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person · Reporting owner

Smith Mike C.

Disclosed activity across 4 companies

Tapewire entity
39217
SEC CIK
0001723026

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Big Sky Growth Partners, Inc.BSKY · Entity 136427DirectorApril 28, 2021May 04, 2021
MILLERKNOLL, INC.MLKN · Entity 4677DirectorJanuary 15, 2026January 16, 2026
Stitch Fix, Inc.SFIX · Entity 5637DirectorDecember 15, 2021December 16, 2021
Ulta Beauty, Inc.ULTA · Entity 977DirectorJune 10, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Big Sky Growth Partners, Inc.

Report date April 28, 2021 · Filed May 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-04-28 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-253569), under the heading "Description of Securities," the Class B Common Stock will automatically convert into Class A Common Stock of the Issuer at the time of the Issuer's initial business combination and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-253569), under the heading "Description of Securities," the Class B Common Stock will automatically convert into Class A Common Stock of the Issuer at the time of the Issuer's initial business combination and have no expiration date.

MILLERKNOLL, INC.

Report date January 15, 2026 · Filed January 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,476 Reported balance After 2026-01-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-15 · Grant · Acquired 6,666 · Balance 37,476

F1: The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.

Filing footnotes · ownership attribution and instrument terms

F1: The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.

Stitch Fix, Inc.

Report date December 15, 2021 · Filed December 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect51,372 Reported balance After 2021-12-15 transaction · row 1
1 source row

Row 1 · 2021-12-15 · Grant · Acquired 4,016 · Balance 51,372

F1: 100% of the restricted stock units will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding restricted stock units are subject to acceleration upon a Change in Control.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.46 · Expires 2031-12-14Direct8,033 Reported balance After 2021-12-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-15 · Grant · Acquired 8,033 · Balance 8,033

F2: 100% of the options will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding options are subject to acceleration upon a Change in Control.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the restricted stock units will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding restricted stock units are subject to acceleration upon a Change in Control.

F2: 100% of the options will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding options are subject to acceleration upon a Change in Control.

Ulta Beauty, Inc.

Report date June 10, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,667 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 404 · Balance 2,667

F1: Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 22:44 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000156 · wf-form4_160824503682072.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,364

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:44 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000156 · wf-form4_160824503682072.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

F8 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F9 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:44 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 10,610 $64.24 $681,591.71
Disclosure

SEC source: 0001576942-20-000156 · wf-form4_160824503682072.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.05 to $64.635 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:44 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 29,390 $63.49 $1,865,877.05
Disclosure

SEC source: 0001576942-20-000156 · wf-form4_160824503682072.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,943

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.01 to $63.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:44 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000156 · wf-form4_160824503682072.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F8 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 20,688 $36.22 $749,251.09
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.01 to $36.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 19,312 $35.80 $691,282.70
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,021

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.01 to $36.005 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:32 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000123 · wf-form4_160573513033012.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F8 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 4,667 $32.61 $152,190.40
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.49 to $32.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 35,333 $32.20 $1,137,712.00
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.48 to $32.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:23 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000093 · wf-form4_160314256637728.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 Tax withholdingClass A Common Stock 3,007 $28.72 $86,361.04
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333

F6 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 7

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

F8 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F9 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 1,800 $29.55 $53,197.92
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.49 to $29.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 38,200 $29.01 $1,108,288.96
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,140

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.48 to $29.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · derivative · entry 9

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 20,000 $25.17 $503,382.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · nonDerivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from$25.00 to $25.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · nonDerivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · derivative · entry 8

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · derivative · entry 7

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

F8 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F9 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 6,796 $24.39 $165,779.59
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from$24.29 to $24.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 13,204 $23.73 $313,301.87
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,136

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from$23.29 to $24.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:43 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000042 · wf-form4_159786979053980.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F8 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 1,067 $26.82 $28,617.15
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.795 to $26.875 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 38,933 $26.33 $1,024,992.98
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,407

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.79 to $26.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 23:59 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043007 · doc4.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 17, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 Tax withholdingClass A Common Stock 3,007 $24.38 $73,295.63
Disclosure

SEC source: 0001246360-20-001425 · form.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F8 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 22:21 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001439 · form.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 22:21 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 20,000 $25.19 $503,720.00
Disclosure

SEC source: 0001246360-20-001439 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 22:21 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001439 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 SaleClass A Common Stock 20,000 $23.12 $462,462.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,347

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.65 to $23.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:35 UTC Ulta Beauty, Inc. ULTA · Entity 977 GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011702 · doc1.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:42 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001239 · form.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,364

Underlying: Class A Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.