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Carlson Jan

Disclosed activity across 3 companies

Tapewire entity
38302
SEC CIK
0001321553

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593DirectorSeptember 15, 2026September 17, 2026
BORGWARNER INCBWA · Entity 3425DirectorApril 25, 2020April 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,200.0657 Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 16.3497 · Balance 2,200.0657

F1: Each RSU represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of ALV common stock.

F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

BORGWARNER INC

Report date April 25, 2020 · Filed April 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,092.47 Reported balance After 2020-04-25 transaction · row 1
1 source row

Row 1 · 2020-04-25 · Tax withholding · Disposed 448 · Balance 18,092.47

F1: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock unit awards.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Veoneer, Inc.

Report date April 01, 2022 · Filed April 01, 2022

Section 16 reporting ended · disclosed 2022-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-01 transaction · row 1
1 source row

Row 1 · 2022-04-01 · Disposition to issuer · Disposed 230,800 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-01 · Disposition to issuer · Disposed 17,722 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F4: These RSUs were to vest on February 18, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-04-01 · Disposition to issuer · Disposed 33,299 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F6: These RSUs were to vest on February 16, 2025.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.67 · Expires 2024-02-19Direct0 Reported balance After 2022-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-04-01 · Disposition to issuer · Disposed 22,888 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7: These options are fully vested and exercisable.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.25 · Expires 2025-02-16Direct0 Reported balance After 2022-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-04-01 · Disposition to issuer · Disposed 21,071 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7: These options are fully vested and exercisable.

Performance-Based Restricted Stock Unit (2020 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-04-01 · Disposition to issuer · Disposed 42,178 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F9: Reflects performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Performance-Based Restricted Stock Unit (2021 Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-04-01 · Disposition to issuer · Disposed 38,164 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F11: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2021. PSs may be earned over a three-year performance period (January 1, 2021 - December 31, 2023) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F4: These RSUs were to vest on February 18, 2023.

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F6: These RSUs were to vest on February 16, 2025.

F7: These options are fully vested and exercisable.

F8: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F9: Reflects performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

F10: Each PS, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product of (i) the number of shares of Issuer common stock underlying such PSs (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) determined based on the attainment of the applicable performance metrics at (x) the actual level of performance for any performance periods that have concluded prior to the date of the Merger Agreement, and (y) the greater of the target level of performance or actual level of performance measured through the closing of the Merger (as determined by the Issuer's Board of Directors), for any performance periods that would have otherwise concluded following the signing of the Merger Agreement, in each case, multiplied by (ii) the Merger Consideration.

F11: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2021. PSs may be earned over a three-year performance period (January 1, 2021 - December 31, 2023) based on level of achievement of 1-year annual gross margin performance objectives. A portion of these PSs were previously earned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 22, 2022 22:00 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000045 · wf-form4_164556720216983.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionPerformance-Based Restricted Stock Unit (2019 Grant) · Derivative 12,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · derivative · entry 6

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,067 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F7 · shares: Fractional PSs associated with each tranche of PS awards are rounded down to the nearest whole number at vesting. The fractional amounts are forfeited.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 GrantPerformance-Based Restricted Stock Unit (2021 Grant) · Derivative 13,382.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · derivative · entry 5

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382.28

Underlying: Common Stock · 13,382.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F6 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2021. PSs may be earned over a three-year performance period (January 1, 2021 - December 31, 2023) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2021 - December 31, 2021 performance period was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F4 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F4 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 GrantPerformance-Based Restricted Stock Unit (2020 Grant) · Derivative 19,139.76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139.76

Underlying: Common Stock · 19,139.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F5 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2021 - December 31, 2021 performance period was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F4 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F4 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 GrantPerformance-Based Restricted Stock Unit (2019 Grant) · Derivative 9,444.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,444.6

Underlying: Common Stock · 9,444.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F3 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2019. PSs may be earned over a three-year performance period (January 1, 2019 - December 31, 2021) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2021 - December 31, 2021 performance period was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F4 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F4 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 GrantRestricted Stock Unit · Derivative 33,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,299

Underlying: Common Stock · 33,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F2 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:30 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 12,067 $0.00 $0.00
Disclosure

SEC source: 0001733186-22-000035 · wf-form4_164521980171181.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 14:29 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 14.3083 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048033 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263.1633

Underlying: Common Stock · 14.3083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 13:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 15.6013 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-037995 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248.8551

Underlying: Common Stock · 15.6013 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

Read SEC document
July 01, 2021 Filed Jul 3, 2021 01:12 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionRestricted Stock Unit · Derivative 24,968 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000090 · wf-form4_162527470363811.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,968 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units (RSUs) granted to the reporting person pursuant to the terms of his employment agreement, which RSUs vest in three approximately equal installments on each of July 1, 2019,2020, and 2021, subject to the reporting person's continued employment with the issuer on each such date (subject to certain limited exceptions). Pursuant to the employment agreement the restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

Read SEC document
July 01, 2021 Filed Jul 3, 2021 01:12 UTC Veoneer, Inc. VNE · Entity 128236 Disposition to issuerCommon Stock 24,968 $22.98 $573,764.64
Disclosure

SEC source: 0001733186-21-000090 · wf-form4_162527470363811.xml · nonDerivative · entry 2

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,989

Read SEC document
July 01, 2021 Filed Jul 3, 2021 01:12 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 24,968 $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000090 · wf-form4_162527470363811.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:32 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 13.2537 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023827 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233.2537

Underlying: Common Stock · 13.2537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionStock Option · Derivative 8,976 $0.00 Strike: $80.40 $0.00
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · derivative · entry 6

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,976 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionStock Option · Derivative 9,750 $0.00 Strike: $67.29 $0.00
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · derivative · entry 5

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,750 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 15,052 $103.55 $1,558,694.81
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · nonDerivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,211

F2 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $103.50 to $104.4999.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 3,674 $104.14 $382,623.59
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · nonDerivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,263

F1 · price: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $104 to $104.9999.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 8,976 $80.40 $721,670.40
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · nonDerivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 10:34 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 9,750 $67.29 $656,077.50
Disclosure

SEC source: 0000899243-21-020698 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 13, 2021 12:57 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019346 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects a grant of RSUs as part of the 2021-2022 annual retainer for non-employee director service and as Chairman.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

Read SEC document
May 07, 2021 Filed May 7, 2021 13:27 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 3,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018606 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,709 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service and as Chairman.

Read SEC document
May 07, 2021 Filed May 7, 2021 13:27 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 3,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018606 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service and as Chairman.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:36 UTC Veoneer, Inc. VNE · Entity 128236 GrantPerformance-Based Restricted Stock Unit (2020 Grant) · Derivative 5,316.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000030 · wf-form4_161360495793747.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316.6

Underlying: Common Stock · 5,316.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F5 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2020 - December 31, 2020 was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F4 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F4 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:36 UTC Veoneer, Inc. VNE · Entity 128236 GrantPerformance-Based Restricted Stock Unit (2019 Grant) · Derivative 2,622.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000030 · wf-form4_161360495793747.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622.9

Underlying: Common Stock · 2,622.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F3 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2019. PSs may be earned over a three-year performance period (January 1, 2019 - December 31, 2021) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2020 - December 31, 2020 was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F4 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F4 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

Read SEC document
February 13, 2021 Filed Feb 16, 2021 11:29 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 5,465.633 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006474 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,465.633 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 13, 2021 Filed Feb 16, 2021 11:29 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 5,465 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006474 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 23:36 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionRestricted Stock Unit · Derivative 12,114.2064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000030 · wf-form4_161360495793747.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,114.2064 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F2 · shares: Fractional RSUs associated with each tranche of RSU awards are rounded down to the nearest whole number at vesting. The fractional amounts are forfeited.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 23:36 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 12,114 $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000030 · wf-form4_161360495793747.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:10 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionRestricted Stock Unit · Derivative 24,969 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000123 · wf-form4_159406623067520.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,969 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects restricted stock units (RSUs) granted to the reporting person pursuant to the terms of his employment agreement, which RSUs vest in three approximately equal installments on each of July 1, 2019,2020, and 2021, subject to the reporting person's continued employment with the issuer on each such date (subject to certain limited exceptions). Pursuant to the employment agreement the restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F1 · derivative.exercise_price: Reflects restricted stock units (RSUs) granted to the reporting person pursuant to the terms of his employment agreement, which RSUs vest in three approximately equal installments on each of July 1, 2019,2020, and 2021, subject to the reporting person's continued employment with the issuer on each such date (subject to certain limited exceptions). Pursuant to the employment agreement the restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:10 UTC Veoneer, Inc. VNE · Entity 128236 Disposition to issuerCommon Stock 24,969 $10.55 $263,422.95
Disclosure

SEC source: 0001733186-20-000123 · wf-form4_159406623067520.xml · nonDerivative · entry 2

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,875

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:10 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 24,969 $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000123 · wf-form4_159406623067520.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:47 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012514 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709

Underlying: Common Stock · 3,709 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:47 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 2,680.9687 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012514 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,680.9687 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as part of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:47 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 2,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012514 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as part of the 2019-2020 annual retainer for non-employee director service.

Read SEC document
April 25, 2020 Filed Apr 28, 2020 20:06 UTC BORGWARNER INC BWA · Entity 3425 Tax withholdingCommon Stock 448 $27.08 $12,131.84
Disclosure

SEC source: 0001225208-20-006816 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092.47

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock unit awards.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 15:57 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 26.0451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007368 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680.9687

Underlying: Common Stock · 26.0451 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 15:57 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 53.0977 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007368 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,465.633

Underlying: Common Stock · 53.0977 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 11:03 UTC AUTOLIV INC ALV · Entity 3593 SaleCommon Stock 3,400 $69.81 $237,354.00
Disclosure

SEC source: 0000899243-20-006093 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,357

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv, Inc. employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $69.79 to $69.86. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:30 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 3,543.0291 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005421 · doc4.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,543.0291 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:30 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 2,444.69 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005421 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,444.69 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock units (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:30 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005421 · doc4.xml · nonDerivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 15:30 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 2,444 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005421 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:10 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionRestricted Stock Unit · Derivative 13,401.5688 $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000039 · wf-form4_158231939025895.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,401.5688 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock

F2 · shares: Fractional RSUs associated with each tranche of RSU awards are rounded down to the nearest whole number at vesting. The fractional amounts are forfeited.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:10 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000039 · wf-form4_158231939025895.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:31 UTC Veoneer, Inc. VNE · Entity 128236 GrantRestricted Stock Unit · Derivative 17,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000019 · wf-form4_158223426692557.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,722

Underlying: Common Stock · 17,722 shares

Expires 2023-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock

F2 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

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December 05, 2019 Filed Dec 9, 2019 11:06 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 19.9015 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028719 · doc4.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654.9235

Underlying: Common Stock · 19.9015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

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December 05, 2019 Filed Dec 9, 2019 11:06 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 40.5727 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028719 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412.5354

Underlying: Common Stock · 40.5727 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

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December 05, 2019 Filed Dec 9, 2019 11:06 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 18.3256 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028719 · doc4.xml · derivative · entry 2

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444.69

Underlying: Common Stock · 18.3256 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

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December 05, 2019 Filed Dec 9, 2019 11:06 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 26.5588 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028719 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543.0291

Underlying: Common Stock · 26.5588 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

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September 05, 2019 Filed Sep 6, 2019 12:03 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 21.844 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022968 · doc4.xml · derivative · entry 4

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635.0221

Underlying: Common Stock · 21.844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.