Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | March 26, 2026 | March 30, 2026 |
| PLIANT THERAPEUTICS, INC.PLRX · Entity 7022 | Director | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,589 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Purchase · Acquired 7,317 · Balance 97,589 F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39.
F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.
PLIANT THERAPEUTICS, INC.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.14 · Expires 2036-06-11 | Direct | 70,000 |
Reported balance
After 2026-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 70,000 · Balance 70,000 F1: 25% of the shares subject to such option vest and become exercisable on October 1, 2026, January 1, 2027, and April 1, 2027, respectively, and the remaining 25% of the shares subject to such option vest and become exercisable on the earlier of (i) the one-year anniversary of the June 11, 2026 grant date or (ii) the next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer as a Director through each such date or, if earlier, such annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the shares subject to such option vest and become exercisable on October 1, 2026, January 1, 2027, and April 1, 2027, respectively, and the remaining 25% of the shares subject to such option vest and become exercisable on the earlier of (i) the one-year anniversary of the June 11, 2026 grant date or (ii) the next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer as a Director through each such date or, if earlier, such annual meeting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENVESTNET, INC.
Report date November 25, 2024 · Filed November 25, 2024
Section 16 reporting ended · disclosed 2024-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-25 transaction · row 1
1 source rowRow 1 · 2024-11-25 · Disposition to issuer · Disposed 17,075 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price"). F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2024-11-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-11-25 · Disposition to issuer · Disposed 3,852 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price"). F3: The shares were held directly by a trust of which the reporting person is a trustee. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-25 · Disposition to issuer · Disposed 1,745 · Balance 0 F4: This stock option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (x) the excess, if any, of the Per Share Price over the exercise price per share Common Stock subject to such stock option as of the Effective Time, multiplied by (y) the total number of shares of Common Stock subject to such stock option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").
F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.
F3: The shares were held directly by a trust of which the reporting person is a trustee.
F4: This stock option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (x) the excess, if any, of the Per Share Price over the exercise price per share Common Stock subject to such stock option as of the Effective Time, multiplied by (y) the total number of shares of Common Stock subject to such stock option immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 20, 2019 21:10 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 203 | $13.91 | $2,823.73 |
DisclosureSEC source: 0001437749-19-023289 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,503 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,759 | $13.30 | $49,994.70 |
DisclosureSEC source: 0001437749-19-019258 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 118 | $12.74 | $1,503.32 |
DisclosureSEC source: 0001437749-19-017189 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 108 | $13.13 | $1,418.04 |
DisclosureSEC source: 0001437749-19-010701 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,423 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 22:55 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 4,315 | $12.44 | $53,678.60 |
DisclosureSEC source: 0001437749-19-005950 · rdgdoc.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315 F1 · shares: Restricted stock granted as an automatic grant upon election to the board of directors pursuant to the 2018 Non-employee Director Plan. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:54 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-002570 · wf-form4_155192003444203.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,885 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Totals reflect that 2,519 shares previously reported as directly held by the reporting person were transferred to indirect ownership (by trust) upon vesting of restricted stock units. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 16:38 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 133 | $60.94 | $8,105.02 |
DisclosureSEC source: 0001104659-18-060777 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares were held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:05 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 133 | $59.05 | $7,853.65 |
DisclosureSEC source: 0001104659-18-044681 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · balance_after: Totals reflect that 133 shares previously reported as directly held by the reporting person were transferred to indirect ownership (by trust) upon vesting of restricted stock units prior to the sale reported hereby. F3 · ownership.nature: The shares were held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| May 29, 2018 Filed May 31, 2018 16:30 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 2,934 | $54.35 | $159,462.90 |
DisclosureSEC source: 0001104659-18-037196 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · balance_after: Totals have been adjusted to reflect that 2,133 shares previously reported as directly held by the reporting person were indirectly held prior to the sale reported hereby. F3 · ownership.nature: The shares were held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:05 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 745 | $57.10 | $42,539.50 |
DisclosureSEC source: 0001104659-18-022417 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 801 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:06 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $54.85 | $40,918.10 |
DisclosureSEC source: 0001104659-18-014834 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 1,546 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:06 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014464 · a4.xml · nonDerivative · entry 2 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,384 F2 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 16:02 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $53.20 | $39,687.20 |
DisclosureSEC source: 0001104659-18-006491 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 2,292 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:03 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $50.00 | $37,300.00 |
DisclosureSEC source: 0001104659-18-000767 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 3,038 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:03 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $48.90 | $36,479.40 |
DisclosureSEC source: 0001104659-17-071913 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 3,784 F1 · kind: Sale pursuant to 10b5-1 Plan. F2 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 16:05 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $53.60 | $39,985.60 |
DisclosureSEC source: 0001104659-17-066032 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 4,530 F7 · kind: Sale pursuant to 10b5-1 Plan. F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:25 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $51.20 | $38,195.20 |
DisclosureSEC source: 0001104659-17-060608 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 5,276 F7 · kind: Sale pursuant to 10b5-1 Plan. F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:06 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $44.45 | $33,159.70 |
DisclosureSEC source: 0001104659-17-055469 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 6,022 F7 · kind: Sale pursuant to 10b5-1 Plan. F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 16:02 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $39.20 | $29,243.20 |
DisclosureSEC source: 0001104659-17-048838 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 6,768 F7 · kind: Sale pursuant to 10b5-1 Plan. F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:15 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $39.80 | $29,690.80 |
DisclosureSEC source: 0001104659-17-043850 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 7,514 F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:34 UTC Amendment | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 2,238 | $37.50 | $83,925.00 |
DisclosureSEC source: 0001104659-17-037751 · a4a.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 8,260 F7 · kind: This amendment is being filed to correct the transaction code to reflect a sale transaction rather than a purchase transaction. F7 · acquired: This amendment is being filed to correct the transaction code to reflect a sale transaction rather than a purchase transaction. F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 16:23 UTC | ENVESTNET, INC. ENV · Entity 85670 | PurchaseCommon Stock | 2,238 | $37.50 | $83,925.00 |
DisclosureSEC source: 0001104659-17-037707 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 12,736 F6 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:13 UTC | ENVESTNET, INC. ENV · Entity 85670 | Exercise / conversionRestricted Stock Units · Derivative | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-028069 · a4.xml · derivative · entry 4 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602 Underlying: Common Stock · 801 shares Expires 2019-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. F3 · derivative.exercise_date: The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) is subject to the restricted stock units of the grant vested on April 26, 2017. The common stock into which such vested restricted stock units converted on April 26, 2017 is reported in Table I on this Form 4. This restricted stock unit vests over a 3 year period; 25% of the total amount vested on the date of the grant of restricted stock, and then 25% on each of the first three anniversaries of the Grant Date (April 26, 2016). F5 · derivative.underlying_shares: Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:13 UTC | ENVESTNET, INC. ENV · Entity 85670 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-028069 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Represents the conversion upon vesting of restricted stock units into common stock. The reporting person was granted 3,204 restricted stock units on April 26, 2016, of which 25% (801 shares) is subject to the restricted stock units of the grant vested on April 26, 2017. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:31 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantRestricted Stock Units · Derivative | 1,595 | $31.70 | $50,561.50 |
DisclosureSEC source: 0001104659-17-020466 · a4.xml · derivative · entry 4 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 1,595 shares Expires 2020-03-28 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest over a 3 year period, one-third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary. F5 · derivative.underlying_shares: Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:31 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,745 | $31.70 Strike: $31.70 | $55,316.50 |
DisclosureSEC source: 0001104659-17-020466 · a4.xml · derivative · entry 2 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745 Underlying: Common Stock · 1,745 shares Expires 2027-03-28 F1 · derivative.exercise_date: This option grant vests over a 3-year period, one third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 19:59 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $39.00 | $29,094.00 |
DisclosureSEC source: 0001104659-17-013626 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 10,498 F1 · kind: Sale pursuant to a 10b5-1 plan. F5 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 19:25 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $37.80 | $28,198.80 |
DisclosureSEC source: 0001104659-17-005911 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 11,244 F1 · kind: Sale pursuant to a 10b5-1 plan. F5 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| January 13, 2017 Filed Jan 13, 2017 18:23 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $37.50 | $27,975.00 |
DisclosureSEC source: 0001104659-17-002348 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 11,990 F1 · kind: Sale pursuant to a 10b5-1 plan. F5 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 17:51 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $37.50 | $27,975.00 |
DisclosureSEC source: 0001104659-16-162652 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 12,736 F1 · kind: Sale pursuant to a 10b5-1 plan. F5 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:57 UTC | ENVESTNET, INC. ENV · Entity 85670 | SaleCommon Stock | 746 | $37.50 | $27,975.00 |
DisclosureSEC source: 0001104659-16-158190 · a4.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 13,482 F1 · kind: Sale pursuant to a 10b5-1 plan. F6 · balance_after: The total for these shares was inadvertently previously reported as 12,245 shares directly held, instead of 12,245 shares indirectly held and was inadvertently reported as such on one Form 4 filed by the reporting person. F5 · ownership.nature: The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.