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LISTA GEORGE

Disclosed activity across 2 companies

Tapewire entity
38282
SEC CIK
0001256421

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PROVIDENT FINANCIAL SERVICES INCPFS · Entity 4228Pres/CEO Prov Protection PlusJune 12, 2026June 15, 2026
SB ONE BANCORPSBBX · Entity 146814CEO SB One Insurance AgencyJuly 31, 2020September 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PROVIDENT FINANCIAL SERVICES INC

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect105,734.125 Reported balance After 2026-06-12 transaction · row 1
1 source row

Row 1 · 2026-06-12 · Sale · Disposed 3,528 · Balance 105,734.125

Common StockSEC Table I · non-derivativeIndirectBy 401(k)2,622 Reported balance Holding disclosure · report date 2026-06-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,622

F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy IRA2,072.5 Reported balance Holding disclosure · report date 2026-06-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,072.5

F2: Reflects dividend reinvestment transactions

Common StockSEC Table I · non-derivativeIndirectby 50% ownership in LLC10,701.5 Reported balance Holding disclosure · report date 2026-06-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,701.5

F2: Reflects dividend reinvestment transactions

Filing footnotes · ownership attribution and instrument terms

F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

F2: Reflects dividend reinvestment transactions

SB ONE BANCORP

Report date July 31, 2020 · Filed September 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-07-31 transaction · row 1
1 source row

Row 1 · 2020-07-31 · Disposition to issuer · Disposed 82,515.55 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 11, 2020, by and between Provident Financial Services, Inc. ("Provident") and SB One Bancorp ("SB One"). SB One Bancorp merged with and into Provident, with Provident continuing as the surviving entity. At the effective time of the Merger (the "Effective Time"), each share of SB One common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.357 shares of Provident common stock, with a market value of $18.52 per share of SB One common stock based on the closing price of Provident common stock on July 31, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 11, 2020, by and between Provident Financial Services, Inc. ("Provident") and SB One Bancorp ("SB One"). SB One Bancorp merged with and into Provident, with Provident continuing as the surviving entity. At the effective time of the Merger (the "Effective Time"), each share of SB One common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.357 shares of Provident common stock, with a market value of $18.52 per share of SB One common stock based on the closing price of Provident common stock on July 31, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 15, 2026 19:09 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 3,528 $23.41 $82,590.48
Disclosure

SEC source: 0001256421-26-000008 · wk-form4_1781550552.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,734.125

Read SEC document
May 08, 2026 Filed May 12, 2026 18:01 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 2,556 $22.40 $57,254.40
Disclosure

SEC source: 0001256421-26-000005 · wk-form4_1778608868.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,262.125

Read SEC document
March 03, 2026 Filed Mar 5, 2026 22:09 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 2,640 $0.00 $0.00
Disclosure

SEC source: 0001256421-26-000002 · wk-form4_1772748595.xml · nonDerivative · entry 4

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,818.125

F2 · shares: Grant of shares of time-vesting restricted stock that vest at a rate of 33.3% per year over a period ending March 3, 2029.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 22:09 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 Tax withholdingCommon Stock 477 $21.42 $10,217.34
Disclosure

SEC source: 0001256421-26-000002 · wk-form4_1772748595.xml · nonDerivative · entry 3

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,178.125

Read SEC document
March 03, 2026 Filed Mar 5, 2026 22:09 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 1,301 $0.00 $0.00
Disclosure

SEC source: 0001256421-26-000002 · wk-form4_1772748595.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,655.125

F1 · shares: Performance-vesting stock awards granted March 3, 2023 which vested based on meeting certain performance criteria.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 22:09 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 Tax withholdingCommon Stock 302 $21.42 $6,468.84
Disclosure

SEC source: 0001256421-26-000002 · wk-form4_1772748595.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,354.125

Read SEC document
November 06, 2025 Filed Nov 10, 2025 16:23 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 8,261.875 $18.35 $151,605.41
Disclosure

SEC source: 0001256421-25-000005 · wk-form4_1762791802.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,656.125

Read SEC document
March 13, 2025 Filed Mar 14, 2025 17:51 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 PurchaseCommon Stock 1,000 $16.73 $16,729.30
Disclosure

SEC source: 0001628280-25-012762 · wk-form4_1741974658.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Indirect · by 50% ownership in LLC

Disclosed balance after: 9,956

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:01 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 2,471 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010655 · wk-form4_1741215671.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,918

F1 · shares: Grant of shares of time-vesting restricted stock that vest at a rate of 33.3% per year over a period ending March 3, 2028.

Read SEC document
March 02, 2025 Filed Mar 5, 2025 00:21 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 2,054 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010126 · wk-form4_1741134104.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,447

F1 · shares: Performance-vesting stock awards granted March 2, 2022 which vested based on meeting certain performance criteria.

F2 · balance_after: Reflects dividend reinvestment transactions

Read SEC document
March 04, 2024 Filed Mar 6, 2024 01:08 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 2,260 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009239 · wk-form4_1709687325.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,833

F2 · shares: Grant of shares of time-vesting restricted stock that vest at a rate of 33.3% per year over a period ending March 4, 2027.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:08 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 3,331 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009239 · wk-form4_1709687325.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,573

F1 · shares: Performance-vesting stock awards granted March 3, 2021 which vested based on meeting certain performance criteria.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 22:13 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 PurchaseCommon Stock 1,000 $15.86 $15,857.00
Disclosure

SEC source: 0001628280-24-003523 · wk-form4_1707257582.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Indirect · by 50% ownership in LLC

Disclosed balance after: 7,835

Read SEC document
February 05, 2024 Filed Feb 6, 2024 22:13 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 PurchaseCommon Stock 94 $15.73 $1,478.15
Disclosure

SEC source: 0001628280-24-003523 · wk-form4_1707257582.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Indirect · by 50% ownership in LLC

Disclosed balance after: 6,835

Read SEC document
May 05, 2023 Filed May 5, 2023 20:55 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 PurchaseCommon Stock 1,500 $15.66 $23,490.00
Disclosure

SEC source: 0001628280-23-016183 · wf-form4_168332011688989.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: No plan indicated

Ownership: Indirect · by 50% ownership in LLC

Disclosed balance after: 6,741

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:14 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 PurchaseCommon Stock 1,500 $20.62 $30,928.50
Disclosure

SEC source: 0001628280-23-007525 · wf-form4_167848283824849.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · Pres/CEO Prov Protection Plus

10b5-1 filing: Not disclosed

Ownership: Indirect · by 50% ownership in LLC

Disclosed balance after: 5,241

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:24 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 1,369 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-006798 · wf-form4_167822786320096.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,242

F1 · shares: Grant of shares of time-vesting restricted stock that vest at a rate of 33.3% per year over a period ending March 3, 2026.

Read SEC document
May 17, 2022 Filed May 17, 2022 20:44 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 3,000 $22.15 $66,450.00
Disclosure

SEC source: 0001628280-22-014633 · wf-form4_165282019259561.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,873

Read SEC document
May 11, 2022 Filed May 11, 2022 18:09 UTC Amendment PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 3,000 $22.23 $66,679.50
Disclosure

SEC source: 0001628280-22-013788 · wf-form4a_165229256842727.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,873

Read SEC document
May 11, 2022 Filed May 11, 2022 15:28 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 3,000 $22.23 $66,679.50
Disclosure

SEC source: 0001628280-22-013771 · wf-form4_165228291922400.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,873

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:42 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005063 · wf-form4_164640851981566.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,873

F1 · shares: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 2, 2025.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:38 UTC PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 SaleCommon Stock 2,000 $25.43 $50,860.00
Disclosure

SEC source: 0001628280-21-010537 · wf-form4_162128389908856.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · President/CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,082

Read SEC document
July 31, 2020 Filed Sep 3, 2020 11:31 UTC SB ONE BANCORP SBBX · Entity 146814 Disposition to issuerCommon Stock 82,515.55 Not disclosed Not disclosed
Disclosure

SEC source: 0001814677-20-000033 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance Agency

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 11, 2020, by and between Provident Financial Services, Inc. ("Provident") and SB One Bancorp ("SB One"). SB One Bancorp merged with and into Provident, with Provident continuing as the surviving entity. At the effective time of the Merger (the "Effective Time"), each share of SB One common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.357 shares of Provident common stock, with a market value of $18.52 per share of SB One common stock based on the closing price of Provident common stock on July 31, 2020.

Read SEC document
February 12, 2020 Filed Feb 19, 2020 15:17 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 5,080 $0.00 $0.00
Disclosure

SEC source: 0001777858-20-000009 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,515.55

F1 · shares: These shares of restricted stock vest in 3 installments beginning on February 12, 2021

Read SEC document
November 04, 2019 Filed Nov 5, 2019 10:11 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,000 $22.27 $44,540.00
Disclosure

SEC source: 0001777858-19-000050 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,435.55

Read SEC document
September 16, 2019 Filed Sep 18, 2019 11:03 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,500 $23.90 $59,750.00
Disclosure

SEC source: 0001777858-19-000033 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,935.55

Read SEC document
August 28, 2019 Filed Aug 29, 2019 17:49 UTC Amendment SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,187 $21.90 $47,895.30
Disclosure

SEC source: 0001777858-19-000024 · primary_doc.xml · nonDerivative · entry 4

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,435.55

Read SEC document
August 28, 2019 Filed Aug 29, 2019 17:49 UTC Amendment SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 100 $21.96 $2,196.00
Disclosure

SEC source: 0001777858-19-000024 · primary_doc.xml · nonDerivative · entry 3

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,622.55

Read SEC document
August 28, 2019 Filed Aug 29, 2019 08:22 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,187 $2,187.00 $4,782,969.00
Disclosure

SEC source: 0001777858-19-000023 · primary_doc.xml · nonDerivative · entry 4

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,435.55

Read SEC document
August 28, 2019 Filed Aug 29, 2019 08:22 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 100 $21.96 $2,196.00
Disclosure

SEC source: 0001777858-19-000023 · primary_doc.xml · nonDerivative · entry 3

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,622.55

Read SEC document
August 27, 2019 Filed Aug 29, 2019 17:49 UTC Amendment SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 300 $22.00 $6,600.00
Disclosure

SEC source: 0001777858-19-000024 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,722.55

Read SEC document
August 27, 2019 Filed Aug 29, 2019 17:49 UTC Amendment SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 13 $21.95 $285.35
Disclosure

SEC source: 0001777858-19-000024 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,022.55

Read SEC document
August 27, 2019 Filed Aug 29, 2019 08:22 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 300 $22.00 $6,600.00
Disclosure

SEC source: 0001777858-19-000023 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,722.55

Read SEC document
August 27, 2019 Filed Aug 29, 2019 08:22 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 13 $21.95 $285.35
Disclosure

SEC source: 0001777858-19-000023 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,022.55

Read SEC document
August 14, 2019 Filed Aug 16, 2019 12:13 UTC Amendment SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 16 $22.69 $363.04
Disclosure

SEC source: 0001777858-19-000022 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,035.55

Read SEC document
August 14, 2019 Filed Aug 16, 2019 11:43 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 16 $22.69 $363.04
Disclosure

SEC source: 0001777858-19-000021 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,035.55

Read SEC document
August 14, 2019 Filed Aug 16, 2019 11:43 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,484 $22.34 $55,492.56
Disclosure

SEC source: 0001777858-19-000021 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,051.55

Read SEC document
June 21, 2019 Filed Jun 26, 2019 15:21 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 401 $22.00 $8,822.00
Disclosure

SEC source: 0001496877-19-000075 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,535.55

Read SEC document
June 21, 2019 Filed Jun 26, 2019 15:21 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 1,606 $21.95 $35,251.70
Disclosure

SEC source: 0001496877-19-000075 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,936.55

Read SEC document
May 29, 2019 Filed May 29, 2019 14:22 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,000 $22.25 $44,500.00
Disclosure

SEC source: 0001496877-19-000072 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,542.55

Read SEC document
May 03, 2019 Filed May 3, 2019 15:40 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001496877-19-000051 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,542.55

F1 · shares: These shares of restricted stock vest in three installments beginning on May 3, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 15:25 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 476.48 $0.00 $0.00
Disclosure

SEC source: 0001496877-19-000040 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,142.55

F1 · shares: These shares represent dividends acquired through the Dividend Reinvestment Plan at American Stock Transfer and Trust Company.

Read SEC document
February 22, 2019 Filed Feb 22, 2019 16:11 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001496877-19-000016 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,666.07

F1 · shares: These shares of restricted stock will vest in three installments beginning on February 22, 2020.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 11:07 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 1,570 $0.00 $0.00
Disclosure

SEC source: 0001496877-19-000013 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,113.07

F1 · shares: These shares of restricted stock vest in three installments beginning on February 4, 2020.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 10:33 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,000 $27.46 $54,920.00
Disclosure

SEC source: 0001496877-18-000093 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,543.07

Read SEC document
July 31, 2018 Filed Aug 1, 2018 15:18 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 3,316 $0.00 $0.00
Disclosure

SEC source: 0001496877-18-000078 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO SB One Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543.07

F1 · shares: These shares of restricted stock vest in three installments beginning on July 31, 2019.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 15:31 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 1,222 $0.00 $0.00
Disclosure

SEC source: 0001496877-18-000024 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO Tri State Ins. Agency

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,227.07

F2 · shares: These shares of restricted stock vest in three installments beginning on March 2, 2019.

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March 02, 2018 Filed Mar 5, 2018 15:31 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 348.61 $0.00 $0.00
Disclosure

SEC source: 0001496877-18-000024 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO Tri State Ins. Agency

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,005.07

F1 · shares: These shares represent dividends acquired through the Dividend Reinvestment Plan at American Stock Transfer and Trust Company.

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February 15, 2018 Filed Feb 20, 2018 14:25 UTC SB ONE BANCORP SBBX · Entity 146814 SaleCommon Stock 2,000 $29.11 $58,220.00
Disclosure

SEC source: 0001496877-18-000012 · primary_doc.xml · nonDerivative · entry 1

LISTA GEORGE · CIK 0001256421 · CEO Tri State Ins. Agency

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,553.46

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January 25, 2017 Filed Jan 27, 2017 10:00 UTC SB ONE BANCORP SBBX · Entity 146814 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001496877-17-000003 · primary_doc.xml · nonDerivative · entry 2

LISTA GEORGE · CIK 0001256421 · CEO Tri State Ins. Agency

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,553.46

F2 · shares: These shares of restricted stock vest in five installments beginning on January 25, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.