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Carlson Jan

Disclosed activity across 3 companies

Tapewire entity
38302
SEC CIK
0001321553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593DirectorSeptember 15, 2026September 17, 2026
BORGWARNER INCBWA · Entity 3425DirectorApril 25, 2020April 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,200.0657 Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 16.3497 · Balance 2,200.0657

F1: Each RSU represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

BORGWARNER INC

Report date April 25, 2020 · Filed April 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,092.47 Reported balance After 2020-04-25 transaction · row 1
1 source row

Row 1 · 2020-04-25 · Tax withholding · Disposed 448 · Balance 18,092.47

F1: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock unit awards.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Veoneer, Inc.

Report date April 01, 2022 · Filed April 01, 2022

Section 16 reporting ended · disclosed 2022-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-01 transaction · row 1
1 source row

Row 1 · 2022-04-01 · Disposition to issuer · Disposed 230,800 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-01 · Disposition to issuer · Disposed 17,722 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F4: These RSUs were to vest on February 18, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-04-01 · Disposition to issuer · Disposed 33,299 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F6: These RSUs were to vest on February 16, 2025.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.67 · Expires 2024-02-19Direct0 Reported balance After 2022-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-04-01 · Disposition to issuer · Disposed 22,888 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7: These options are fully vested and exercisable.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.25 · Expires 2025-02-16Direct0 Reported balance After 2022-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-04-01 · Disposition to issuer · Disposed 21,071 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7: These options are fully vested and exercisable.

Performance-Based Restricted Stock Unit (2020 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-04-01 · Disposition to issuer · Disposed 42,178 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F9: Reflects performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Performance-Based Restricted Stock Unit (2021 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-04-01 · Disposition to issuer · Disposed 38,164 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F11: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2021. PSs may be earned over a three-year performance period (January 1, 2021 - December 31, 2023) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F4: These RSUs were to vest on February 18, 2023.

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F6: These RSUs were to vest on February 16, 2025.

F7: These options are fully vested and exercisable.

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F9: Reflects performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F11: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2021. PSs may be earned over a three-year performance period (January 1, 2021 - December 31, 2023) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 20, 2018 21:30 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 1,577 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004581 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:45 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 7,262 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004223 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,262

Underlying: Common Stock · 7,262 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:02 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 22.1084 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028466 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753.6829

Underlying: Common Stock · 22.1084 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 13:32 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 25.9312 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021724 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731.5745

Underlying: Common Stock · 25.9312 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

Read SEC document
June 01, 2017 Filed Jun 8, 2017 01:09 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 24.6433 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015728 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705.6433

Underlying: Common Stock · 24.6433 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
April 27, 2017 Filed May 1, 2017 12:02 UTC BORGWARNER INC BWA · Entity 3425 Tax withholdingCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008617 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,717.98

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:03 UTC BORGWARNER INC BWA · Entity 3425 GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008563 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671.98

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BorgWarner stock. The restricted stock units will vest 100% on the first anniversary of the grant date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004957 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,681

Underlying: Common Stock · 4,681 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 4,610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004957 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,610 shares

Expires 2017-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004957 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 1,578 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004555 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,154

Underlying: Common Stock · 1,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004555 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.