Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vertex, Inc.VERX · Entity 4427 | Director | June 10, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vertex, Inc.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,271,155 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 15,638 · Balance 1,271,155 F1: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders, and (ii) June 10, 2027. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 197,572 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 197,572 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders, and (ii) June 10, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2022 Filed Jan 31, 2022 16:02 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 7,000 | $0.15 | $1,071.00 |
DisclosureSEC source: 0001415889-22-000887 · form4-01312022_010122.xml · nonDerivative · entry 1 DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:27 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 30,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001104659-21-067148 · tm2116426-1_4seq1.xml · derivative · entry 2 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,893 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable and has no expiration date. F1 · derivative.expiration_date: Fully vested and exercisable and has no expiration date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:27 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 30,000 | $0.15 | $4,590.00 |
DisclosureSEC source: 0001104659-21-067148 · tm2116426-1_4seq1.xml · nonDerivative · entry 1 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Nov 12, 2021 16:26 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 55,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 2 DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,893 Underlying: Class A Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable and has no expiration date. F2 · derivative.expiration_date: Fully vested and exercisable and has no expiration date. Read SEC document |
| March 10, 2021 Filed Nov 12, 2021 16:26 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 55,000 | $0.15 | $8,415.00 |
DisclosureSEC source: 0001415889-21-005166 · form4-11122021_011145.xml · nonDerivative · entry 1 DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 53 shares of restricted stock that were inadvertently omitted from filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof. Read SEC document |
| March 01, 2021 Filed Nov 12, 2021 16:26 UTC | Vertex, Inc. VERX · Entity 4427 | GrantRestricted Stock Units · Derivative | 114,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 4 DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,272 Underlying: Class A Common Stock · 114,272 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025. F5 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025. Read SEC document |
| March 01, 2021 Filed Nov 12, 2021 16:26 UTC | Vertex, Inc. VERX · Entity 4427 | GrantStock Option · Derivative | 132,799 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 3 DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,799 Underlying: Class A Common Stock · 132,799 shares Expires 2031-03-01 F3 · derivative.exercise_date: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 16:02 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 200,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001104659-20-095494 · a4.xml · derivative · entry 2 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,893 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable and has no expiration date. F1 · derivative.expiration_date: Fully vested and exercisable and has no expiration date. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 16:02 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 200,000 | $0.15 | $30,600.00 |
DisclosureSEC source: 0001104659-20-095494 · a4.xml · nonDerivative · entry 1 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 160,922 | $17.77 | $2,858,779.33 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 4 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,527 F2 · shares: Represents a sale pursuant to the underwriters' exercise of overallotment option. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 390,107 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · derivative · entry 6 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,893 Underlying: Class A Common Stock · 390,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable and has no expiration date. F5 · derivative.expiration_date: Fully vested and exercisable and has no expiration date. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Tax withholdingClass A Common Stock | 164,185 | $19.00 | $3,119,515.00 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 3 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,449 Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 390,107 | $0.15 | $59,686.37 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 2 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Disposition to issuerStock Appreciation Rights · Derivative | 53,028 | $19.00 Strike: $2.50 | $1,007,532.00 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · derivative · entry 5 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 53,028 shares Expires 2020-12-31 F4 · price: In connection with the Issuer's initial public offering, these stock appreciation rights were automatically net exercised and the resulting shares were repurchased by the Issuer at the initial public offering price of $19.00 per share. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 210,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 1 DeStefano David · CIK 0001818526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,527 F1 · shares: Reflects awards of restricted stock, which were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a). F1 · balance_after: Reflects awards of restricted stock, which were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.