TapewireFind a company

organization · Reporting owner

NeoTribe Associates I, L.P.

Disclosed activity across 2 companies

Tapewire entity
39375
SEC CIK
0001696927

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2026-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,038,239 Reported balance After 2026-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-09 · Other · Disposed 129,780 · Balance 1,038,239

F1: Represents a pro-rata, in-kind distribution by Neotribe Ignite Fund I, L.P. ("NTIF I") to its partners, for no additional consideration.

F2: The reported security is directly held by NTIF I. Neotribe Ignite Partners I, LLC ("NTIP I") is the general partner of NTIF I. Krishna Kittu Kolluri ("Kolluri") is the managing member of NTIP I and therefore may be deemed to have voting and dispositive power over the shares held by NTIF I. Kolluri disclaims beneficial ownership of the shares held by NTIF I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote7,980 Reported balance After 2026-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-06-09 · Other · Acquired 7,980 · Balance 7,980

F3: The shares were obtained pursuant to a pro-rata, in-kind distribution from NTIF I, for no additional consideration.

F4: The reported security is directly held by NTIP I. Kolluri is the managing member of NTIP I and therefore may be deemed to have voting and dispositive power over the shares held by NTIP I. Kolluri disclaims beneficial ownership of the shares held by NTIP I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2026-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-06-09 · Other · Disposed 7,980 · Balance 0

F5: Represents a pro-rata, in-kind distribution by NTIP I to its members and assignees, for no additional consideration.

F4: The reported security is directly held by NTIP I. Kolluri is the managing member of NTIP I and therefore may be deemed to have voting and dispositive power over the shares held by NTIP I. Kolluri disclaims beneficial ownership of the shares held by NTIP I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote193,772 Reported balance After 2026-06-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-06-09 · Other · Disposed 24,222 · Balance 193,772

F6: Represents a pro-rata, in-kind distribution by Neotribe SPV I BTO, LLC ("NT SPV I") to its members, for no additional consideration.

F7: The reported security is directly held by NT SPV I. Neotribe Partners SPV I BTO, LLC ("NTP SPV I") is the managing member of NT SPV I. Kolluri is the managing member of NTP SPV I and therefore may be deemed to have voting and dispositive power over the shares held by NT SPV I. Kolluri disclaims beneficial ownership of the shares held by NT SPV I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,425 Reported balance After 2026-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-06-09 · Other · Acquired 1,425 · Balance 1,425

F8: The shares were obtained pursuant to a pro-rata, in-kind distribution from NT SPV I, for no additional consideration.

F9: The reported security is directly held by NTP SPV I. Kolluri is the managing member of NTP SPV I and therefore may be deemed to have voting and dispositive power over the shares held by NTP SPV I. Kolluri disclaims beneficial ownership of the shares held by NTP SPV I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2026-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-06-09 · Other · Disposed 1,425 · Balance 0

F10: Represents a pro-rata, in-kind distribution by NTP SPV I to its members and assignees, for no additional consideration.

F9: The reported security is directly held by NTP SPV I. Kolluri is the managing member of NTP SPV I and therefore may be deemed to have voting and dispositive power over the shares held by NTP SPV I. Kolluri disclaims beneficial ownership of the shares held by NTP SPV I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote5,423 Reported balance After 2026-06-09 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2026-06-09 · Other · Acquired 5,423 · Balance 5,423

F13: The shares were obtained pursuant to a pro-rata, in-kind distribution from NTV I, for no additional consideration.

F14: The reported security is directly held by NTP I. Kolluri is the managing member of NTP I and therefore may be deemed to have voting and dispositive power over the shares held by NTP I. Kolluri disclaims beneficial ownership of the shares held by NTP I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2026-06-09 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2026-06-09 · Other · Disposed 5,423 · Balance 0

F15: Represents a pro-rata, in-kind distribution by NTP I to its members and assignees, for no additional consideration.

F14: The reported security is directly held by NTP I. Kolluri is the managing member of NTP I and therefore may be deemed to have voting and dispositive power over the shares held by NTP I. Kolluri disclaims beneficial ownership of the shares held by NTP I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeDirect2,168,230 Reported balance After 2026-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2026-06-09 · Other · Disposed 271,028 · Balance 2,168,230

F11: Represents a pro-rata, in-kind distribution by NeoTribe Ventures I, L.P. ("NTV I") to its partners, for no additional consideration.

F12: The reported security is directly held by NTV I, for itself. NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Kolluri disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeDirect87,362 Reported balance After 2026-06-09 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2026-06-09 · Other · Disposed 10,921 · Balance 87,362

F16: Represents a pro-rata, in-kind distribution by NeoTribe Associates I, L.P. ("NTA I") to its partners, for no additional consideration.

F17: The reported security is directly held by NTV I, as nominee for NTA I. NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Kolluri disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata, in-kind distribution by Neotribe Ignite Fund I, L.P. ("NTIF I") to its partners, for no additional consideration.

F2: The reported security is directly held by NTIF I. Neotribe Ignite Partners I, LLC ("NTIP I") is the general partner of NTIF I. Krishna Kittu Kolluri ("Kolluri") is the managing member of NTIP I and therefore may be deemed to have voting and dispositive power over the shares held by NTIF I. Kolluri disclaims beneficial ownership of the shares held by NTIF I except to the extent of his pecuniary interest therein.

F3: The shares were obtained pursuant to a pro-rata, in-kind distribution from NTIF I, for no additional consideration.

F4: The reported security is directly held by NTIP I. Kolluri is the managing member of NTIP I and therefore may be deemed to have voting and dispositive power over the shares held by NTIP I. Kolluri disclaims beneficial ownership of the shares held by NTIP I except to the extent of his pecuniary interest therein.

F5: Represents a pro-rata, in-kind distribution by NTIP I to its members and assignees, for no additional consideration.

F6: Represents a pro-rata, in-kind distribution by Neotribe SPV I BTO, LLC ("NT SPV I") to its members, for no additional consideration.

F7: The reported security is directly held by NT SPV I. Neotribe Partners SPV I BTO, LLC ("NTP SPV I") is the managing member of NT SPV I. Kolluri is the managing member of NTP SPV I and therefore may be deemed to have voting and dispositive power over the shares held by NT SPV I. Kolluri disclaims beneficial ownership of the shares held by NT SPV I except to the extent of his pecuniary interest therein.

F8: The shares were obtained pursuant to a pro-rata, in-kind distribution from NT SPV I, for no additional consideration.

F9: The reported security is directly held by NTP SPV I. Kolluri is the managing member of NTP SPV I and therefore may be deemed to have voting and dispositive power over the shares held by NTP SPV I. Kolluri disclaims beneficial ownership of the shares held by NTP SPV I except to the extent of his pecuniary interest therein.

F10: Represents a pro-rata, in-kind distribution by NTP SPV I to its members and assignees, for no additional consideration.

F11: Represents a pro-rata, in-kind distribution by NeoTribe Ventures I, L.P. ("NTV I") to its partners, for no additional consideration.

F12: The reported security is directly held by NTV I, for itself. NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Kolluri disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

F13: The shares were obtained pursuant to a pro-rata, in-kind distribution from NTV I, for no additional consideration.

F14: The reported security is directly held by NTP I. Kolluri is the managing member of NTP I and therefore may be deemed to have voting and dispositive power over the shares held by NTP I. Kolluri disclaims beneficial ownership of the shares held by NTP I except to the extent of his pecuniary interest therein.

F15: Represents a pro-rata, in-kind distribution by NTP I to its members and assignees, for no additional consideration.

F16: Represents a pro-rata, in-kind distribution by NeoTribe Associates I, L.P. ("NTA I") to its partners, for no additional consideration.

F17: The reported security is directly held by NTV I, as nominee for NTA I. NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Kolluri disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Heliogen, Inc.

Report date August 24, 2022 · Filed August 26, 2022

Jointly reported with NeoTribe Partners I, LLC, NeoTribe Ventures I, L.P., KOLLURI KRISHNA KITTU

Section 16 reporting ended · disclosed 2022-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote18,193,084 Reported balance After 2022-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-24 · Sale · Disposed 133,299 · Balance 18,193,084

F1: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote733,255 Reported balance After 2022-08-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-08-24 · Sale · Disposed 5,366 · Balance 733,255

F1: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote18,086,126 Reported balance After 2022-08-25 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2022-08-25 · Sale · Disposed 106,958 · Balance 18,086,126

F4: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote728,950 Reported balance After 2022-08-25 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2022-08-25 · Sale · Disposed 4,305 · Balance 728,950

F4: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

F3: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

F4: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2022 Filed Aug 18, 2022 15:54 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 6,787 $2.48 $16,846.69
Disclosure

SEC source: 0001104659-22-092540 · tm2224113-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 770,697

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.64. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 15:54 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 168,611 $2.48 $418,526.22
Disclosure

SEC source: 0001104659-22-092540 · tm2224113-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,123,196

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.64. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 19:21 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 13,978 $2.45 $34,246.10
Disclosure

SEC source: 0001104659-22-091885 · tm2223645-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 777,484

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.92. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 19:21 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 347,211 $2.45 $850,666.95
Disclosure

SEC source: 0001104659-22-091885 · tm2223645-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,291,807

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.92. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 19:21 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 12,748 $2.84 $36,173.72
Disclosure

SEC source: 0001104659-22-091885 · tm2223645-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 791,462

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.52 to $3.02. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 19:21 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 316,658 $2.84 $898,548.74
Disclosure

SEC source: 0001104659-22-091885 · tm2223645-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,639,018

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.52 to $3.02. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 18:25 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 6,258 $2.66 $16,625.63
Disclosure

SEC source: 0001104659-22-090222 · tm2223130-2_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 804,210

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.59 to $2.90. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 18:25 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 155,465 $2.66 $413,023.87
Disclosure

SEC source: 0001104659-22-090222 · tm2223130-2_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,955,676

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.59 to $2.90. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 18:25 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 15,940 $2.85 $45,441.75
Disclosure

SEC source: 0001104659-22-090222 · tm2223130-2_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 810,468

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.94. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 18:25 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 395,957 $2.85 $1,128,794.22
Disclosure

SEC source: 0001104659-22-090222 · tm2223130-2_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,111,141

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.94. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 19:15 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 11,109 $2.65 $29,481.06
Disclosure

SEC source: 0001104659-22-088847 · tm2223130-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 826,408

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.49 to $2.77. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 19:15 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 275,941 $2.65 $732,292.23
Disclosure

SEC source: 0001104659-22-088847 · tm2223130-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,507,098

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.49 to $2.77. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 19:15 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 8,939 $2.61 $23,371.02
Disclosure

SEC source: 0001104659-22-088847 · tm2223130-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 837,517

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 19:15 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 222,053 $2.61 $580,557.57
Disclosure

SEC source: 0001104659-22-088847 · tm2223130-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,783,039

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:34 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 7,475 $2.52 $18,833.26
Disclosure

SEC source: 0001104659-22-087282 · tm2222870-1_4.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 846,456

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.66. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:34 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 185,696 $2.52 $467,861.07
Disclosure

SEC source: 0001104659-22-087282 · tm2222870-1_4.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,005,092

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.66. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 16:34 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 2,958 $2.58 $7,630.16
Disclosure

SEC source: 0001104659-22-087282 · tm2222870-1_4.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 853,931

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 16:34 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 72,156 $2.58 $186,126.40
Disclosure

SEC source: 0001104659-22-087282 · tm2222870-1_4.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,190,788

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 03, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 6,128 $2.62 $16,074.36
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 6

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 856,889

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.47 to $2.68. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 03, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 153,566 $2.62 $402,818.97
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 5

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,262,944

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.47 to $2.68. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 13,629 $2.62 $35,665.73
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 863,017

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.69. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 338,547 $2.62 $885,943.64
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,416,510

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.69. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 2,238 $2.35 $5,264.00
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 876,646

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.22 to $2.42. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:51 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 55,601 $2.35 $130,779.11
Disclosure

SEC source: 0001104659-22-085776 · tm2222555-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,755,057

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.22 to $2.42. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 29, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 11,161 $2.46 $27,435.97
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 6

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 878,884

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.57. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 29, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 277,242 $2.46 $681,516.28
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 5

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,810,658

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.57. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 7,333 $2.36 $17,324.21
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 890,045

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.49. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 182,158 $2.36 $430,348.28
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,087,900

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.49. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 2,830 $2.07 $5,861.50
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 897,378

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.16. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 21:57 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 70,300 $2.07 $145,605.36
Disclosure

SEC source: 0001104659-22-084385 · tm2222202-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,270,058

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.16. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 17:14 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 493 $2.03 $1,000.49
Disclosure

SEC source: 0001104659-22-082472 · tm2221767-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900,208

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.09. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 17:14 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 12,267 $2.03 $24,894.65
Disclosure

SEC source: 0001104659-22-082472 · tm2221767-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,340,358

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.09. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 20, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 3,145 $2.07 $6,502.92
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 6

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900,701

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.14. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 20, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 78,128 $2.07 $161,545.27
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 5

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,352,625

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.14. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 140 $2.01 $281.12
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 903,846

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.02. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 3,496 $2.01 $7,019.97
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,430,753

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.02. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 927 $2.01 $1,859.65
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 903,986

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 20:53 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 23,030 $2.01 $46,200.48
Disclosure

SEC source: 0001104659-22-081299 · tm2221537-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,434,249

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 524 $2.02 $1,059.16
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 6

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 904,913

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 13,021 $2.02 $26,319.35
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 5

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,457,279

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 2,736 $2.07 $5,661.88
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 905,437

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.14. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 67,980 $2.07 $140,677.81
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,470,300

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.14. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 11, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 3,023 $2.13 $6,442.62
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 908,173

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.20. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 11, 2022 Filed Jul 14, 2022 06:02 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 75,141 $2.13 $160,140.50
Disclosure

SEC source: 0001104659-22-079667 · tm2221023-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,538,280

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.20. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 5,652 $2.27 $12,813.08
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 6

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 911,196

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.40. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 140,394 $2.27 $318,273.20
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 5

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,613,421

F5 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.40. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 3,755 $2.21 $8,304.56
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 4

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 916,848

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.31. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 93,277 $2.21 $206,291.41
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 3

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,753,815

F4 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.31. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 4,847 $2.09 $10,122.47
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 2

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 920,603

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.22. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 19:05 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 120,404 $2.09 $251,451.71
Disclosure

SEC source: 0001104659-22-078450 · tm2220741-1_4seq1.xml · nonDerivative · entry 1

NeoTribe Partners I, LLC · CIK 0001696925 · 10% owner

NeoTribe Ventures I, L.P. · CIK 0001696926 · 10% owner

NeoTribe Associates I, L.P. · CIK 0001696927 · 10% owner

KOLLURI KRISHNA KITTU · CIK 0001270521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,847,092

F1 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.22. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.