Sonnenberg Steven Alan

SEC source: 0001022671-20-000011 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001179110-19-011533 · edgar.xml · derivative · entry 5

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2021-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001179110-19-011533 · edgar.xml · derivative · entry 4

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,531 shares

Expires 2022-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001179110-19-011533 · edgar.xml · nonDerivative · entry 3

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,570.894

F1 · price: Reflects the weighted average price of 4,281 shares of common stock of Tennant Company sold by the reporting person in multiple transactions on November 5, 2019 with sale prices ranging from $78.10 to $78.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-19-011533 · edgar.xml · nonDerivative · entry 2

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,851.894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011533 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,101.894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001022671-19-000085 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-19-000072 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,686

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-19-000061 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,622

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

SEC source: 0001179110-19-006023 · edgar.xml · derivative · entry 3

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,256 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001179110-19-006023 · edgar.xml · nonDerivative · entry 2

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,570.894

SEC source: 0001179110-19-006023 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,826.894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-005897 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,570.894

F1 · shares: Non-Employee Director restricted stock unit grant.

F2 · balance_after: This number takes into account the current transaction reported, plus 1.011 shares previously acquired under the dividend reinvestment plan.

SEC source: 0001022671-19-000048 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,453

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-19-000010 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-18-000082 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer, as a director, under the Steel Dynamics, Inc. 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3)

SEC source: 0001179110-18-008743 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,890.883

F1 · shares: Non-Employee Director restricted stock unit grant.

F2 · balance_after: This number takes into account the current transaction reported, plus .938 shares previously acquired under the dividend reinvestment plan.

SEC source: 0001179110-17-006311 · edgar.xml · derivative · entry 2

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014

Underlying: Common Stock · 3,014 shares

Expires 2027-04-27

F3 · derivative.exercise_date: The option is exercisable in one-third increments on each of April 27, 2018, April 27, 2019 and April 27, 2020.

SEC source: 0001179110-17-006311 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536.945

F1 · shares: Non-Employee Director restricted stock grant.

F2 · balance_after: This number takes into account the current transaction reported, plus .226 share previously acquired under the dividend reinvestment plan.

SEC source: 0001179110-17-003619 · edgar.xml · derivative · entry 10

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · derivative · entry 9

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · derivative · entry 8

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2017-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 6

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,852.719

F3 · price: Reflects the weighted average price of 4,600 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on March 1, 2017 with sale prices ranging from $71.50 to $73.0750. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 5

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452.719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 4

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,452.719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 3

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,452.719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · derivative · entry 7

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 1,400 shares

Expires 2017-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 2

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,852.719

F2 · price: Reflects the weighted average price of 1,400 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on February 28, 2017 with sale prices ranging from $72.00 to $72.50. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-17-003619 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,252.719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This number takes into account the current transaction reported, plus .729 share previously acquired under the dividend reinvestment plan.