Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Director | June 10, 2026 | June 12, 2026 |
| SentinelOne, Inc.S · Entity 3695 | Director | June 30, 2022 | July 05, 2022 |
| Sportradar Group AGSRAD · Entity 4114 | Director | May 20, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 22,959 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 4,612 · Balance 22,959 F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027. F2: Represents 22,959 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 18,347 are vested as of the filing date of this Form 4. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectHeld by family trust | 60 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60 F3: Reflects shares held in a revocable family trust, of which the reporting person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.
F2: Represents 22,959 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 18,347 are vested as of the filing date of this Form 4.
F3: Reflects shares held in a revocable family trust, of which the reporting person is the trustee.
SentinelOne, Inc.
Report date June 30, 2022 · Filed July 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,036 |
Last balance in matching sequence
After 2022-07-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-06-30 · Grant · Acquired 9,644 · Balance 20,636 F1: Represents restricted stock units that shall vest 100% of the total units on June 30, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Row 2 · 2022-07-05 · Grant · Acquired 2,400 · Balance 23,036 F3: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and F4: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program. F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that shall vest 100% of the total units on June 30, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F3: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and
F4: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.
Sportradar Group AG
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 109,867 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 26,335 · Balance 109,867 F1: Represents an award of restricted share units ("RSUs") that will vest on May 20, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share. |
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy The Yabuki Family Foundation | 324,905 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 324,905 |
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Lion Sky LLC | 170,602 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 170,602 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted share units ("RSUs") that will vest on May 20, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FISERV INC
Report date December 31, 2020 · Filed January 04, 2021
Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 333,543 |
Last balance in matching sequence
After 2020-12-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-11 · Gift · Disposed 1,740 · Balance 335,418 F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee. Row 2 · 2020-12-24 · Gift · Disposed 1,875 · Balance 333,543 F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee. |
| Common StockSEC Table I · non-derivative | Direct | 289,503 |
Reported balance
After 2020-12-31 transaction · row 3
1 source rowRow 3 · 2020-12-31 · Grant · Acquired 111,552 · Balance 289,503 F2: One-fourth of these restricted stock units vest on each anniversary of the grant date. This grant is subject to reduction pursuant to the Transition Agreement, dated May 7, 2020, between the issuer and the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
F2: One-fourth of these restricted stock units vest on each anniversary of the grant date. This grant is subject to reduction pursuant to the Transition Agreement, dated May 7, 2020, between the issuer and the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 21, 2018 22:56 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 193,270 | $142.30 | $27,501,354.65 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,765 F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:56 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionCommon Stock | 363,984 | $16.37 | $5,958,418.08 |
DisclosureSEC source: 0001209191-18-012070 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:47 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $138.59 | $2,356,030.00 |
DisclosureSEC source: 0001209191-18-004276 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,051 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $138.13 to $139.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:45 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 3,100 | $131.57 | $407,867.00 |
DisclosureSEC source: 0001209191-17-067002 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,051 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F4 · price: This transaction was executed in multiple trades at prices ranging from $131.43 to $132.065. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:45 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 13,900 | $131.09 | $1,822,151.00 |
DisclosureSEC source: 0001209191-17-067002 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $130.51 to $131.425. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 216 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 20:33 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 2,000 | $128.35 | $256,700.00 |
DisclosureSEC source: 0001209191-17-062313 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 118,214 F1 · price: This transaction was executed in multiple trades at prices ranging from $127.94 to $128.605. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:35 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 2,100 | $129.05 | $271,005.00 |
DisclosureSEC source: 0001209191-17-062068 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,835 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.92 to $129.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:35 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 14,900 | $128.22 | $1,910,478.00 |
DisclosureSEC source: 0001209191-17-062068 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,935 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.92 to $128.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:18 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057335 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 120,214 F3 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:18 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057335 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,835 Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:18 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $127.22 | $2,162,740.00 |
DisclosureSEC source: 0001209191-17-057335 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,835 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.77 to $127.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:45 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $125.54 | $2,134,180.00 |
DisclosureSEC source: 0001209191-17-053638 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,835 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.15 to $125.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:03 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 180,000 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001209191-17-053267 · doc4.xml · derivative · entry 4 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,984 Underlying: Common Stock · 180,000 shares Expires 2019-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option, representing a right to purchase a total of 543,984 shares, vested in three equal installments on February 26, 2010, 2011 and 2012. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:03 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 101,316 | $123.39 | $12,501,381.24 |
DisclosureSEC source: 0001209191-17-053267 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,835 F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:03 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionCommon Stock | 180,000 | $16.37 | $2,946,600.00 |
DisclosureSEC source: 0001209191-17-053267 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 21:15 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $122.02 | $2,074,340.00 |
DisclosureSEC source: 0001209191-17-050171 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $121.60 to $122.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:21 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $126.02 | $2,142,340.00 |
DisclosureSEC source: 0001209191-17-045946 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.46 to $126.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 22:10 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $125.06 | $2,126,020.00 |
DisclosureSEC source: 0001209191-17-041862 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.65 to $125.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:36 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 3,625 | $122.29 | $443,301.25 |
DisclosureSEC source: 0001209191-17-034970 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $122.19 to $122.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:36 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 13,375 | $121.73 | $1,628,138.75 |
DisclosureSEC source: 0001209191-17-034970 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,776 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $121.18 to $122.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:03 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 2,000 | $120.19 | $240,380.00 |
DisclosureSEC source: 0001209191-17-028458 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:04 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 15,000 | $116.38 | $1,745,700.00 |
DisclosureSEC source: 0001209191-17-027746 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,151 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $116.18 to $116.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:24 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 17,000 | $117.27 | $1,993,590.00 |
DisclosureSEC source: 0001209191-17-021189 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $116.87 to $117.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:00 UTC | FISERV INC FISV · Entity 3167 | GrantEmployee Stock Option (right to buy) · Derivative | 93,409 | $0.00 Strike: $113.82 | $0.00 |
DisclosureSEC source: 0001209191-17-014488 · doc4.xml · derivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,409 Underlying: Common Stock · 93,409 shares Expires 2027-02-22 F3 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:00 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 39,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014488 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,151 F1 · shares: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:31 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 3,755 | $111.98 | $420,484.90 |
DisclosureSEC source: 0001209191-17-013439 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,393 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:31 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 3,131 | $111.98 | $350,609.38 |
DisclosureSEC source: 0001209191-17-013439 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,148 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 22:31 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 2,694 | $111.98 | $301,674.12 |
DisclosureSEC source: 0001209191-17-013439 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,279 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 36,000 | $110.78 | $3,988,080.00 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · nonDerivative · entry 5 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,973 F2 · price: This transaction was executed in multiple trades at prices ranging from $110.55 to $111.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 190,548 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · derivative · entry 8 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,548 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal installments on February 27, 2009, 2010 and 2011. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,652 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · derivative · entry 7 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,652 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in full on February 27, 2011. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 118,170 | $110.05 | $13,004,608.50 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · nonDerivative · entry 4 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,973 F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionCommon Stock | 190,548 | $27.11 | $5,165,756.28 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 32,051 | $110.10 | $3,528,815.10 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,595 F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:16 UTC | FISERV INC FISV · Entity 3167 | Exercise / conversionCommon Stock | 51,652 | $27.11 | $1,400,285.72 |
DisclosureSEC source: 0001209191-17-011575 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 22:41 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 12,000 | $108.72 | $1,304,640.00 |
DisclosureSEC source: 0001209191-16-156575 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,994 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $108.40 to $108.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:59 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 2,400 | $103.53 | $248,472.00 |
DisclosureSEC source: 0001209191-16-150964 · doc4.xml · nonDerivative · entry 3 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,994 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F4 · price: This transaction was executed in multiple trades at prices ranging from $103.48 to $103.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:59 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 2,800 | $103.01 | $288,428.00 |
DisclosureSEC source: 0001209191-16-150964 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,394 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $102.48 to $103.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:59 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 6,800 | $101.84 | $692,512.00 |
DisclosureSEC source: 0001209191-16-150964 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,194 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $101.42 to $102.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:49 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 1,500 | $100.52 | $150,780.00 |
DisclosureSEC source: 0001209191-16-150563 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 60,214 F1 · price: This transaction was executed in multiple trades at prices ranging from $100.38 to $100.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 21:51 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 12,000 | $99.91 | $1,198,920.00 |
DisclosureSEC source: 0001209191-16-146515 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,994 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $99.68 to $100.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 22:32 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 3,000 | $101.27 | $303,810.00 |
DisclosureSEC source: 0001209191-16-142546 · doc4.xml · nonDerivative · entry 2 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,994 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $100.82 to $101.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 22:32 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 9,000 | $100.19 | $901,710.00 |
DisclosureSEC source: 0001209191-16-142546 · doc4.xml · nonDerivative · entry 1 YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,994 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $99.81 to $100.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.