,333 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000052 · wf-form4_158317701189741.xml · derivative · entry 3

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,306

Underlying: Common Stock · 68,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICD's common stock

F2 · derivative.exercise_date: The reporting person received a restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU vests.

F2 · derivative.expiration_date: The reporting person received a restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU vests.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 14:23 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Tax withholdingCommon Stock 30,511 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000052 · wf-form4_158317701189741.xml · nonDerivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,532

Read SEC document
February 27, 2020 Filed Mar 2, 2020 14:23 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 68,333 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000052 · wf-form4_158317701189741.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:24 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantPhantom Stock Unit · Derivative 221,282 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000017 · wf-form4_158154264852799.xml · derivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,282

Underlying: Common Stock · 221,282 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

F2 · derivative.exercise_date: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

F2 · derivative.expiration_date: The reporting person received a phantom restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Each unit is the economic equivalant of one share of common stock. ICD will settle vested phantom RSU's in cash within 30 days of the date that such RSU vests.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:24 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantRestricted Stock Units · Derivative 442,564 $0.00 $0.00
Disclosure

SEC source: 0001537028-20-000017 · wf-form4_158154264852799.xml · derivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,639

Underlying: Common Stock · 442,564 shares

Expires not disclosed

F1 · derivative.exercise_price: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.exercise_date: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.expiration_date: (2)The reporting person received a restricted stock unit award, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 11:05 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 PurchaseCommon Stock 5,000 $0.83 $4,149.50
Disclosure

SEC source: 0001537028-19-000085 · wf-form4_157167029034215.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,710

Read SEC document
October 17, 2019 Filed Oct 17, 2019 17:36 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 PurchaseCommon Stock 5,000 $0.82 $4,114.50
Disclosure

SEC source: 0001537028-19-000075 · wf-form4_157134814707578.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,710

Read SEC document
October 16, 2019 Filed Oct 16, 2019 14:02 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 PurchaseCommon Stock 5,000 $0.91 $4,525.00
Disclosure

SEC source: 0001537028-19-000061 · wf-form4_157124894008790.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,710

Read SEC document
October 15, 2019 Filed Oct 15, 2019 12:26 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 PurchaseCommon Stock 5,000 $0.89 $4,463.00
Disclosure

SEC source: 0001537028-19-000053 · wf-form4_157115673632736.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,710

Read SEC document
October 01, 2019 Filed Oct 3, 2019 13:25 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Tax withholdingRestricted Stock Units · Derivative 30,925 $0.00 $0.00
Disclosure

SEC source: 0001537028-19-000051 · wf-form4_157012351360034.xml · derivative · entry 4

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,075

Underlying: Common Stock · 30,925 shares

Expires not disclosed

F1 · derivative.exercise_price: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.exercise_date: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.expiration_date: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 13:25 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock · Derivative 47,663 $0.00 $0.00
Disclosure

SEC source: 0001537028-19-000051 · wf-form4_157012351360034.xml · derivative · entry 3

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,102

Underlying: Common Stock · 47,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.exercise_date: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F1 · derivative.expiration_date: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 13:25 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 30,925 $0.00 $0.00
Disclosure

SEC source: 0001537028-19-000051 · wf-form4_157012351360034.xml · nonDerivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2019 Filed Oct 3, 2019 13:25 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 Exercise / conversionCommon Stock 47,663 $0.00 $0.00
Disclosure

SEC source: 0001537028-19-000051 · wf-form4_157012351360034.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2019 Filed Mar 1, 2019 15:40 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantRestricted Stock Units · Derivative 205,000 $0.00 $0.00
Disclosure

SEC source: 0001537028-19-000015 · wf-form4_155147284028644.xml · derivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICD's common stock

F2 · derivative.exercise_date: The reporting person received a restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU vests. The award also is subject to approval by the Company's stockholders of the 2019 Omnibus Long-Term Incentive Plan

F2 · derivative.expiration_date: The reporting person received a restricted stock unit subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU vests. The award also is subject to approval by the Company's stockholders of the 2019 Omnibus Long-Term Incentive Plan

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December 26, 2018 Filed Dec 28, 2018 13:54 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantCommon Stock 395,122 $0.00 $0.00
Disclosure

SEC source: 0001537028-18-000131 · wf-form4_154602328084950.xml · nonDerivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,122

F1 · acquired: Represents a restricted stock award subject to a five year vesting period, with 1/3 of such shares vesting on each of the third, fourth and fifth anniversaries of the grant date.

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October 01, 2018 Filed Oct 3, 2018 15:47 UTC Independence Contract Drilling, Inc. ICD · Entity 15414 GrantCommon Stock · Derivative 235,765 $0.00 $0.00
Disclosure

SEC source: 0001537028-18-000093 · wf-form4_153859605785341.xml · derivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,765

Underlying: Common Stock · 235,765 shares

Expires not disclosed

F1 · derivative.exercise_price: (1)Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: (2)The reporting person received a restricted stock unit award on October 1, 2018, subject to a three-year vesting schedule, vesting 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. ICD will settle vested RSU's within 30 days of the date that such RSU's vest.

F3 · derivative.expiration_date: (3)This grant does not have an expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.