organization · Reporting owner
DM Trust Aggregator, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dutch Bros Inc.BROS · Entity 3641 | 10% owner | June 10, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dutch Bros Inc.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,514,630 |
Ending reported balance
After 2026-06-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-06-10 · Sale · Disposed 461,532 · Balance 5,030,988 F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026. F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Row 2 · 2026-06-10 · Sale · Disposed 27,413 · Balance 5,003,575 F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026. F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.0000 to $61.3000 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Row 3 · 2026-06-11 · Sale · Disposed 233,690 · Balance 4,769,885 F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026. F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.0000 to $62.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Row 4 · 2026-06-11 · Sale · Disposed 226,120 · Balance 4,543,765 F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026. F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.0000 to $63.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Row 5 · 2026-06-11 · Sale · Disposed 29,135 · Balance 4,514,630 F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026. F6: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.0000 to $64.2300 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on February 19, 2026.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.0000 to $61.3000 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.0000 to $62.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.0000 to $63.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.0000 to $64.2300 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 13, 2024 17:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 57,586 | $36.03 | $2,074,858.13 |
DisclosureSEC source: 0001866581-24-000140 · wk-form4_1715621964.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,143,918 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.0000 to $36.2200 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 16:33 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Units · Derivative | 1,150,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000121 · wk-form4_1713890016.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,307,815 Underlying: Class A Common Stock · 1,150,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents Class A Common Units of Dutch Mafia, the operating company of the Issuer. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 16:33 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass B Common Stock | 1,150,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000121 · wk-form4_1713890016.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,307,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 16:33 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Stock | 1,150,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000121 · wk-form4_1713890016.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,201,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC ("Dutch Mafia"), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On April 19, 2024, the Reporting Person exchanged 1,150,326 Class A Common Units for 1,150,326 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 14:44 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 49,218 | $36.04 | $1,773,797.03 |
DisclosureSEC source: 0001866581-24-000092 · wk-form4_1711118654.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,051,178 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.0000 to $36.1700 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 19:26 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 194,311 | $34.33 | $6,669,958.25 |
DisclosureSEC source: 0001866581-24-000082 · wk-form4_1710444351.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,100,396 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.0000 to $34.4900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:49 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 54,035 | $34.08 | $1,841,307.47 |
DisclosureSEC source: 0001866581-24-000080 · wk-form4_1710362966.xml · nonDerivative · entry 4 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,294,707 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F5 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.0000 to $34.2500 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:49 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 59,506 | $33.07 | $1,968,047.89 |
DisclosureSEC source: 0001866581-24-000080 · wk-form4_1710362966.xml · nonDerivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,348,742 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.0000 to $33.2200 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:49 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 102,631 | $32.62 | $3,347,905.32 |
DisclosureSEC source: 0001866581-24-000080 · wk-form4_1710362966.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,408,248 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.0000 to $32.9900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:49 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 86,209 | $32.04 | $2,762,101.88 |
DisclosureSEC source: 0001866581-24-000080 · wk-form4_1710362966.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,510,879 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.0000 to $32.2500 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:36 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 240,490 | $30.28 | $7,282,758.67 |
DisclosureSEC source: 0001866581-24-000068 · wk-form4_1709746606.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,597,088 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.8300 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 20:54 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 7,856 | $30.01 | $235,727.92 |
DisclosureSEC source: 0001866581-24-000054 · wk-form4_1709153658.xml · nonDerivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,837,578 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.0500 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 20:54 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 59,362 | $29.01 | $1,722,358.75 |
DisclosureSEC source: 0001866581-24-000054 · wk-form4_1709153658.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,845,434 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.2700 to $29.6400 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 20:54 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 59,668 | $29.02 | $1,731,356.52 |
DisclosureSEC source: 0001866581-24-000054 · wk-form4_1709153658.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,904,796 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.2700 to $29.6500 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 121,292 | $28.39 | $3,443,564.78 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 6 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,964,464 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.7400 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 121,414 | $28.39 | $3,447,004.17 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 5 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,085,756 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.7400 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 104,624 | $28.35 | $2,965,588.20 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 4 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,207,170 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.6800 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 67,491 | $28.06 | $1,893,999.93 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,311,794 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.6700 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 67,386 | $28.07 | $1,891,201.57 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,379,285 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.6700 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:29 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 67,570 | $28.06 | $1,896,156.10 |
DisclosureSEC source: 0001866581-24-000044 · wk-form4_1708986558.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,446,671 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.6700 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 02:57 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Units · Derivative | 324,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000024 · wk-form4_1706237837.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,458,141 Underlying: Class A Common Stock · 324,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents Class A Common Units of Dutch Mafia. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 02:57 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass B Common Stock | 324,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000024 · wk-form4_1706237837.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,458,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 02:57 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Stock | 324,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000024 · wk-form4_1706237837.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC (Dutch Mafia), dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On January 24, 2024, the Reporting Person exchanged 324,577 Class A Common Units for 324,577 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 23:33 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 20,424 | $32.04 | $654,384.96 |
DisclosureSEC source: 0001104659-24-000449 · tm241509-3_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,189,664 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.0000 to $32.1900 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:01 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 54,064 | $32.10 | $1,735,421.96 |
DisclosureSEC source: 0001104659-23-130460 · tm2333960-1_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,210,088 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.0000 to $32.3100 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:03 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 1,743 | $32.00 | $55,776.00 |
DisclosureSEC source: 0001104659-23-130043 · tm2333077-5_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,264,152 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. Read SEC document |
| December 14, 2023 Filed Dec 16, 2023 01:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 248,346 | $30.46 | $7,565,066.18 |
DisclosureSEC source: 0001104659-23-126517 · tm2333077-1_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,265,895 F1 · kind: As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2023. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.7800 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,885,802 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,885,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,782,718 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,782,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.