Springer Jon

SEC source: 0000891166-26-000064 · wk-form4_1781298095.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,734

F1 · shares: These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.

SEC source: 0001492994-25-000004 · wk-form4_1763415302.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,320

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.03 to $34.83, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-25-000178 · wk-form4_1761941103.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,628

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.13 to $31.625, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-25-000140 · wk-form4_1753906891.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,063

F1 · shares: These restricted shares will vest on July 28, 2026.

SEC source: 0000891166-25-000099 · wk-form4_1749850699.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,239

F1 · shares: These restricted shares will vest on the earlier of (i) June 12, 2026 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.

SEC source: 0000891166-25-000073 · wk-form4_1748651062.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,835

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.58 to $27.22, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-25-000065 · wk-form4_1746737338.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,835

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.49 to $25.75, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-24-000123 · wk-form4_1734994473.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,228

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.04 to $20.88, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-24-000119 · wk-form4_1734737842.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,228

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.48 to $20.765, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-24-000085 · wk-form4_1725048486.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,228

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.68 to $21.04, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-24-000083 · wk-form4_1724703196.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,050

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.505 to $21.19, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range in footnote (2).

SEC source: 0000891166-24-000083 · wk-form4_1724703196.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,899

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.435 to $20.645, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range in footnote (1).

SEC source: 0000891166-24-000081 · wk-form4_1724188115.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,899

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.21 to $20.68, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range in footnote (1).

SEC source: 0000891166-24-000079 · wk-form4_1723755375.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,072

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.08 to $19.51, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range in footnote (1).

SEC source: 0000891166-24-000045 · wk-form4_1718655985.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,168

F1 · shares: These restricted shares will vest on the earlier of (i) June 13, 2025 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.

SEC source: 0000891166-23-000068 · wf-form4_168746765653563.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,677

F1 · shares: These shares of restricted stock will vest on the earlier of (i) June 20, 2024 and (ii) the date of the issuer's 2024 annual meeting of stockholders, subject to the reporting person's continued service through that date.

SEC source: 0000891166-22-000124 · wf-form4_167062607402279.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,672

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.18 to $11.51, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000891166-22-000075 · wf-form4_165525119331966.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,533

F1 · shares: These shares of restricted stock vest the earlier of (i) June 10, 2023 and (ii) the date of 2023 annual meeting, subject to the reporting person's continued service through that date.

SEC source: 0000891166-21-000030 · wf-form4_161653665811133.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,196

F1 · shares: Mr. Springer's employment with the company ended on January 31, 2021 due to retirement and, pursuant to the terms of his restricted share unit award, forfeited the 15,000 shares of Common Stock reported on this Form 4.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 7

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 4,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.exercise_price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · derivative.exercise_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.exercise_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · derivative.expiration_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.expiration_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 6

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 5

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,196

F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · shares: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,108

F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · shares: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,437

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 20,000 restricted share units.

SEC source: 0000905148-20-001155 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,024

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.13 to $11.99, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-20-000603 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,747

Underlying: Common Stock · 302,747 shares

Expires 2030-05-12

F4 · security: This option was granted in connection with an Employment Agreement between the Company and Mr. Springer, effective as of May 12, 2020.

F5 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 100,915 shares vested on May 12, 2020; (b) 100,916 shares vest on January 1, 2021; and (c) 100,916 shares vest on January 1, 2022.

SEC source: 0000905148-20-000603 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,024

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 40,000 RSUs.

SEC source: 0000905148-20-000603 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,264

F1 · security: Represents restricted share units ("RSUs") granted in connection with an Employment Agreement between the Company and Mr. Springer, effective as of May 12, 2020.

F2 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 40,000 RSUs vested on May 12, 2020; (b) 20,000 RSUs vest on January 1, 2021; and (c) 15,000 RSUs vest on January 1, 2022.

SEC source: 0000905148-20-000117 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000117 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,264

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 21, 2020.

SEC source: 0000905148-20-000117 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · shares: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000086 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Common Stock · 17,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.exercise_price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.exercise_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.expiration_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000086 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

Underlying: Common Stock · 26,702 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

SEC source: 0000905148-20-000086 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,011

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000086 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · shares: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Stock · 5,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,643

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · shares: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0001140361-20-000273 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,234

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units ("RSUs").

SEC source: 0000905148-19-000624 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,635

F1 · date: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 shares of restricted stock that were granted in connection with an Employee Agreement between the Company and Mr. Springer, dated December 17, 2018. Such shares of restricted stock were scheduled to vest on June 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or June 3, 2019.

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 shares of restricted stock that were granted in connection with an Employee Agreement between the Company and Mr. Springer, dated December 17, 2018. Such shares of restricted stock were scheduled to vest on June 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or June 3, 2019.

SEC source: 0000905148-19-000515 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,036

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.11 to $30.89, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

SEC source: 0000905148-19-000515 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,036

F1 · shares: Each of these restricted stock units ("RSUs") represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest on December 31, 2019, subject to continued employment by the reporting person through the vesting date.

SEC source: 0000905148-19-000431 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,036

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.165 to $31.575, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-19-000313 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.96 to $38.66, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-19-000150 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128

Underlying: Common Stock · 6,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_date: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.expiration_date: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000150 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,136

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 22, 2019.

SEC source: 0000905148-19-000150 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · shares: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000112 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,582

Underlying: Common Stock · 21,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on April 11, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.expiration_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.