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person · Reporting owner

Williams Rich

Disclosed activity across 4 companies

Tapewire entity
39153
SEC CIK
0001641180

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALKURI GLOBAL ACQUISITION CORP.KURI · Entity 134427Chief Executive OfficerOctober 18, 2021October 20, 2021
Groupon, Inc.GRPN · Entity 5174Director · Chief Executive OfficerMarch 15, 2020March 17, 2020
Kontoor Brands, Inc.KTB · Entity 4039DirectorAugust 13, 2019August 15, 2019
Payoneer Global Inc.PAYO · Entity 4375DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKURI GLOBAL ACQUISITION CORP.

Report date October 18, 2021 · Filed October 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,175 Reported balance After 2021-10-18 transaction · row 1
1 source row

Row 1 · 2021-10-18 · Purchase · Acquired 3,175 · Balance 3,175

Warrant (Right to buy)SEC Table II · derivative / convertible securityDirect6,250 Reported balance After 2021-10-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-10-18 · Purchase · Acquired 6,250 · Balance 6,250

F1: Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment, as described under the heading "Description of Securities-Public Stockholders' Warrants" in the Registration Statement on Form S-1 (File No. 333-251832) of Alkuri Global Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Alkuri Global Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of the Issuer's Initial Public Offering, as described under the heading "Description of Securities- Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251832)

Filing footnotes · ownership attribution and instrument terms

F1: Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment, as described under the heading "Description of Securities-Public Stockholders' Warrants" in the Registration Statement on Form S-1 (File No. 333-251832) of Alkuri Global Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Alkuri Global Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of the Issuer's Initial Public Offering, as described under the heading "Description of Securities- Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251832)

Groupon, Inc.

Report date March 15, 2020 · Filed March 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,017,343 Ending reported balance After 2020-03-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-03-15 · Exercise / conversion · Acquired 177,043 · Balance 4,095,774

Row 2 · 2020-03-15 · Tax withholding · Disposed 78,431 · Balance 4,017,343

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-03-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-15 · Exercise / conversion · Disposed 177,043 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Kontoor Brands, Inc.

Report date August 13, 2019 · Filed August 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,600 Reported balance After 2019-08-13 transaction · row 1
1 source row

Row 1 · 2019-08-13 · Grant · Acquired 2,600 · Balance 2,600

Payoneer Global Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect235,791 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 31,298 · Balance 235,791

F1: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 01:11 UTC Payoneer Global Inc. PAYO · Entity 4375 GrantCommon Stock 31,298 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-008885 · ownership.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,791

F1 · kind: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date

Read SEC document
June 16, 2025 Filed Jun 18, 2025 00:28 UTC Payoneer Global Inc. PAYO · Entity 4375 GrantCommon Stock 29,154 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-007552 · dp230324_4-williams.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,493

F1 · kind: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 10, 2026, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date.

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 10, 2026, and (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:44 UTC Payoneer Global Inc. PAYO · Entity 4375 GrantCommon Stock 24,793 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-007683 · dp212178_4-williams.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,339

F1 · kind: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will vest in approximately 1/3 installments of the total number of time-based RSUs on an annual basis over the thirty-six (36) months following the date of grant, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will vest in approximately 1/3 installments of the total number of time-based RSUs on an annual basis over the thirty-six (36) months following the date of grant, provided that the Reporting Person remains in continuous service on each applicable vesting date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:38 UTC Payoneer Global Inc. PAYO · Entity 4375 GrantCommon Stock 36,144 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-008351 · dp194848_4-williams.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,546

F1 · kind: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will vest in approximately 1/3 installments of the total number of time-based RSUs on an annual basis over the thirty-six (36) months following the date of grant, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will vest in approximately 1/3 installments of the total number of time-based RSUs on an annual basis over the thirty-six (36) months following the date of grant, provided that the Reporting Person remains in continuous service on each applicable vesting date.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 01:12 UTC ALKURI GLOBAL ACQUISITION CORP. KURI · Entity 134427 PurchaseWarrant (Right to buy) · Derivative 6,250 $1.42 $8,875.00
Disclosure

SEC source: 0001104659-21-127731 · tm2130588-1_4seq1.xml · derivative · entry 2

Williams Rich · CIK 0001641180 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment, as described under the heading "Description of Securities-Public Stockholders' Warrants" in the Registration Statement on Form S-1 (File No. 333-251832) of Alkuri Global Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Alkuri Global Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of the Issuer's Initial Public Offering, as described under the heading "Description of Securities- Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251832)

F1 · derivative.exercise_date: Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment, as described under the heading "Description of Securities-Public Stockholders' Warrants" in the Registration Statement on Form S-1 (File No. 333-251832) of Alkuri Global Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Alkuri Global Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of the Issuer's Initial Public Offering, as described under the heading "Description of Securities- Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251832)

F1 · derivative.expiration_date: Each whole warrant is exercisable to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment, as described under the heading "Description of Securities-Public Stockholders' Warrants" in the Registration Statement on Form S-1 (File No. 333-251832) of Alkuri Global Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Alkuri Global Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of the Issuer's Initial Public Offering, as described under the heading "Description of Securities- Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251832)

Read SEC document
October 18, 2021 Filed Oct 20, 2021 01:12 UTC ALKURI GLOBAL ACQUISITION CORP. KURI · Entity 134427 PurchaseClass A Common Stock 3,175 $10.08 $32,004.00
Disclosure

SEC source: 0001104659-21-127731 · tm2130588-1_4seq1.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Read SEC document
September 09, 2021 Filed Sep 13, 2021 13:40 UTC Payoneer Global Inc. PAYO · Entity 4375 GrantCommon Stock 114,402 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-013829 · dp157671_4-williams.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,402

F1 · kind: The Reporting Person was granted restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. 19,067 RSUs will vest and settle into shares of Common Stock on October 9, 2021, and the remainder will vest ratably in approximately 1/10 installments on a quarterly basis thereafter provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · price: The Reporting Person was granted restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. 19,067 RSUs will vest and settle into shares of Common Stock on October 9, 2021, and the remainder will vest ratably in approximately 1/10 installments on a quarterly basis thereafter provided that the Reporting Person remains in continuous service on each applicable vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 177,043 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 78,431 $0.83 $65,097.73
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017,343

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:11 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 177,043 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000035 · wf-form4_158448668756877.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:45 UTC Groupon, Inc. GRPN · Entity 5174 PurchaseCommon Stock 100,050 $1.00 $100,050.00
Disclosure

SEC source: 0001490281-20-000032 · wf-form4_158378673731565.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918,731

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on March 9, 2020. The price per share for such transactions ranged from $0.999 to $1.00. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:33 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionPerformance Share Units · Derivative 847,215 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000025 · wf-form4_158224879918767.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,215

Underlying: Common Stock · 847,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: These units were previously awarded and do not represent new grants. They will vest in four equal installments beginning on January 2, 2021, in each case subject to Mr. Williams' continuous employment as of the vesting date.

F4 · derivative.expiration_date: These units were previously awarded and do not represent new grants. They will vest in four equal installments beginning on January 2, 2021, in each case subject to Mr. Williams' continuous employment as of the vesting date.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:33 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 93,829 $3.05 $286,178.45
Disclosure

SEC source: 0001490281-20-000025 · wf-form4_158224879918767.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,818,681

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:33 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 211,802 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000025 · wf-form4_158224879918767.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These do not represent new grants and are settlement of previously awarded non-derivative units granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:33 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 156,099 $3.05 $476,101.95
Disclosure

SEC source: 0001490281-20-000025 · wf-form4_158224879918767.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700,708

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:33 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 352,367 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000025 · wf-form4_158224879918767.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These do not represent new grants and are settlement of previously awarded non-derivative units granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionPerformance Share Units · Derivative 40,971 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000004 · wf-form4_157835045986951.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,914

Underlying: Common Stock · 40,971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.expiration_date: The performance share units reported on this line were earned effective February 11, 2019, and vest in four equal annual installments beginning on January 2, 2020, in each case subject to Mr. Williams' employment as of the vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 20,322 $2.37 $48,163.14
Disclosure

SEC source: 0001490281-20-000004 · wf-form4_157835045986951.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504,440

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:41 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 40,971 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000004 · wf-form4_157835045986951.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,524,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 122,111 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000001 · wf-form4_157809067573673.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 54,096 $2.39 $129,289.44
Disclosure

SEC source: 0001490281-20-000001 · wf-form4_157809067573673.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483,791

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 122,111 $0.00 $0.00
Disclosure

SEC source: 0001490281-20-000001 · wf-form4_157809067573673.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,537,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 163,018 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,076

Underlying: Common Stock · 163,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 163,018 of the restricted stock units reported on this line will vest on October 31, 2019, and 652,076 of the restricted stock units reported on this line will vest annually in equal installments beginning on October 31, 2020 and ending on October 31, 2023, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 163,018 of the restricted stock units reported on this line will vest on October 31, 2019, and 652,076 of the restricted stock units reported on this line will vest annually in equal installments beginning on October 31, 2020 and ending on October 31, 2023, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 190,939 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,818

Underlying: Common Stock · 190,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 72,217 $2.78 $200,763.26
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415,776

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 163,018 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 84,586 $2.78 $235,149.08
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324,975

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:36 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 190,939 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000106 · wf-form4_157291058242814.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:54 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000092 · wf-form4_157005325308266.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,111

Underlying: Common Stock · 122,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:54 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 54,095 $2.66 $143,892.70
Disclosure

SEC source: 0001490281-19-000092 · wf-form4_157005325308266.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218,622

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:54 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000092 · wf-form4_157005325308266.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:46 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026799 · form4.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:33 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000064 · wf-form4_156210320142702.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,221

Underlying: Common Stock · 122,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:33 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 54,095 $3.58 $193,660.10
Disclosure

SEC source: 0001490281-19-000064 · wf-form4_156210320142702.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150,607

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:33 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000064 · wf-form4_156210320142702.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:52 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000026 · wf-form4_155423834656325.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,331

Underlying: Common Stock · 122,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:52 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 54,095 $3.55 $192,037.25
Disclosure

SEC source: 0001490281-19-000026 · wf-form4_155423834656325.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082,592

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:52 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 122,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000026 · wf-form4_155423834656325.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:52 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 232,109 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000023 · wf-form4_155303230540452.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,043

Underlying: Common Stock · 232,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 232,109 of the restricted stock units reported on this line vested on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: 232,109 of the restricted stock units reported on this line vested on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:52 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 102,825 $3.53 $362,972.25
Disclosure

SEC source: 0001490281-19-000023 · wf-form4_155303230540452.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014,577

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:52 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 232,109 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000023 · wf-form4_155303230540452.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 GrantPerformance Share Units · Derivative 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 7

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Williams' continuous employment.

F7 · derivative.expiration_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Williams' continuous employment.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 GrantPerformance Share Units · Derivative 163,885 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,885

Underlying: Common Stock · 163,885 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018, and will vest in four equal annual installments beginning on January 2, 2020, in each case subject to Mr. Williams' continuous employment as of the vesting date.

F6 · derivative.expiration_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018, and will vest in four equal annual installments beginning on January 2, 2020, in each case subject to Mr. Williams' continuous employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 GrantRestricted Stock Units · Derivative 1,104,294 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,294

Underlying: Common Stock · 1,104,294 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments, starting on June 5, 2020, in each case subject to Mr. Williams' continued employment as of the vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments, starting on June 5, 2020, in each case subject to Mr. Williams' continued employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 18,951 $3.96 $75,045.96
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,293

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 40,972 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904,244

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 61,326 $3.96 $242,850.96
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863,272

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 138,433 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924,598

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 140,427 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000001 · wf-form4_154655403390141.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,441

Underlying: Common Stock · 140,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC Groupon, Inc. GRPN · Entity 5174 Tax withholdingCommon Stock 62,210 $3.20 $199,072.00
Disclosure

SEC source: 0001490281-19-000001 · wf-form4_154655403390141.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786,165

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.