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person · Reporting owner

YABUKI JEFFERY W

Disclosed activity across 4 companies

Tapewire entity
38933
SEC CIK
0001207371

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NASDAQ, INC.NDAQ · Entity 3019DirectorJune 10, 2026June 12, 2026
SentinelOne, Inc.S · Entity 3695DirectorJune 30, 2022July 05, 2022
Sportradar Group AGSRAD · Entity 4114DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NASDAQ, INC.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect22,959 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 4,612 · Balance 22,959

F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2: Represents 22,959 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 18,347 are vested as of the filing date of this Form 4.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectHeld by family trust60 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 60

F3: Reflects shares held in a revocable family trust, of which the reporting person is the trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2: Represents 22,959 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 18,347 are vested as of the filing date of this Form 4.

F3: Reflects shares held in a revocable family trust, of which the reporting person is the trustee.

SentinelOne, Inc.

Report date June 30, 2022 · Filed July 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect23,036 Last balance in matching sequence After 2022-07-05 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-06-30 · Grant · Acquired 9,644 · Balance 20,636

F1: Represents restricted stock units that shall vest 100% of the total units on June 30, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Row 2 · 2022-07-05 · Grant · Acquired 2,400 · Balance 23,036

F3: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F4: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that shall vest 100% of the total units on June 30, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

F3: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F4: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.

Sportradar Group AG

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect109,867 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 26,335 · Balance 109,867

F1: Represents an award of restricted share units ("RSUs") that will vest on May 20, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share.

Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy The Yabuki Family Foundation324,905 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 324,905

Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Lion Sky LLC170,602 Reported balance Holding disclosure · report date 2026-05-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 170,602

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted share units ("RSUs") that will vest on May 20, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FISERV INC

Report date December 31, 2020 · Filed January 04, 2021

Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust333,543 Last balance in matching sequence After 2020-12-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-12-11 · Gift · Disposed 1,740 · Balance 335,418

F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

Row 2 · 2020-12-24 · Gift · Disposed 1,875 · Balance 333,543

F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

Common StockSEC Table I · non-derivativeDirect289,503 Reported balance After 2020-12-31 transaction · row 3
1 source row

Row 3 · 2020-12-31 · Grant · Acquired 111,552 · Balance 289,503

F2: One-fourth of these restricted stock units vest on each anniversary of the grant date. This grant is subject to reduction pursuant to the Transition Agreement, dated May 7, 2020, between the issuer and the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

F2: One-fourth of these restricted stock units vest on each anniversary of the grant date. This grant is subject to reduction pursuant to the Transition Agreement, dated May 7, 2020, between the issuer and the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 22, 2020 20:23 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 270,000 $16.32 $4,406,400.00
Disclosure

SEC source: 0001209191-20-031709 · doc4.xml · nonDerivative · entry 4

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:23 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 6,481 $105.65 $684,717.65
Disclosure

SEC source: 0001209191-20-031709 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $105.34 to $105.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 20, 2020 Filed May 22, 2020 20:23 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 15,005 $104.91 $1,574,174.55
Disclosure

SEC source: 0001209191-20-031709 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,018

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.48 to $105.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 20, 2020 Filed May 22, 2020 20:23 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 8,514 $104.07 $886,051.98
Disclosure

SEC source: 0001209191-20-031709 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,023

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $103.53 to $104.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 17, 2020 Filed Apr 21, 2020 20:27 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $100.30 $1,003,000.00
Disclosure

SEC source: 0001209191-20-025248 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:08 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 1,692 $94.69 $160,215.48
Disclosure

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $94.405 to $95.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 15, 2020 Filed Apr 17, 2020 20:08 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 8,308 $93.74 $778,791.92
Disclosure

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,229

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $93.43 to $94.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:08 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $93.23 $932,300.00
Disclosure

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $92.89 to $93.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 400 $85.76 $34,304.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 10

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F11 · price: This transaction was executed in multiple trades at prices ranging from $85.53 to $86.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 2,455 $85.02 $208,724.10
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 9

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,937

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F10 · price: This transaction was executed in multiple trades at prices ranging from $84.66 to $85.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 1,400 $84.48 $118,272.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 8

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,392

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F9 · price: This transaction was executed in multiple trades at prices ranging from $83.65 to $84.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 800 $82.81 $66,248.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 7

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,792

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F8 · price: This transaction was executed in multiple trades at prices ranging from $82.47 to $83.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 1,100 $81.59 $89,749.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 6

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,592

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F7 · price: This transaction was executed in multiple trades at prices ranging from $81.295 to $81.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 1,645 $80.44 $132,323.80
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 5

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,692

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F6 · price: This transaction was executed in multiple trades at prices ranging from $80.11 to $80.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 4,200 $79.57 $334,194.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 4

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,337

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F5 · price: This transaction was executed in multiple trades at prices ranging from $79.07 to $80.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 4,500 $78.58 $353,610.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $78.01 to $79.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 2,100 $77.47 $162,687.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,037

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $76.98 to $77.925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:06 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 1,400 $76.50 $107,100.00
Disclosure

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,137

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.96 to $76.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:04 UTC FISERV INC FISV · Entity 3167 GrantEmployee Stock Option (right to buy) · Derivative 168,644 $0.00 Strike: $112.87 $0.00
Disclosure

SEC source: 0001209191-20-013994 · doc4.xml · derivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,644

Underlying: Common Stock · 168,644 shares

Expires 2030-02-26

F3 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:04 UTC FISERV INC FISV · Entity 3167 GrantCommon Stock 52,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013994 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,537

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

Read SEC document
February 22, 2020 Filed Feb 24, 2020 22:25 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 12,458 $119.49 $1,488,606.42
Disclosure

SEC source: 0001209191-20-012100 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,122

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:25 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 8,966 $119.49 $1,071,347.34
Disclosure

SEC source: 0001209191-20-012100 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,580

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:35 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 8,687 $123.55 $1,073,278.85
Disclosure

SEC source: 0001209191-20-011555 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,546

F4 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:35 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 5,000 $123.48 $617,400.00
Disclosure

SEC source: 0001209191-20-011555 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,233

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.42 to $123.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:35 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $123.13 $2,462,600.00
Disclosure

SEC source: 0001209191-20-011555 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,233

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.54 to $123.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:04 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 6,200 $119.03 $737,986.00
Disclosure

SEC source: 0001209191-20-003927 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,233

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $118.81 to $119.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 15, 2020 Filed Jan 17, 2020 21:04 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 18,800 $118.43 $2,226,484.00
Disclosure

SEC source: 0001209191-20-003927 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,433

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.81 to $118.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 23, 2019 Filed Jan 17, 2020 21:04 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003927 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,233

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December 19, 2019 Filed Dec 20, 2019 21:04 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 2,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061519 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 341,858

F4 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

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December 18, 2019 Filed Dec 20, 2019 21:04 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 200 $116.89 $23,378.00
Disclosure

SEC source: 0001209191-19-061519 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,490

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $116.80 to $116.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 18, 2019 Filed Dec 20, 2019 21:04 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 24,800 $116.18 $2,881,264.00
Disclosure

SEC source: 0001209191-19-061519 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,690

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.77 to $116.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 10, 2019 Filed Dec 11, 2019 23:04 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 45,000 $114.29 $5,143,050.00
Disclosure

SEC source: 0001209191-19-060098 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,490

F2 · price: This transaction was executed in multiple trades at prices ranging from $113.96 to $114.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2019 Filed Dec 11, 2019 23:04 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 658,380 $0.00 Strike: $15.43 $0.00
Disclosure

SEC source: 0001209191-19-060098 · doc4.xml · derivative · entry 5

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 658,380 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in three equal installments on February 23, 2012, 2013 and 2014.

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December 09, 2019 Filed Dec 11, 2019 23:04 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 356,319 $114.85 $40,923,237.15
Disclosure

SEC source: 0001209191-19-060098 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,490

F1 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

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December 09, 2019 Filed Dec 11, 2019 23:04 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 658,380 $15.43 $10,158,803.40
Disclosure

SEC source: 0001209191-19-060098 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2019 Filed Nov 22, 2019 21:35 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 11,910 $116.01 $1,381,679.10
Disclosure

SEC source: 0001209191-19-057802 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $115.50 to $116.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 20, 2019 Filed Nov 22, 2019 21:35 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 13,090 $115.20 $1,507,968.00
Disclosure

SEC source: 0001209191-19-057802 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,339

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $114.84 to $115.50 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 16, 2019 Filed Oct 17, 2019 20:22 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 21,400 $106.46 $2,278,244.00
Disclosure

SEC source: 0001209191-19-053418 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.97 to $106.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 16, 2019 Filed Oct 17, 2019 20:22 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 3,600 $105.55 $379,980.00
Disclosure

SEC source: 0001209191-19-053418 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,829

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.04 to $105.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 18, 2019 Filed Sep 20, 2019 16:56 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 9,800 $103.99 $1,019,102.00
Disclosure

SEC source: 0001209191-19-050281 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $103.76 to $104.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 18, 2019 Filed Sep 20, 2019 16:56 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 15,200 $103.46 $1,572,592.00
Disclosure

SEC source: 0001209191-19-050281 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,229

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $102.87 to $103.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 18, 2019 Filed Nov 22, 2019 21:35 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057802 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 344,080

F4 · ownership.nature: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

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August 21, 2019 Filed Aug 22, 2019 21:50 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 5,000 $107.70 $538,500.00
Disclosure

SEC source: 0001209191-19-047161 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $107.58 to $107.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2019 Filed Aug 22, 2019 21:50 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $107.39 $2,147,800.00
Disclosure

SEC source: 0001209191-19-047161 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $106.93 to $107.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 26, 2019 Filed Jul 30, 2019 21:53 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 2,900 $103.69 $300,701.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $103.54 to $104.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 26, 2019 Filed Jul 30, 2019 21:53 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 16,300 $103.16 $1,681,508.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,329

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $102.54 to $103.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 26, 2019 Filed Jul 30, 2019 21:53 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 800 $102.18 $81,744.00
Disclosure

SEC source: 0001209191-19-043713 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,629

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.52 to $102.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 17, 2019 Filed Jul 18, 2019 21:30 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $94.25 $1,885,000.00
Disclosure

SEC source: 0001209191-19-042665 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $93.78 to $94.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 3,500 $89.77 $314,195.00
Disclosure

SEC source: 0001209191-19-038226 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,429

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $89.51 to $90.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 19, 2019 Filed Jun 20, 2019 20:27 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 16,500 $89.11 $1,470,315.00
Disclosure

SEC source: 0001209191-19-038226 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,929

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $88.52 to $89.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.