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Pianalto Sandra

Disclosed activity across 4 companies

Tapewire entity
38294
SEC CIK
0001614199

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604DirectorMay 06, 2026May 08, 2026
FIRSTENERGY CORPFE · Entity 3171DirectorApril 01, 2021April 05, 2021
J M SMUCKER CoSJM · Entity 627DirectorOctober 03, 2022October 04, 2022
PRUDENTIAL FINANCIAL INCPRU · Entity 148DirectorSeptember 10, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect2,638 Reported balance After 2026-05-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-06 · Exercise / conversion · Acquired 621 · Balance 2,638

F5: Shares have been adjusted to account for reinvested dividends.

Ordinary SharesSEC Table I · non-derivativeDirect2,488 Reported balance After 2026-05-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-05-06 · Tax withholding · Disposed 150 · Balance 2,488

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-06 · Exercise / conversion · Disposed 621 · Balance 0

F3: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

F1: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units vested in their entirety on May 6, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2: This field is not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct470 Reported balance After 2026-05-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-06 · Grant · Acquired 470 · Balance 470

F4: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units will vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2: This field is not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units vested in their entirety on May 6, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2: This field is not applicable.

F3: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

F4: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units will vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F5: Shares have been adjusted to account for reinvested dividends.

FIRSTENERGY CORP

Report date April 01, 2021 · Filed April 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect9,349.474 Reported balance After 2021-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-01 · Grant · Acquired 1,091 · Balance 9,349.474

F1: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2020 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2: 1 for 1

F3: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4: Includes phantom stock units acquired through dividend reinvestments.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2020 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2: 1 for 1

F3: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4: Includes phantom stock units acquired through dividend reinvestments.

J M SMUCKER Co

Report date October 03, 2022 · Filed October 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect12,243.838 Reported balance After 2022-10-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-10-03 · Grant · Acquired 1,146 · Balance 12,243.838

F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

PRUDENTIAL FINANCIAL INC

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,394 Reported balance After 2026-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-10 · Grant · Acquired 214 · Balance 18,394

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,227 Reported balance After 2026-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-10 · Grant · Acquired 84 · Balance 7,227

F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,798 Reported balance After 2026-09-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798

F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 16, 2019 21:29 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 76 $94.55 Strike: $0.00 $7,185.80
Disclosure

SEC source: 0001127602-19-035061 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,336

Underlying: Common Stock · 76 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 21:29 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 16 $94.55 $1,512.80
Disclosure

SEC source: 0001127602-19-035061 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 14:45 UTC FIRSTENERGY CORP FE · Entity 3171 GrantPhantom Stock Units · Derivative 794 $47.18 $37,460.92
Disclosure

SEC source: 0001127602-19-032283 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517.183

Underlying: Common Stock · 794 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestment.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:00 UTC J M SMUCKER Co SJM · Entity 627 GrantDeferred Stock Units · Derivative 1,390 $107.69 Strike: $0.00 $149,689.10
Disclosure

SEC source: 0001127602-19-030030 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682.009

Underlying: Common Shares · 1,390 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 81 $88.22 Strike: $0.00 $7,145.82
Disclosure

SEC source: 0001127602-19-028443 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,259

Underlying: Common Stock · 81 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 17 $88.22 $1,499.74
Disclosure

SEC source: 0001127602-19-028443 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:01 UTC FIRSTENERGY CORP FE · Entity 3171 GrantPhantom Stock Units · Derivative 853 $43.95 $37,489.35
Disclosure

SEC source: 0001127602-19-025404 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700.871

Underlying: Common Stock · 853 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestment.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:18 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 15 $100.13 $1,501.95
Disclosure

SEC source: 0001127602-19-022623 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Common Stock · 15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:18 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 70 $100.13 Strike: $0.00 $7,009.10
Disclosure

SEC source: 0001127602-19-022623 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018792 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521

Underlying: Common Stock · 1,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 17:42 UTC FIRSTENERGY CORP FE · Entity 3171 GrantPhantom Stock Units · Derivative 903 $41.49 $37,465.47
Disclosure

SEC source: 0001127602-19-016548 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831

Underlying: Common Stock · 903 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:42 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 16 $95.27 $1,524.32
Disclosure

SEC source: 0001127602-19-011771 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:42 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 57 $95.27 Strike: $0.00 $5,430.39
Disclosure

SEC source: 0001127602-19-011771 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:08 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000085 · wf-form4_155139170512439.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Ordinary Shares · 2,080 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:36 UTC FIRSTENERGY CORP FE · Entity 3171 GrantPhantom Stock Units · Derivative 928 $40.39 $37,481.92
Disclosure

SEC source: 0001127602-19-008298 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 16 $82.74 $1,323.84
Disclosure

SEC source: 0001127602-18-036483 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 59 $82.74 Strike: $0.00 $4,881.66
Disclosure

SEC source: 0001127602-18-036483 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,491

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 20:50 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 PurchaseCommon Stock 250 $83.53 $20,882.50
Disclosure

SEC source: 0001127602-18-036056 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:51 UTC FIRSTENERGY CORP FE · Entity 3171 GrantCommon Stock 902 $37.38 $33,716.76
Disclosure

SEC source: 0001127602-18-031577 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:22 UTC J M SMUCKER Co SJM · Entity 627 GrantDeferred Stock Units · Derivative 1,317 $102.51 Strike: $0.00 $135,005.67
Disclosure

SEC source: 0001127602-18-029442 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061.6979

Underlying: Common Shares · 1,317 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 18:06 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 14 $97.08 $1,359.12
Disclosure

SEC source: 0001127602-18-027715 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 18:06 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 49 $97.08 Strike: $0.00 $4,756.92
Disclosure

SEC source: 0001127602-18-027715 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 17:39 UTC FIRSTENERGY CORP FE · Entity 3171 GrantCommon Stock 928 $36.33 $33,714.24
Disclosure

SEC source: 0001127602-18-024920 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 13 $98.75 $1,283.75
Disclosure

SEC source: 0001127602-18-021162 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 48 $98.75 Strike: $0.00 $4,740.00
Disclosure

SEC source: 0001127602-18-021162 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 08, 2018 Filed May 10, 2018 18:00 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 1,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016907 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 1,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:10 UTC FIRSTENERGY CORP FE · Entity 3171 GrantCommon Stock 989 $34.10 $33,724.90
Disclosure

SEC source: 0001127602-18-015533 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 11 $108.49 $1,193.39
Disclosure

SEC source: 0001127602-18-011979 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 11 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 32 $108.49 Strike: $0.00 $3,471.68
Disclosure

SEC source: 0001127602-18-011979 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,902

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:47 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000100 · wf-form4_151994081268086.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805

Underlying: Ordinary Shares · 1,805 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: These restricted stock units have no expiration date.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC FIRSTENERGY CORP FE · Entity 3171 GrantCommon Stock 443 $33.81 $14,977.83
Disclosure

SEC source: 0001127602-18-009112 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:46 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 9 $114.47 $1,030.23
Disclosure

SEC source: 0001127602-17-034861 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

Underlying: Common Stock · 9 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:46 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 25 $114.47 Strike: $0.00 $2,861.75
Disclosure

SEC source: 0001127602-17-034861 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
October 02, 2017 Filed Oct 5, 2017 21:02 UTC J M SMUCKER Co SJM · Entity 627 GrantDeferred Shares · Derivative 1,290 $104.72 Strike: $0.00 $135,088.80
Disclosure

SEC source: 0001127602-17-029482 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,611.1199

Underlying: Common Shares · 1,290 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 10 $101.97 $1,019.70
Disclosure

SEC source: 0001127602-17-027601 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 10 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 28 $101.97 Strike: $0.00 $2,855.16
Disclosure

SEC source: 0001127602-17-027601 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 21:50 UTC J M SMUCKER Co SJM · Entity 627 PurchaseCommon Shares 250 $120.61 $30,152.50
Disclosure

SEC source: 0001127602-17-022297 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:19 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 9 $108.28 $974.52
Disclosure

SEC source: 0001127602-17-021708 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 9 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:19 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 26 $108.28 Strike: $0.00 $2,815.28
Disclosure

SEC source: 0001127602-17-021708 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 15, 2017 Filed Feb 13, 2018 18:35 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 OtherCommon Stock 1 $108.28 $108.28
Disclosure

SEC source: 0001127602-18-005403 · form5.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

Read SEC document
May 09, 2017 Filed May 11, 2017 20:07 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017729 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 1,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:38 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 13 $111.62 Strike: $0.00 $1,451.06
Disclosure

SEC source: 0001127602-17-012406 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:38 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 11 $111.62 Strike: $0.00 $1,227.82
Disclosure

SEC source: 0001127602-17-012406 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 PurchaseCommon Stock 200 $112.81 $22,562.00
Disclosure

SEC source: 0001127602-17-010522 · form4.xml · nonDerivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:19 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-17-000047 · wf-form4_148788475656178.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Ordinary Shares · 2,100 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: These restricted stock units have no expiration date.

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December 15, 2016 Filed Dec 19, 2016 19:25 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 12 $107.08 Strike: $0.00 $1,284.96
Disclosure

SEC source: 0001127602-16-070384 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 12 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

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December 15, 2016 Filed Dec 19, 2016 19:25 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 11 $107.08 Strike: $0.00 $1,177.88
Disclosure

SEC source: 0001127602-16-070384 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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October 03, 2016 Filed Oct 5, 2016 22:43 UTC J M SMUCKER Co SJM · Entity 627 GrantDeferred Shares · Derivative 923 $135.54 Strike: $0.00 $125,103.42
Disclosure

SEC source: 0001127602-16-064414 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240.088

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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September 15, 2016 Filed Sep 19, 2016 21:22 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 17 $80.45 Strike: $0.00 $1,367.65
Disclosure

SEC source: 0001127602-16-062829 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

Underlying: Common Stock · 17 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

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September 15, 2016 Filed Sep 19, 2016 21:22 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 15 $80.45 Strike: $0.00 $1,206.75
Disclosure

SEC source: 0001127602-16-062829 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.