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A.L. Sarroff Fund, LLC

Disclosed activity across 1 company

Tapewire entity
39176
SEC CIK
0001553209

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PetVivo Holdings, Inc.PETV · Entity 759110% ownerAugust 27, 2026September 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PetVivo Holdings, Inc.

Report date August 27, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFN10,462,469 Last balance in matching sequence After 2026-09-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-08-27 · Purchase · Acquired 580 · Balance 10,440,309

F1: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

Row 2 · 2026-09-09 · Purchase · Acquired 22,160 · Balance 10,462,469

F1: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

Common StockSEC Table I · non-derivativeDirect10,498,331 Last balance in matching sequence After 2026-09-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-09-10 · Purchase · Acquired 10,974 · Balance 10,473,443

F2: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Row 4 · 2026-09-14 · Purchase · Acquired 24,888 · Balance 10,498,331

F2: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Filing footnotes · ownership attribution and instrument terms

F1: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

F2: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 2,000 $0.54 $1,080.00
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 8

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,883,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 29, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 218,411 $0.46 $100,469.06
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 7

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,881,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 28, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 1,000 $0.53 $530.00
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 6

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,662,746

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 25, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 1,565 $0.50 $782.50
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 5

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,661,746

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 24, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 5,000 $0.50 $2,500.00
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 4

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,660,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 23, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 30,000 $0.50 $15,000.00
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 3

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,655,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 22, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 6,750 $0.50 $3,375.00
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 2

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,625,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 18, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 7,501 $0.52 $3,900.52
Disclosure

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 1

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618,431

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 15, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 500 $0.57 $285.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 29

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,930

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 11, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 300 $0.56 $168.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 28

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,430

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 11, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 11,500 $0.56 $6,440.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 27

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,130

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 10, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 600 $0.60 $360.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 26

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,598,630

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 1,300 $0.60 $780.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 25

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,598,030

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 08, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 3,581 $0.58 $2,076.98
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 24

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,596,730

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 07, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 1,000 $0.55 $550.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 23

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,593,149

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 07, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 15,400 $0.52 $8,008.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 22

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,592,149

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 04, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 11,073 $0.48 $5,315.04
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 21

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,576,749

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 03, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 3,000 $0.47 $1,410.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 20

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,565,676

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 02, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 21 $0.42 $8.82
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 19

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562,676

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 26, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 4,000 $0.46 $1,840.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 18

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562,655

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 26, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 770,767 $0.45 $346,845.15
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 17

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,558,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 24, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 2,000 $0.50 $1,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 16

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,787,888

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 23, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 4,800 $0.52 $2,496.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 15

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,785,888

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 20, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 4,301 $0.53 $2,279.53
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 14

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781,088

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 19, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 5,000 $0.54 $2,700.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 13

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776,787

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 18, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 3,000 $0.54 $1,620.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 12

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,771,787

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 17, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 9,498 $0.54 $5,128.92
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 11

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,768,787

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 13, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 16,030 $0.53 $8,495.90
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 10

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,759,289

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 12, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 60,116 $0.55 $33,063.80
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 9

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,743,259

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
September 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 331,644 $0.45 $149,239.80
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 8

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,683,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
July 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 1,250,000 $0.90 Strike: $0.90 $1,125,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 36

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2027-07-09

F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

Read SEC document
July 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 1,250,000 $0.90 Strike: $0.90 $1,125,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 35

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2027-07-09

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
July 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 1,250,000 $0.40 $500,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 7

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 5,351,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

Read SEC document
July 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 1,250,000 $0.40 $500,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 6

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,101,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
June 20, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 70 $0.56 $39.20
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 5

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,851,499

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
June 10, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 75,000 $0.75 Strike: $0.75 $56,250.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 34

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-10

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
May 15, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 142,858 $1.50 Strike: $1.50 $214,287.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 33

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,858

Underlying: Common Stock · 142,858 shares

Expires 2027-05-15

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
May 15, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 142,858 $0.70 $100,000.60
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 4

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,851,429

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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April 29, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 430,798 $1.50 Strike: $1.50 $646,197.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 32

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,798

Underlying: Common Stock · 430,798 shares

Expires 2027-04-29

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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April 29, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 430,798 $0.70 $301,558.60
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 3

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,708,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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April 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 428,572 $1.50 Strike: $1.50 $642,858.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 31

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,572

Underlying: Common Stock · 428,572 shares

Expires 2027-04-09

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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April 09, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 418,310 $0.72 $301,183.20
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 2

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,277,773

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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April 05, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 100 $1.06 $106.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 1

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859,463

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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February 13, 2024 Filed Jan 16, 2026 21:38 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrant (Right to Buy) · Derivative 150,000 $0.90 Strike: $0.90 $135,000.00
Disclosure

SEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 30

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FN

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-13

F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff.

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December 15, 2023 Filed Jan 16, 2026 21:37 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseWarrants (Right to Buy) · Derivative 111,112 $1.50 Strike: $1.50 $166,668.00
Disclosure

SEC source: 0001099910-26-000032 · ownership.xml · derivative · entry 3

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,112

Underlying: Common Stock · 111,112 shares

Expires 2026-12-15

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

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December 15, 2023 Filed Jan 16, 2026 21:37 UTC PetVivo Holdings, Inc. PETV · Entity 7591 PurchaseCommon Stock 111,112 $0.90 $100,000.80
Disclosure

SEC source: 0001099910-26-000032 · ownership.xml · nonDerivative · entry 2

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859,363

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document
October 26, 2023 Filed Jan 16, 2026 21:37 UTC PetVivo Holdings, Inc. PETV · Entity 7591 ConversionCommon Stock 164,340 $0.73 $119,968.20
Disclosure

SEC source: 0001099910-26-000032 · ownership.xml · nonDerivative · entry 1

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,748,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.