Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brighthouse Financial, Inc.BHF · Entity 1737 | Director | June 02, 2026 | June 04, 2026 |
| Q2 Holdings, Inc.QTWO · Entity 4051 | Director | June 10, 2026 | June 12, 2026 |
| RENAISSANCERE HOLDINGS LTDRNR · Entity 1998 | Director | May 11, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brighthouse Financial, Inc.
Report date June 02, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-02 · Exercise / conversion · Disposed 2,837 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3: The RSUs vested on the date of the 2026 annual meeting of stockholders of BHF. The Reporting Person has elected to defer these shares pursuant to the Brighthouse Services, LLC Deferred Compensation Plan for Non-Management Directors (the "Deferred Compensation Plan"). Payment of the shares will be made (i) in accordance with the Reporting Person's deferral election; or, if earlier, (ii) starting upon termination of the Reporting Person's service as a Director. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,651 |
Reported balance
After 2026-06-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-02 · Grant · Acquired 2,651 · Balance 2,651 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F5: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2027 annual meeting of stockholders of BHF. Vested shares will be deferred in accordance with the Reporting Person's deferral election pursuant to the Deferred Compensation Plan. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,716 |
Reported balance
After 2026-06-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-02 · Exercise / conversion · Acquired 2,837 · Balance 20,716 F4: Each deferred RSU represents the deferred right to receive one share of BHF common stock, or a cash payment equal to the value of one share of BHF common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3: The RSUs vested on the date of the 2026 annual meeting of stockholders of BHF. The Reporting Person has elected to defer these shares pursuant to the Brighthouse Services, LLC Deferred Compensation Plan for Non-Management Directors (the "Deferred Compensation Plan"). Payment of the shares will be made (i) in accordance with the Reporting Person's deferral election; or, if earlier, (ii) starting upon termination of the Reporting Person's service as a Director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan.
F3: The RSUs vested on the date of the 2026 annual meeting of stockholders of BHF. The Reporting Person has elected to defer these shares pursuant to the Brighthouse Services, LLC Deferred Compensation Plan for Non-Management Directors (the "Deferred Compensation Plan"). Payment of the shares will be made (i) in accordance with the Reporting Person's deferral election; or, if earlier, (ii) starting upon termination of the Reporting Person's service as a Director.
F4: Each deferred RSU represents the deferred right to receive one share of BHF common stock, or a cash payment equal to the value of one share of BHF common stock.
F5: The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the 2027 annual meeting of stockholders of BHF. Vested shares will be deferred in accordance with the Reporting Person's deferral election pursuant to the Deferred Compensation Plan.
Q2 Holdings, Inc.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,523 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 4,741 · Balance 25,523 F1: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 3, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of stock acquired represent shares underlying Restricted Stock Units. The Restricted Stock Units vest in equal quarterly installments over one year beginning September 3, 2026.
RENAISSANCERE HOLDINGS LTD
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 591 |
Reported balance
After 2026-05-11 transaction · row 1
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 591 · Balance 591 F1: Grant of restricted shares of the issuer pursuant to the RenaissanceRe Holdings Ltd. 2026 Long Term Incentive Plan. These shares will vest in three equal annual installments beginning on March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted shares of the issuer pursuant to the RenaissanceRe Holdings Ltd. 2026 Long Term Incentive Plan. These shares will vest in three equal annual installments beginning on March 1, 2027.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DST SYSTEMS INC
Report date April 16, 2018 · Filed April 18, 2018
Section 16 reporting ended · disclosed 2018-04-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-04-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-04-16 · Grant · Acquired 65,636 · Balance 238,568 F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Hooley, the Company and SS&C. Row 2 · 2018-04-16 · Grant · Acquired 104,480 · Balance 343,048 F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Hooley, the Company and SS&C. Row 3 · 2018-04-16 · Disposition to issuer · Disposed 343,048 · Balance 0 F2: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.91 · Expires 2019-12-14 | Direct | 0 |
Reported balance
After 2018-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-16 · Disposition to issuer · Disposed 80,000 · Balance 0 F3: These performance based options were granted by the Committee on December 14, 2009, and the Committee certified goal achievement on February 24, 2011. These options were canceled in the Merger in exchange for a cash payment of $4,967,000.00, representing the difference between the exercise price of the option ($21.9125 per share) and the merger consideration ($84.00 per share). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.76 · Expires 2021-12-01 | Direct | 0 |
Reported balance
After 2018-04-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-16 · Disposition to issuer · Disposed 77,280 · Balance 0 F4: This option, which provided for vesting in three equal annual installments beginning December 1, 2012, was canceled in the Merger in exchange for a cash payment of $4,655,733.60, representing the difference between the exercise price of the option ($23.7550 per share) and the merger consideration ($84.00 per share). |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Hooley, the Company and SS&C.
F2: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time).
F3: These performance based options were granted by the Committee on December 14, 2009, and the Committee certified goal achievement on February 24, 2011. These options were canceled in the Merger in exchange for a cash payment of $4,967,000.00, representing the difference between the exercise price of the option ($21.9125 per share) and the merger consideration ($84.00 per share).
F4: This option, which provided for vesting in three equal annual installments beginning December 1, 2012, was canceled in the Merger in exchange for a cash payment of $4,655,733.60, representing the difference between the exercise price of the option ($23.7550 per share) and the merger consideration ($84.00 per share).
LEGG MASON, INC.
Report date July 31, 2020 · Filed August 04, 2020
Section 16 reporting ended · disclosed 2020-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-31 transaction · row 1
1 source rowRow 1 · 2020-07-31 · Disposition to issuer · Disposed 3,396 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger dated as of February 17, 2020 among the issuer, Alpha Sub, Inc. and Franklin Resources, Inc. in exchange for $50 per share on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger dated as of February 17, 2020 among the issuer, Alpha Sub, Inc. and Franklin Resources, Inc. in exchange for $50 per share on the effective date of the merger.
STERICYCLE INC
Report date November 04, 2024 · Filed November 04, 2024
Section 16 reporting ended · disclosed 2024-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-11-04 · Disposition to issuer · Disposed 22,199 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2: Represents RSUs that were fully vested prior to the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into Stericycle, Inc. (the "Company"), which Effective Time occurred on November 4, 2024, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among the Company, Waste Management, Inc., and Stag Merger Sub, Inc., at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-04 · Disposition to issuer · Disposed 3,524 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F3: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.
F2: Represents RSUs that were fully vested prior to the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into Stericycle, Inc. (the "Company"), which Effective Time occurred on November 4, 2024, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among the Company, Waste Management, Inc., and Stag Merger Sub, Inc., at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.
F3: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2020 Filed May 26, 2020 13:38 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-20-000089 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,560 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| April 30, 2020 Filed May 1, 2020 09:19 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 409 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-20-000056 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114 Underlying: Common Stock · 409 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| January 31, 2020 Filed Mar 16, 2020 09:40 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-20-000048 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705 Underlying: Common Stock · 319 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 16:12 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-19-000141 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Underlying: Common Stock · 347 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 14:29 UTC | LEGG MASON, INC. LM · Entity 15820 | GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000704051-19-000106 · wf-form4_156753532994238.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 F1 · security: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 16:16 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-19-000134 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Underlying: Common Stock · 435 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:56 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-19-000110 · edgardoc.xml · derivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Common Stock · 2,604 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerStock Option · Derivative | 77,280 | $60.25 Strike: $23.76 | $4,655,733.60 |
DisclosureSEC source: 0001246360-18-001329 · form.xml · derivative · entry 5 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,280 shares Expires 2021-12-01 F4 · shares: This option, which provided for vesting in three equal annual installments beginning December 1, 2012, was canceled in the Merger in exchange for a cash payment of $4,655,733.60, representing the difference between the exercise price of the option ($23.7550 per share) and the merger consideration ($84.00 per share). Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerStock Option · Derivative | 80,000 | $62.09 Strike: $21.91 | $4,967,000.00 |
DisclosureSEC source: 0001246360-18-001329 · form.xml · derivative · entry 4 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2019-12-14 F3 · shares: These performance based options were granted by the Committee on December 14, 2009, and the Committee certified goal achievement on February 24, 2011. These options were canceled in the Merger in exchange for a cash payment of $4,967,000.00, representing the difference between the exercise price of the option ($21.9125 per share) and the merger consideration ($84.00 per share). Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerCommon Stock | 343,048 | $84.00 | $28,816,032.00 |
DisclosureSEC source: 0001246360-18-001329 · form.xml · nonDerivative · entry 3 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Consists of shares of common stock, vested RSUs and vested PSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C and the terms of the Separation Agreement. The Merger became effective on April 16, 2018 (the Effective Time). Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 104,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001329 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,048 F1 · shares: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Hooley, the Company and SS&C. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 18:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 65,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001329 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,568 F1 · shares: Consists of accelerated vesting of PSUs pursuant to the terms of that certain Separation Agreement dated as of February 26, 2018 among Mr. Hooley, the Company and SS&C. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 10,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001110 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,932 F1 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs reported in other Section 16 filings. This form reports the number of shares retained in the March 9, 2018 Tax Withholding Transactions. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:28 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 53,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000889 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,195 F1 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2019, 2020 and 2021, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 09:42 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003293 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,482 F1 · shares: On December 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 13:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002730 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,333 F1 · shares: On September 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002175 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,156 F4 · shares: On June 9, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantStock Option · Derivative | 38,640 | $23.76 Strike: $23.76 | $917,893.20 |
DisclosureSEC source: 0001246360-17-002175 · form.xml · derivative · entry 4 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,280 Underlying: Common Stock · 38,640 shares Expires 2021-12-01 F3 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in 38,640 additional options on the 12/01/2011 grant at the adjusted award price of $23.755. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantStock Option · Derivative | 40,000 | $21.91 Strike: $21.91 | $876,500.00 |
DisclosureSEC source: 0001246360-17-002175 · form.xml · derivative · entry 3 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 40,000 shares Expires 2019-12-14 F2 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in 40,000 additional options on the 12/14/2009 grant at the adjusted award price of $21.9125. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 64,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002175 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,006 F1 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 64,503 additional shares of common stock. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | Exercise / conversionStock Option · Derivative | 9,800 | $0.00 Strike: $43.83 | $0.00 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · derivative · entry 6 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 9,800 shares Expires 2019-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 9,800 | $125.23 | $1,227,296.14 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · nonDerivative · entry 4 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,503 F2 · shares: This transaction was executed in multiple trades at prices ranging from $125.00 to $125.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2016. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | Exercise / conversionCommon Stock | 9,800 | $43.83 | $429,485.00 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · nonDerivative · entry 3 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | Exercise / conversionStock Option · Derivative | 200 | $0.00 Strike: $43.83 | $0.00 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · derivative · entry 5 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,800 Underlying: Common Stock · 200 shares Expires 2019-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 200 | $125.00 | $25,000.00 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,503 F1 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2016. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 10:35 UTC | DST SYSTEMS INC DST · Entity 165910 | Exercise / conversionCommon Stock | 200 | $43.83 | $8,765.00 |
DisclosureSEC source: 0001246360-17-001635 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 17:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 7,422 | $118.13 | $876,747.50 |
DisclosureSEC source: 0001246360-17-001406 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,503 F1 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2016. F3 · shares: This transaction was executed in multiple trades at prices ranging from $117.85 to $118.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 17:35 UTC | DST SYSTEMS INC DST · Entity 165910 | SaleCommon Stock | 10,498 | $117.33 | $1,231,764.98 |
DisclosureSEC source: 0001246360-17-001406 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,925 F1 · shares: IMPORTANT NOTE: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2016. F2 · shares: This transaction was executed in multiple trades at prices ranging from $116.84 to $117.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 17,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001348 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,423 F2 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs), Performance Stock Units (PSUs) and Dividend Equivalents (DEs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs, PSUs and DEs reported in other Section 16 filings. This form reports the number of shares retained in the March 10, 2017 Tax Withholding Transactions. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001348 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,212 F1 · shares: On March 10, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 25, 2014, February 23, 2015, February 26, 2016, and February 24, 2017 and Performance Stock Units (PSUs) granted on February 25, 2014, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting or performance criteria in the underlying RSU or PSU. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 23,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001118 · form.xml · nonDerivative · entry 2 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,023 F2 · shares: Represents the number of shares of common stock that will vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 12,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001118 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,317 F1 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2018, 2019 and 2020, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| February 24, 2017 Filed Jan 31, 2018 20:07 UTC Amendment | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000411 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,848 F1 · shares: On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 23,777 instead of 23,706. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 142 shares. These under reported shares were also excluded in the direct ownership totals on six subsequent Form 4s filed by the Reporting Person on March 14, 2017, March 16, 2017, April 21, 2017, June 12, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 129,624 shares. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007502 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,609 F1 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on December 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 15:35 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006808 · form.xml · nonDerivative · entry 1 Hooley Stephen C · CIK 0001463574 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,532 F1 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on September 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.