Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C1 Fund Inc.CFND · Entity 1368 | Director | June 11, 2026 | June 15, 2026 |
| LF Capital Acquisition Corp. IILFACU · Entity 111792 | Director · President, CEO | November 16, 2021 | November 16, 2021 |
| Landsea Homes CorpLSEA · Entity 78126 | Director | March 16, 2022 | March 18, 2022 |
| Silvergate Capital CorpSICP · Entity 108038 | Director | June 10, 2023 | June 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C1 Fund Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,000 |
Ending reported balance
After 2026-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-11 · Purchase · Acquired 401 · Balance 47,401 Row 2 · 2026-06-12 · Purchase · Acquired 4,599 · Balance 52,000 |
| Common StockSEC Table I · non-derivative | IndirectWA Reed Family 2015 Trust | 65,500 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 65,500 |
LF Capital Acquisition Corp. II
Report date November 16, 2021 · Filed November 16, 2021
This filing explicitly reported no securities owned.
Landsea Homes Corp
Report date March 16, 2022 · Filed March 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 46,671 |
Reported balance
After 2022-03-16 transaction · row 1
1 source rowRow 1 · 2022-03-16 · Purchase · Acquired 7,500 · Balance 46,671 F1: This transaction was executed in multiple trades at prices ranging from $8.28 to $8.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $8.28 to $8.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Silvergate Capital Corp
Report date June 10, 2023 · Filed June 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,850 |
Reported balance
After 2023-06-10 transaction · row 1
1 source rowRow 1 · 2023-06-10 · Exercise / conversion · Acquired 1,013 · Balance 23,850 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-10 · Exercise / conversion · Disposed 1,013 · Balance 0 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: Represents vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: Represents vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Atlantic Capital Bancshares, Inc.
Report date February 16, 2017 · Filed February 17, 2017
Jointly reported with BankCap Equity Fund, LLC, BankCap Partners GP, L.P., BankCap Partners Fund I, L.P., BCP Fund I Southeast Holdings, LLC
Section 16 reporting ended · disclosed 2017-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy BCP Fund I Southeast Holdings, LLC | 1,125,129 |
Last balance in matching sequence
After 2017-02-16 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-02-16 · Other · Disposed 1,707,253 · Balance 955,078 F1: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Row 5 · 2017-02-16 · Other · Acquired 350,000 · Balance 1,305,078 F7: On February 16, 2017, BCP Fund LLC exercised a warrant to purchase 350,000 shares of Common Stock of the issuer for $10.00 per share. BCP Fund LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 179,949 shares to pay the exercise price and issuing to BCP Fund LLC the remaining 170,051 shares. The issuer also paid $8.05 to BCP Fund LLC in lieu of a fractional share. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Row 6 · 2017-02-16 · Sale · Disposed 179,949 · Balance 1,125,129 F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy BankCap Partners Fund I, L.P. | 0 |
Last balance in matching sequence
After 2017-02-16 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-02-16 · Other · Acquired 1,707,253 · Balance 1,707,253 F1: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Row 3 · 2017-02-16 · Other · Disposed 1,707,253 · Balance 0 F1: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy BankCap Partners GP, L.P. | 27,453 |
Reported balance
After 2017-02-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-02-16 · Other · Acquired 16,472 · Balance 27,453 F1: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F5: In connection with the Fund Distribution, BankCap Partners GP received 16,472 shares of Common Stock of the issuer. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F6: BCP Fund LLC, BankCap Partners Fund, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2017-05-14 | IndirectBy BCP Fund I Southeast Holdings, LLC | 0 |
Reported balance
After 2017-02-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-16 · Other · Disposed 350,000 · Balance 0 F7: On February 16, 2017, BCP Fund LLC exercised a warrant to purchase 350,000 shares of Common Stock of the issuer for $10.00 per share. BCP Fund LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 179,949 shares to pay the exercise price and issuing to BCP Fund LLC the remaining 170,051 shares. The issuer also paid $8.05 to BCP Fund LLC in lieu of a fractional share. F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC.
F3: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein.
F4: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein.
F5: In connection with the Fund Distribution, BankCap Partners GP received 16,472 shares of Common Stock of the issuer.
F6: BCP Fund LLC, BankCap Partners Fund, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein.
F7: On February 16, 2017, BCP Fund LLC exercised a warrant to purchase 350,000 shares of Common Stock of the issuer for $10.00 per share. BCP Fund LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 179,949 shares to pay the exercise price and issuing to BCP Fund LLC the remaining 170,051 shares. The issuer also paid $8.05 to BCP Fund LLC in lieu of a fractional share.
Xenith Bankshares, Inc.
Report date January 01, 2018 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Disposition to issuer · Disposed 19,453 · Balance 0 F1: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 18,196 shares of Union common stock having a market value of $33.83 per share. |
| Common StockSEC Table I · non-derivative | IndirectBCP Fund I Virginia Holdings, LLC | 0 |
Reported balance
After 2018-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-01-01 · Disposition to issuer · Disposed 1,443,200 · Balance 0 F1: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F3: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 1,349,969 shares of Union common stock having a market value of $33.83 per share. F4: These securities were held by BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC"), which is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Mr. Reed is a manager of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed are indirect beneficial owners of these shares of Legacy Xenith common stock. Mr. Reed shares voting and investment control over the shares beneficially owned by BCP Fund LLC. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $26.20 · Expires 2019-05-07 | IndirectBCP Fund I Virginia Holdings, LLC | 0 |
Reported balance
After 2018-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-01 · Disposition to issuer · Disposed 172,260 · Balance 0 F5: This warrant was immediately exercisable. Pursuant to the Merger Agreement, at the effective time of the Merger, this warrant converted into a warrant to purchase 161,260 shares of Union common stock for $28.01 per share. F4: These securities were held by BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC"), which is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Mr. Reed is a manager of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed are indirect beneficial owners of these shares of Legacy Xenith common stock. Mr. Reed shares voting and investment control over the shares beneficially owned by BCP Fund LLC. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.20 · Expires 2019-05-07 | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-01 · Disposition to issuer · Disposed 1,914 · Balance 0 F6: These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $15,982, subject to any applicable withholdings. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.30 · Expires 2021-04-03 | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-01 · Disposition to issuer · Disposed 1,320 · Balance 0 F7: These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $32,010, subject to any applicable withholdings. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2022-02-22 | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-01 · Disposition to issuer · Disposed 2,200 · Balance 0 F8: These options were exercisable in three equal installments on December 22, 2012, December 22, 2013, and December 22, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $58,410, subject to any applicable withholdings. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.60 · Expires 2022-08-14 | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-01 · Disposition to issuer · Disposed 2,200 · Balance 0 F9: These options were exercisable in three equal installments on December 20, 2013, December 20, 2014, and December 20, 2015. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $52,690, subject to any applicable withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 18,196 shares of Union common stock having a market value of $33.83 per share.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 1,349,969 shares of Union common stock having a market value of $33.83 per share.
F4: These securities were held by BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC"), which is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Mr. Reed is a manager of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed are indirect beneficial owners of these shares of Legacy Xenith common stock. Mr. Reed shares voting and investment control over the shares beneficially owned by BCP Fund LLC.
F5: This warrant was immediately exercisable. Pursuant to the Merger Agreement, at the effective time of the Merger, this warrant converted into a warrant to purchase 161,260 shares of Union common stock for $28.01 per share.
F6: These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $15,982, subject to any applicable withholdings.
F7: These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $32,010, subject to any applicable withholdings.
F8: These options were exercisable in three equal installments on December 22, 2012, December 22, 2013, and December 22, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $58,410, subject to any applicable withholdings.
F9: These options were exercisable in three equal installments on December 20, 2013, December 20, 2014, and December 20, 2015. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $52,690, subject to any applicable withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 19,900 | $137.79 | $2,741,991.15 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 12 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 940,100 F12 · price: This transaction was executed in multiple trades at prices ranging from $137.60 to $138.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 420 | $140.47 | $58,997.61 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 11 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 960,000 F11 · price: This transaction was executed in multiple trades at prices ranging from $140.43 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 6,980 | $139.83 | $976,016.19 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 10 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 960,420 F10 · price: This transaction was executed in multiple trades at prices ranging from $139.33 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 3,653 | $138.98 | $507,690.29 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 9 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 967,400 F9 · price: This transaction was executed in multiple trades at prices ranging from $138.30 to $139.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 3,390 | $137.73 | $466,913.51 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 8 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 971,053 F8 · price: This transaction was executed in multiple trades at prices ranging from $137.25 to $138.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 3,340 | $136.87 | $457,142.46 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 7 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 974,443 F7 · price: This transaction was executed in multiple trades at prices ranging from $136.20 to $137.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 2,217 | $135.78 | $301,023.59 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 6 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 977,783 F6 · price: This transaction was executed in multiple trades at prices ranging from $135.05 to $136.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 95 | $134.00 | $12,730.00 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 5 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 980,000 F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 1,296 | $133.41 | $172,898.06 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 4 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 980,095 F5 · price: This transaction was executed in multiple trades at prices ranging from $133.00 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 3,143 | $132.54 | $416,559.71 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 3 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 981,391 F4 · price: This transaction was executed in multiple trades at prices ranging from $132.00 to $132.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 2,647 | $131.56 | $348,239.06 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 984,534 F3 · price: This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:33 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 2,819 | $130.45 | $367,738.27 |
DisclosureSEC source: 0001312109-21-000064 · wf-form4_161558841498858.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 987,181 F1 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 22:59 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 5,000 | $140.00 | $700,000.00 |
DisclosureSEC source: 0001312109-21-000034 · wf-form4_161429394819576.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 990,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 23:50 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 5,000 | $165.00 | $825,000.00 |
DisclosureSEC source: 0001312109-21-000030 · wf-form4_161412420971358.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 995,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:21 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 426,488 | $40.00 | $17,059,520.00 |
DisclosureSEC source: 0001312109-20-000211 · wf-form4_160807090187031.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 1,000,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:55 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-20-000168 · wf-form4_160590929893671.xml · derivative · entry 7 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F4 · derivative.expiration_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:55 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionClass A Common Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001312109-20-000168 · wf-form4_160590929893671.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:06 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-20-000086 · wf-form4_159225156706420.xml · derivative · entry 6 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Underlying: Class A Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F3 · derivative.expiration_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:06 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 550 | $13.80 | $7,590.00 |
DisclosureSEC source: 0001312109-20-000086 · wf-form4_159225156706420.xml · nonDerivative · entry 5 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Justin Disclosed balance after: 550 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:06 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 550 | $13.80 | $7,590.00 |
DisclosureSEC source: 0001312109-20-000086 · wf-form4_159225156706420.xml · nonDerivative · entry 4 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Shane Disclosed balance after: 550 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:06 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 550 | $13.80 | $7,590.00 |
DisclosureSEC source: 0001312109-20-000086 · wf-form4_159225156706420.xml · nonDerivative · entry 3 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Mitchell Disclosed balance after: 550 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:06 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 550 | $13.80 | $7,590.00 |
DisclosureSEC source: 0001312109-20-000086 · wf-form4_159225156706420.xml · nonDerivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Alexander Disclosed balance after: 550 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:11 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-20-000068 · wf-form4_159112865484674.xml · derivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Underlying: Class A Common Stock · 2,056 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F3 · derivative.expiration_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| November 19, 2019 Filed Nov 22, 2019 01:30 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-19-000047 · wf-form4_157438621392251.xml · derivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. F3 · derivative.expiration_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 14:35 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 41,834 | $11.16 | $466,867.44 |
DisclosureSEC source: 0001312109-19-000024 · wf-form4_157417411111924.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 1,426,488 F1 · shares: Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:43 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass A Common Stock | 62,079 | $11.16 | $692,801.64 |
DisclosureSEC source: 0001312109-19-000016 · wf-form4_157375697117052.xml · nonDerivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 1,468,322 F2 · shares: Represents shares of Common Stock sold to the underwriters in the Issuer's IPO. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:43 UTC | Silvergate Capital Corp SI · Entity 108038 | SaleClass B Non-Voting Common Stock | 147,820 | $11.16 | $1,649,671.20 |
DisclosureSEC source: 0001312109-19-000016 · wf-form4_157375697117052.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Opportunity Fund, L.P. Disclosed balance after: 0 F1 · security: The Class B Common Stock automatically converts into Class A Common Stock upon a widely dispersed public offering such as the Issuer's initial public offering that closed on November 12, 2019 ("IPO"). F2 · shares: Represents shares of Common Stock sold to the underwriters in the Issuer's IPO. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerOption (right to buy) · Derivative | 2,200 | Not disclosed Strike: $10.60 | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · derivative · entry 7 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2022-08-14 F9 · price: These options were exercisable in three equal installments on December 20, 2013, December 20, 2014, and December 20, 2015. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $52,690, subject to any applicable withholdings. F9 · derivative.exercise_date: These options were exercisable in three equal installments on December 20, 2013, December 20, 2014, and December 20, 2015. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $52,690, subject to any applicable withholdings. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerOption (right to buy) · Derivative | 2,200 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · derivative · entry 6 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2022-02-22 F8 · price: These options were exercisable in three equal installments on December 22, 2012, December 22, 2013, and December 22, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $58,410, subject to any applicable withholdings. F8 · derivative.exercise_date: These options were exercisable in three equal installments on December 22, 2012, December 22, 2013, and December 22, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $58,410, subject to any applicable withholdings. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerOption (right to buy) · Derivative | 1,320 | Not disclosed Strike: $10.30 | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · derivative · entry 5 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,320 shares Expires 2021-04-03 F7 · price: These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $32,010, subject to any applicable withholdings. F7 · derivative.exercise_date: These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $32,010, subject to any applicable withholdings. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerOption (right to buy) · Derivative | 1,914 | Not disclosed Strike: $26.20 | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · derivative · entry 4 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,914 shares Expires 2019-05-07 F6 · price: These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $15,982, subject to any applicable withholdings. F6 · derivative.exercise_date: These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012. Pursuant to the Merger Agreement, at the effective time of the Merger, this Xenith stock option was converted into the right to receive a cash payment of approximately $15,982, subject to any applicable withholdings. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerWarrant · Derivative | 172,260 | Not disclosed Strike: $26.20 | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · derivative · entry 3 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BCP Fund I Virginia Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 172,260 shares Expires 2019-05-07 F5 · price: This warrant was immediately exercisable. Pursuant to the Merger Agreement, at the effective time of the Merger, this warrant converted into a warrant to purchase 161,260 shares of Union common stock for $28.01 per share. F5 · derivative.exercise_date: This warrant was immediately exercisable. Pursuant to the Merger Agreement, at the effective time of the Merger, this warrant converted into a warrant to purchase 161,260 shares of Union common stock for $28.01 per share. F4 · ownership.nature: These securities were held by BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC"), which is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Mr. Reed is a manager of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed are indirect beneficial owners of these shares of Legacy Xenith common stock. Mr. Reed shares voting and investment control over the shares beneficially owned by BCP Fund LLC. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerCommon Stock | 1,443,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · nonDerivative · entry 2 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BCP Fund I Virginia Holdings, LLC Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 1,349,969 shares of Union common stock having a market value of $33.83 per share. F4 · ownership.nature: These securities were held by BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC"), which is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Mr. Reed is a manager of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed are indirect beneficial owners of these shares of Legacy Xenith common stock. Mr. Reed shares voting and investment control over the shares beneficially owned by BCP Fund LLC. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:26 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerCommon Stock | 19,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000745 · doc4.xml · nonDerivative · entry 1 Reed Scott A. · CIK 0001473236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 18,196 shares of Union common stock having a market value of $33.83 per share. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherWarrant (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · derivative · entry 7 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BCP Fund I Southeast Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 350,000 shares Expires 2017-05-14 F7 · kind: On February 16, 2017, BCP Fund LLC exercised a warrant to purchase 350,000 shares of Common Stock of the issuer for $10.00 per share. BCP Fund LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 179,949 shares to pay the exercise price and issuing to BCP Fund LLC the remaining 170,051 shares. The issuer also paid $8.05 to BCP Fund LLC in lieu of a fractional share. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3 · ownership.nature: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | SaleCommon Stock | 179,949 | $19.45 | $3,500,008.05 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 6 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BCP Fund I Southeast Holdings, LLC Disclosed balance after: 1,125,129 F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3 · ownership.nature: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 350,000 | $10.00 | $3,500,000.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 5 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BCP Fund I Southeast Holdings, LLC Disclosed balance after: 1,305,078 F7 · kind: On February 16, 2017, BCP Fund LLC exercised a warrant to purchase 350,000 shares of Common Stock of the issuer for $10.00 per share. BCP Fund LLC paid the exercise price on a cashless basis, resulting in the issuer withholding 179,949 shares to pay the exercise price and issuing to BCP Fund LLC the remaining 170,051 shares. The issuer also paid $8.05 to BCP Fund LLC in lieu of a fractional share. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3 · ownership.nature: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 16,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 4 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners GP, L.P. Disclosed balance after: 27,453 F1 · kind: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · kind: In connection with the Fund Distribution, BankCap Partners GP received 16,472 shares of Common Stock of the issuer. F1 · price: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F6 · ownership.nature: BCP Fund LLC, BankCap Partners Fund, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,707,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 3 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Fund I, L.P. Disclosed balance after: 0 F1 · kind: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4 · ownership.nature: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,707,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 2 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Fund I, L.P. Disclosed balance after: 1,707,253 F1 · kind: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4 · ownership.nature: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:46 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,707,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004580 · doc4.xml · nonDerivative · entry 1 BankCap Equity Fund, LLC · CIK 0001473274 · Former 10% Owner BankCap Partners GP, L.P. · CIK 0001479472 · Former 10% Owner BankCap Partners Fund I, L.P. · CIK 0001479473 · Former 10% Owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · Former 10% Owner Reed Scott A. · CIK 0001473236 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BCP Fund I Southeast Holdings, LLC Disclosed balance after: 955,078 F1 · kind: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On February 16, 2017, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,707,253 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3 · ownership.nature: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:25 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 10,981 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-034587 · doc4.xml · nonDerivative · entry 4 BankCap Equity Fund, LLC · CIK 0001473274 · 10% owner BankCap Partners GP, L.P. · CIK 0001479472 · 10% owner BankCap Partners Fund I, L.P. · CIK 0001479473 · 10% owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · 10% owner Reed Scott A. · CIK 0001473236 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners GP, L.P. Disclosed balance after: 10,981 F1 · kind: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · kind: In connection with the Fund Distribution, BankCap Partners GP received 10,981 shares of Common Stock of the issuer. F1 · price: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F6 · ownership.nature: BCP Fund LLC, BankCap Partners Fund, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:25 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,137,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-034587 · doc4.xml · nonDerivative · entry 3 BankCap Equity Fund, LLC · CIK 0001473274 · 10% owner BankCap Partners GP, L.P. · CIK 0001479472 · 10% owner BankCap Partners Fund I, L.P. · CIK 0001479473 · 10% owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · 10% owner Reed Scott A. · CIK 0001473236 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Fund I, L.P. Disclosed balance after: 0 F1 · kind: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4 · ownership.nature: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:25 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,137,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-034587 · doc4.xml · nonDerivative · entry 2 BankCap Equity Fund, LLC · CIK 0001473274 · 10% owner BankCap Partners GP, L.P. · CIK 0001479472 · 10% owner BankCap Partners Fund I, L.P. · CIK 0001479473 · 10% owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · 10% owner Reed Scott A. · CIK 0001473236 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BankCap Partners Fund I, L.P. Disclosed balance after: 1,137,669 F1 · kind: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F4 · ownership.nature: BCP Fund LLC, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:25 UTC | Atlantic Capital Bancshares, Inc. ACBI · Entity 129595 | OtherCommon Stock | 1,137,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-034587 · doc4.xml · nonDerivative · entry 1 BankCap Equity Fund, LLC · CIK 0001473274 · 10% owner BankCap Partners GP, L.P. · CIK 0001479472 · 10% owner BankCap Partners Fund I, L.P. · CIK 0001479473 · 10% owner BCP Fund I Southeast Holdings, LLC · CIK 0001688309 · 10% owner Reed Scott A. · CIK 0001473236 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BCP Fund I Southeast Holdings, LLC Disclosed balance after: 2,662,331 F1 · kind: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 28, 2016, BCP Fund I Southeast Holdings, LLC ("BCP Fund LLC") distributed, for no consideration, 1,137,669 shares of Common Stock of the issuer (the "Shares") to BankCap Partners Fund I, L.P. ("BankCap Partners Fund"), representing BankCap Partners Fund's interest in the Shares held by BCP Fund LLC, as the sole member of BCP Fund LLC (the "BCP Fund Distribution"). On the same date, BankCap Partners Fund distributed, for no consideration, the Shares it received from the BCP Fund Distribution to its partners in an amount equal to each such partner's pro rata interest in the Shares (the "Fund Distribution"). The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The sole member of BCP Fund LLC is BankCap Partners Fund. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managing members of BankCap LLC. F3 · ownership.nature: BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Mr. Reed may be deemed to be indirect beneficial owners of the shares, but each disclaims beneficial ownership thereof except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.