Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplitude, Inc.AMPL · Entity 4566 | Director · 10% owner | June 09, 2026 | June 11, 2026 |
| Okta, Inc.OKTA · Entity 3154 | Director | June 21, 2023 | June 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplitude, Inc.
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 85,806 |
Reported balance
After 2026-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 24,857 · Balance 85,806 F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program. Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 9, 2027 or (ii) immediately before the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through such vesting date. F2: Includes 24,857 RSUs. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund IX, L.P. | 2,225,077 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,225,077 F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GFVIII"), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-Seed"), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively, the "GFIX Funds"). F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth IX Principals Fund, L.P. | 242,788 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 242,788 F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GFVIII"), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-Seed"), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively, the "GFIX Funds"). F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Partners Fund IX, L.P. | 95,885 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,885 F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GFVIII"), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-Seed"), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively, the "GFIX Funds"). F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Venture 2010-Seed Fund, L.P. | 235,201 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 235,201 F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GFVIII"), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-Seed"), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively, the "GFIX Funds"). F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program. Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 9, 2027 or (ii) immediately before the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through such vesting date.
F2: Includes 24,857 RSUs.
F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GFVIII"), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-Seed"), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively, the "GFIX Funds").
F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Okta, Inc.
Report date June 21, 2023 · Filed June 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 111,048 |
Reported balance
After 2023-06-21 transaction · row 1
1 source rowRow 1 · 2023-06-21 · Exercise / conversion · Acquired 2,378 · Balance 111,048 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-21 · Exercise / conversion · Disposed 2,378 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vested in full on June 21, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vested in full on June 21, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Embark Technology, Inc.
Report date August 02, 2023 · Filed August 05, 2023
Section 16 reporting ended · disclosed 2023-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 1
1 source rowRow 1 · 2023-08-02 · Other · Disposed 9,884 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth VII Principals Fund, L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-02 · Other · Disposed 55,342 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund VII, L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-08-02 · Other · Disposed 933,966 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Venture Fund XV, L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-08-02 · Other · Disposed 1,281,580 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-08-02 · Other · Disposed 77,130 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Venture XV Principals Fund, L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-08-02 · Other · Disposed 281,482 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Venture Partners Fund XV, L.P. | 0 |
Reported balance
After 2023-08-02 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-08-02 · Other · Disposed 27,704 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Grove II, LLC | 0 |
Reported balance
After 2023-08-02 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-08-02 · Other · Disposed 226,414 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. F3: The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectEstate Planning Vehicle | 0 |
Reported balance
After 2023-08-02 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-08-02 · Other · Disposed 37,124 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.
F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 6, 2023 00:24 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 73,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013001 · form4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 73,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · ownership.nature: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3 · ownership.nature: (Continued from Footnote 2) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038972 · doc4.xml · derivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,378 Underlying: Class A Common Stock · 2,378 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 21:35 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038508 · doc4.xml · derivative · entry 2 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2022. F2 · derivative.expiration_date: The RSUs vested in full on June 17, 2022. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 21:35 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038508 · doc4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | GrantClass A Common Stock | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005023 · primarydocument.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 F1 · shares: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program"). Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 9, 2023 or (ii) immediately before the Issuer's 2023 annual meeting of stockholders, subject to the reporting person's continued service on the Board through such vesting date. Read SEC document |
| June 09, 2022 Filed Sep 29, 2022 01:59 UTC | Embark Technology, Inc. EMBK · Entity 110807 | GrantClass A Common Stock | 9,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001827980-22-000089 · wf-form4_166441672674809.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,884 F1 · shares: Reflects an award of restricted stock units ("RSUs"), which will vest in four equal quarterly installments beginning on September 9, 2022. Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 384 | $21.09 | $8,098.79 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 24 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 242,788 F9 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.0500 to $21.1200. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 17,251 | $20.50 | $353,676.55 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 23 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 242,404 F8 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.0500 to $21.0499. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 151 | $21.09 | $3,184.68 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 22 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 95,885 F9 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.0500 to $21.1200. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 6,814 | $20.50 | $139,699.27 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 21 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 95,734 F8 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.0500 to $21.0499. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 3,515 | $21.09 | $74,133.46 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 20 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 2,225,077 F9 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.0500 to $21.1200. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 158,102 | $20.50 | $3,241,375.58 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 19 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 2,221,562 F8 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.0500 to $21.0499. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 22,618 | $20.68 | $467,638.46 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 18 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 225,153 F7 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.3200 to $21.3100. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 29,707 | $20.01 | $594,460.84 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 17 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 202,535 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.3200 to $20.3199. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 8,933 | $20.68 | $184,694.24 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 16 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 88,920 F7 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.3200 to $21.3100. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 11,732 | $20.01 | $234,766.71 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 15 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 79,987 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.3200 to $20.3199. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 207,284 | $20.68 | $4,285,700.34 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 14 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 2,063,459 F7 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.3200 to $21.3100. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 272,258 | $20.01 | $5,448,100.39 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 13 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 1,856,175 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.3200 to $20.3199. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 43,046 | $20.14 | $867,062.66 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 12 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 172,828 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.7900 to $20.6900. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 77,066 | $19.21 | $1,480,514.93 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 11 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 129,782 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.7900 to $19.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 36,738 | $18.50 | $679,476.66 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 10 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 52,717 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.7900 to $18.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 15,978 | $17.49 | $279,512.74 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 9 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth IX Principals Fund, L.P. Disclosed balance after: 15,978 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.7900 to $17.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 17,000 | $20.14 | $342,425.90 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 8 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 68,255 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.7900 to $20.6900. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 30,436 | $19.21 | $584,706.00 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 7 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 51,255 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.7900 to $19.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 14,509 | $18.50 | $268,346.86 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 6 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 20,819 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.7900 to $18.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 6,310 | $17.49 | $110,384.62 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 5 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Partners Fund IX, L.P. Disclosed balance after: 6,310 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.7900 to $17.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 394,499 | $20.14 | $7,946,275.01 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 4 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 1,583,917 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.7900 to $20.6900. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 706,285 | $19.21 | $13,568,441.14 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 3 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 1,189,418 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.7900 to $19.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 336,696 | $18.50 | $6,227,259.86 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 2 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 483,133 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.7900 to $18.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 02:02 UTC | Amplitude, Inc. AMPL · Entity 4566 | PurchaseClass A Common Stock | 146,436 | $17.49 | $2,561,692.81 |
DisclosureSEC source: 0001062993-22-005497 · form4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IX, L.P. Disclosed balance after: 146,436 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.7900 to $17.7899. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., and (ii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 21:14 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 235,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009012 · form4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Venture 2010 - Seed Fund, L.P Disclosed balance after: 235,201 F1 · kind: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. as part of a pro rata distribution-in-kind to the limited partners of an investment fund. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:10 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042122 · doc4.xml · derivative · entry 3 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 Underlying: Class A Common Stock · 862 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:10 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042122 · doc4.xml · derivative · entry 2 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 16, 2021. F2 · derivative.expiration_date: The RSUs vested in full on June 16, 2021. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:10 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042122 · doc4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037655 · doc4.xml · derivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064 Underlying: Class A Common Stock · 1,064 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 13, 2020 Filed Jun 15, 2020 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036676 · doc4.xml · derivative · entry 2 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 13, 2020. F2 · derivative.expiration_date: The RSUs vested in full on June 13, 2020. Read SEC document |
| June 13, 2020 Filed Jun 15, 2020 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036676 · doc4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 9,785 | $152.94 | $1,496,544.32 |
DisclosureSEC source: 0001209191-20-025357 · doc4.xml · nonDerivative · entry 3 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.55 to $153.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 28,315 | $152.09 | $4,306,300.93 |
DisclosureSEC source: 0001209191-20-025357 · doc4.xml · nonDerivative · entry 2 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,994 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.55 to $152.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 11,900 | $151.14 | $1,798,613.60 |
DisclosureSEC source: 0001209191-20-025357 · doc4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,309 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.55 to $151.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 800 | $134.51 | $107,611.52 |
DisclosureSEC source: 0001209191-20-024497 · doc4.xml · nonDerivative · entry 5 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,209 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.435 to $134.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 18,900 | $133.84 | $2,529,541.98 |
DisclosureSEC source: 0001209191-20-024497 · doc4.xml · nonDerivative · entry 4 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,009 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.41 to $134.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 20,640 | $132.99 | $2,744,841.36 |
DisclosureSEC source: 0001209191-20-024497 · doc4.xml · nonDerivative · entry 3 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,909 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.41 to $133.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 7,160 | $132.04 | $945,392.80 |
DisclosureSEC source: 0001209191-20-024497 · doc4.xml · nonDerivative · entry 2 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,549 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.41 to $132.405 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 2,500 | $130.85 | $327,114.00 |
DisclosureSEC source: 0001209191-20-024497 · doc4.xml · nonDerivative · entry 1 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,709 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.405 to $131.375 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 21:20 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 11,011 | $133.84 | $1,473,690.22 |
DisclosureSEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 10 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,209 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.76 to $134.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 21:20 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 34,737 | $133.26 | $4,628,990.09 |
DisclosureSEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 9 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,220 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.76 to $133.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 21:20 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 24,317 | $132.19 | $3,214,488.55 |
DisclosureSEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 8 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,957 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.76 to $132.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 21:20 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 15,102 | $131.35 | $1,983,659.78 |
DisclosureSEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 7 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,274 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.76 to $131.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 21:20 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 14,833 | $130.23 | $1,931,768.34 |
DisclosureSEC source: 0001209191-19-045967 · doc4.xml · nonDerivative · entry 6 Grady Patrick W · CIK 0001700423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,376 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.75 to $130.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.