Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gen Digital Inc.NLOK · Entity 2098 | EVP, Gen. Counsel & Secretary | November 04, 2019 | November 05, 2019 |
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 11, 2026 | September 14, 2026 |
| ZIFF DAVIS, INC.ZD · Entity 4548 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gen Digital Inc.
Report date November 04, 2019 · Filed November 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 601,227 |
Reported balance
After 2019-11-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-04 · Grant · Acquired 92,328 · Balance 601,227 F1: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of his outstanding equity grants. Under the Broadcom Retention Plan, 92,328 shares became subject to time-based vesting, and shall vest following a transition period, as set forth therein. F2: Includes 767 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of his outstanding equity grants. Under the Broadcom Retention Plan, 92,328 shares became subject to time-based vesting, and shall vest following a transition period, as set forth therein.
F2: Includes 767 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2019.
PIPER SANDLER COMPANIES
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,105 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Grant · Acquired 91 · Balance 68,105 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
ZIFF DAVIS, INC.
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 22,161 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 7,903 · Balance 22,161 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-05-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-07 · Exercise / conversion · Disposed 7,903 · Balance 0 F1: There are no expiration dates on RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,723 |
Reported balance
After 2026-05-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-06 · Grant · Acquired 5,723 · Balance 5,723 F2: Restricted Stock Unit awarded under the Issuer's 2024 Equity Incentive Plan. F1: There are no expiration dates on RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: There are no expiration dates on RSUs.
F2: Restricted Stock Unit awarded under the Issuer's 2024 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
1Life Healthcare Inc
Report date February 22, 2023 · Filed February 24, 2023
Section 16 reporting ended · disclosed 2023-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 1
1 source rowRow 1 · 2023-02-22 · Disposition to issuer · Disposed 7,753 · Balance 0 F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-22 · Disposition to issuer · Disposed 4,534 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis. F3: The RSUs vest in equal annual installments over three years on the anniversary of the vesting commencement date, subject to the reporting person's continuous service as of each such date. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-22 · Disposition to issuer · Disposed 20,728 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis. F4: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration").
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis.
F3: The RSUs vest in equal annual installments over three years on the anniversary of the vesting commencement date, subject to the reporting person's continuous service as of each such date. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.
F4: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2022 Filed Jun 6, 2022 20:41 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantRestricted Stock Units · Derivative | 20,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004861 · primarydocument.xml · derivative · entry 3 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,728 Underlying: Common Stock · 20,728 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:41 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Exercise / conversionCommon Stock | 2,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004861 · primarydocument.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | ZIFF DAVIS, INC. ZD · Entity 4548 | GrantRestricted Stock Units · Derivative | 2,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-006681 · marketforms-56170.xml · derivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,513 Underlying: Common Stock · 2,513 shares Expires not disclosed F1 · kind: Restricted Stock Unit awarded under the Issuer's 2015 Stock Plan. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 07, 2022 Filed May 10, 2022 23:05 UTC | ZIFF DAVIS, INC. ZD · Entity 4548 | Disposition to issuerRestricted Stock Units · Derivative | 1,639 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-006587 · marketforms-56152.xml · derivative · entry 2 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,639 shares Expires not disclosed F1 · derivative.expiration_date: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin. Read SEC document |
| May 07, 2022 Filed May 10, 2022 23:05 UTC | ZIFF DAVIS, INC. ZD · Entity 4548 | Exercise / conversionCommon Stock $0.01 Par Value | 1,783 | $83.16 | $148,274.28 |
DisclosureSEC source: 0001214659-22-006587 · marketforms-56152.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Ziff Davis, Inc. engaged in a spin-off of one of its divisions on October 7, 2021. As a result, the number of shares released for the reporting person has been adjusted to reflect the spin. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:49 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 756 | $125.75 | $95,067.00 |
DisclosureSEC source: 0001230245-22-000090 · wf-form4_165212934414636.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,365 Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 16:53 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003467 · primarydocument.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,636 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 215 | $124.28 | $26,720.20 |
DisclosureSEC source: 0001230245-22-000060 · wf-form4_164729536275682.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,609 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 20:29 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000534 · primarydocument.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 110 | $166.16 | $18,277.60 |
DisclosureSEC source: 0001230245-21-000162 · wf-form4_163943089808120.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 19:34 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006574 · primarydocument.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 22:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 21 | $135.04 | $2,835.84 |
DisclosureSEC source: 0001230245-21-000119 · wf-form4_163131158825736.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,284 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 10:00 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionRestricted Stock Units · Derivative | 3,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008340 · marketforms-53563.xml · derivative · entry 2 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 10:00 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | Exercise / conversionCommon Stock $0.01 Par Value | 3,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008340 · marketforms-53563.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 18:50 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004992 · primarydocument.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 19:31 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 18 | $130.77 | $2,353.86 |
DisclosureSEC source: 0001230245-21-000086 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,263 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:33 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantRestricted Stock Units · Derivative | 6,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004115 · primarydocument.xml · derivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,801 Underlying: Common Stock · 6,801 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest annually over the next three years, subject to the reporting person's continuous service as of each such date. F2 · derivative.expiration_date: The restricted stock units will vest annually over the next three years, subject to the reporting person's continuous service as of each such date. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:21 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 757 | $125.51 | $95,011.07 |
DisclosureSEC source: 0001230245-21-000077 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,245 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:26 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GrantRestricted Stock Units · Derivative | 1,639 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005138 · marketforms-52720.xml · derivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639 Underlying: Common Stock · 1,639 shares Expires not disclosed F1 · kind: Restricted Stock Unit awarded under the Issuer's 2015 Stock Plan. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 92 | $123.00 | $11,316.00 |
DisclosureSEC source: 0001230245-21-000054 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,488 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:54 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 19 | $102.91 | $1,955.29 |
DisclosureSEC source: 0001230245-20-000146 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,396 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:53 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 22 | $67.53 | $1,485.66 |
DisclosureSEC source: 0001230245-20-000123 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,377 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:36 UTC | ZIFF DAVIS, INC. JCOM · Entity 4548 | GrantRestricted Stock Units · Derivative | 3,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-006935 · marketforms-49431.xml · derivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339 Underlying: Common Stock · 3,339 shares Expires not disclosed F1 · kind: Restricted Stock Unit awarded under the Issuer's 2015 Stock Plan. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 19:15 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 16 | $63.86 | $1,021.76 |
DisclosureSEC source: 0001230245-20-000101 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,355 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 18, 2020 Filed May 18, 2020 20:37 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,725 | $52.18 | $90,010.50 |
DisclosureSEC source: 0001230245-20-000089 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,339 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,725 shares of common stock resulting in an accrual to his account of 1,725 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:36 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 72 | $49.47 | $3,561.84 |
DisclosureSEC source: 0001230245-20-000054 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,614 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 19:06 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 300 | $79.94 | $23,982.00 |
DisclosureSEC source: 0001230245-20-000004 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 300 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 13 | $81.62 | $1,061.06 |
DisclosureSEC source: 0001230245-19-000128 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,242 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:37 UTC | Gen Digital Inc. NLOK · Entity 2098 | GrantCommon Stock | 92,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055230 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,227 F1 · shares: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of his outstanding equity grants. Under the Broadcom Retention Plan, 92,328 shares became subject to time-based vesting, and shall vest following a transition period, as set forth therein. F2 · balance_after: Includes 767 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 16:16 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 330 | $72.66 | $23,977.80 |
DisclosureSEC source: 0001230245-19-000097 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,229 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 330 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 12:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000084 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,899 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:13 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-19-000069 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,887 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 301 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:45 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 12 | $73.43 | $881.16 |
DisclosureSEC source: 0001230245-19-000065 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,586 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 20:36 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 67,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036390 · doc4.xml · derivative · entry 2 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,646 Underlying: Common Stock · 67,646 shares Expires not disclosed F2 · derivative.exercise_price: On December 10, 2018, the Reporting Person was granted PRUs with a target of 143,123 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criteria were partially satisfied, resulting in 67,646 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vest 100% on April 3, 2020 subject to restrictions, including continued employment through such date. F2 · derivative.exercise_date: On December 10, 2018, the Reporting Person was granted PRUs with a target of 143,123 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criteria were partially satisfied, resulting in 67,646 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vest 100% on April 3, 2020 subject to restrictions, including continued employment through such date. F2 · derivative.expiration_date: On December 10, 2018, the Reporting Person was granted PRUs with a target of 143,123 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criteria were partially satisfied, resulting in 67,646 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vest 100% on April 3, 2020 subject to restrictions, including continued employment through such date. F2 · balance_after: On December 10, 2018, the Reporting Person was granted PRUs with a target of 143,123 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criteria were partially satisfied, resulting in 67,646 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vest 100% on April 3, 2020 subject to restrictions, including continued employment through such date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:36 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 39,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036390 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,132 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2020, 30% vests on June 1, 2021 and 40% vests on June 1, 2022. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 32,835 | $18.73 | $614,999.55 |
DisclosureSEC source: 0001209191-19-033937 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,362 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| May 20, 2019 Filed May 20, 2019 20:26 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,149 | $78.36 | $90,035.64 |
DisclosureSEC source: 0001230245-19-000047 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,574 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:36 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 10,766 | $20.05 | $215,858.30 |
DisclosureSEC source: 0001209191-19-031761 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,197 F1 · shares: Represents shares that are issuable pursuant to restricted stock units, which will vest in full on June 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:38 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 30,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022539 · doc4.xml · derivative · entry 3 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018. F2 · derivative.exercise_date: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018. F2 · derivative.expiration_date: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018. F2 · balance_after: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:38 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 10,410 | $23.19 | $241,407.90 |
DisclosureSEC source: 0001209191-19-022539 · doc4.xml · nonDerivative · entry 2 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,431 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:38 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionCommon Stock | 30,160 | $23.19 | $699,410.40 |
DisclosureSEC source: 0001209191-19-022539 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:57 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-19-000035 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,425 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 282 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 19:22 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 14 | $72.63 | $1,016.82 |
DisclosureSEC source: 0001230245-19-000032 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,143 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:03 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 5 | $66.64 | $333.20 |
DisclosureSEC source: 0001230245-18-000121 · edgar.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,129 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 21:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 61,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062005 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,681 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2019, 30% vests on June 1, 2020 and 40% vests on June 1, 2021. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:40 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 25,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053842 · doc4.xml · derivative · entry 6 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,730 Underlying: Common Stock · 25,730 shares Expires not disclosed F4 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 101,902 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 25,730 shares becoming Grant 2 Eligible Shares. F4 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 101,902 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 25,730 shares becoming Grant 2 Eligible Shares. F4 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 101,902 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 25,730 shares becoming Grant 2 Eligible Shares. F4 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 101,902 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 25,730 shares becoming Grant 2 Eligible Shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:40 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 30,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053842 · doc4.xml · derivative · entry 5 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,160 Underlying: Common Stock · 30,160 shares Expires not disclosed F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:40 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 414,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053842 · doc4.xml · derivative · entry 4 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 414,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 165,715 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 414,287 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 30,160 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:40 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 76,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053842 · doc4.xml · derivative · entry 3 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · derivative.exercise_date: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · derivative.expiration_date: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · balance_after: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:40 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 243,341 | $20.56 | $5,003,090.96 |
DisclosureSEC source: 0001209191-18-053842 · doc4.xml · nonDerivative · entry 2 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,342 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.