Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EDGEWELL PERSONAL CARE CoEPC · Entity 4787 | Director · Chief Executive Officer | November 13, 2025 | November 17, 2025 |
| Victoria's Secret & Co.VSXY · Entity 3736 | Director | June 11, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EDGEWELL PERSONAL CARE Co
Report date November 13, 2025 · Filed November 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 365,818 |
Ending reported balance
After 2025-11-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-11-13 · Exercise / conversion · Acquired 58,612 · Balance 392,985 Row 2 · 2025-11-13 · Tax withholding · Disposed 27,167 · Balance 365,818 F1: Shares withheld as payment of a tax liability on vesting of performance stock equivalents. |
| Performance Stock Equivalents 11-11-2022SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-11-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-13 · Exercise / conversion · Disposed 58,612 · Balance 0 F2: Performance Stock Equivalents vested and converted into shares of EPC common stock on 11/13/2025. The original award was 166,038 shares; only 58,612 vested in accordance with the performance criteria. The remaining 107,426 shares were cancelled. |
| Restricted Stock Equivalents 11/14/2025SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 103,420 |
Reported balance
After 2025-11-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-14 · Grant · Acquired 103,420 · Balance 103,420 F3: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/14/2026, 11/14/2027 and 11/14/2028 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld as payment of a tax liability on vesting of performance stock equivalents.
F2: Performance Stock Equivalents vested and converted into shares of EPC common stock on 11/13/2025. The original award was 166,038 shares; only 58,612 vested in accordance with the performance criteria. The remaining 107,426 shares were cancelled.
F3: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/14/2026, 11/14/2027 and 11/14/2028 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events.
Victoria's Secret & Co.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,151 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,579 · Balance 23,151 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ELIZABETH ARDEN INC
Report date September 07, 2016 · Filed September 09, 2016
Section 16 reporting ended · disclosed 2016-09-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 63,955 · Balance 0 F1: Includes 50,068 service-based restricted stock units ("SBRSU"). Pursuant to the Agreement and Plan of Merger dated June 16, 2016 (the "Merger Agreement") by and among the Issuer and Revlon, Inc., Revlon Consumer Products Corporation, and RR Transaction Corp., on September 7, 2016 (the "Closing Date") (i) each share of the Issuer's common stock, par value $.01 per share ("Common Stock") held by the Reporting Person immediately prior to the Effective Time (as defined in the Merger Agreement), was converted into the right to receive $14.00 in cash per share, less any required withholding taxes; and (ii) each SBRSU held by the Reporting Person subject to vesting conditions became fully vested, was canceled, and was converted into the right to receive $14.00 in cash for each SBRSU, less any required withholding taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.63 · Expires 2025-08-10 | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-07 · Disposition to issuer · Disposed 133,400 · Balance 0 F2: Pursuant to the Merger Agreement, on the Closing Date, each of the Issuer's outstanding stock options, whether vested or unvested, was canceled and exchanged for the right to receive a cash payment equal to the product of (i) the number of shares of the Issuer's Common Stock subject to the option multiplied by (ii) the excess (if any) of $14.00 over the per share exercise price of the option, less any required withholding taxes. Each outstanding stock option that had an exercise price that was equal to or greater than $14.00 was canceled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 50,068 service-based restricted stock units ("SBRSU"). Pursuant to the Agreement and Plan of Merger dated June 16, 2016 (the "Merger Agreement") by and among the Issuer and Revlon, Inc., Revlon Consumer Products Corporation, and RR Transaction Corp., on September 7, 2016 (the "Closing Date") (i) each share of the Issuer's common stock, par value $.01 per share ("Common Stock") held by the Reporting Person immediately prior to the Effective Time (as defined in the Merger Agreement), was converted into the right to receive $14.00 in cash per share, less any required withholding taxes; and (ii) each SBRSU held by the Reporting Person subject to vesting conditions became fully vested, was canceled, and was converted into the right to receive $14.00 in cash for each SBRSU, less any required withholding taxes.
F2: Pursuant to the Merger Agreement, on the Closing Date, each of the Issuer's outstanding stock options, whether vested or unvested, was canceled and exchanged for the right to receive a cash payment equal to the product of (i) the number of shares of the Issuer's Common Stock subject to the option multiplied by (ii) the excess (if any) of $14.00 over the per share exercise price of the option, less any required withholding taxes. Each outstanding stock option that had an exercise price that was equal to or greater than $14.00 was canceled for no consideration.
HSN, Inc.
Report date December 29, 2017 · Filed January 05, 2018 · Amendment
Section 16 reporting ended · disclosed 2018-01-05. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-12-29 · Disposition to issuer · Disposed 47,370.437 · Balance 0 F1: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F2: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested. |
| Share Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $38.80 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-12-29 · Disposition to issuer · Disposed 63,349 · Balance 0 F3: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F4: Per the terms of the award agreement: (i) to the extent unvested, during the one year period following a change in control the award will vest upon the participant's separation from service (other than for cause), and (ii) after a separation from service during the one year period following a change in control, the SAR expires on the earlier of (a) the original expiration date of the SAR or (b) the later of (x) one year after the change in control or (y) the applicable time period set forth in Section 5(i) of the HSNI Second Amended and Restated 2008 Stock and Annual Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share.
F2: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested.
F3: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent.
F4: Per the terms of the award agreement: (i) to the extent unvested, during the one year period following a change in control the award will vest upon the participant's separation from service (other than for cause), and (ii) after a separation from service during the one year period following a change in control, the SAR expires on the earlier of (a) the original expiration date of the SAR or (b) the later of (x) one year after the change in control or (y) the applicable time period set forth in Section 5(i) of the HSNI Second Amended and Restated 2008 Stock and Annual Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 19, 2019 13:57 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Exercise / conversionRestricted Stock Equivalent 11/15/2018 · Derivative | 2,342 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057073 · doc4.xml · derivative · entry 3 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,683 Underlying: Common Stock · 2,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock equivalents vested and converted into shares of EPC common stock on 11/15/2019. F2 · derivative.expiration_date: Restricted stock equivalents vested and converted into shares of EPC common stock on 11/15/2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:57 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Tax withholdingCommon Stock | 735 | $30.70 | $22,564.50 |
DisclosureSEC source: 0001209191-19-057073 · doc4.xml · nonDerivative · entry 2 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,182 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock equivalents. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 13:57 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Exercise / conversionCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057073 · doc4.xml · nonDerivative · entry 1 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:35 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantPerformance Stock Equivalents (PSE) 11/14/2019 · Derivative | 143,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056888 · doc4.xml · derivative · entry 3 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,130 Underlying: Common Stock · 143,130 shares Expires not disclosed F3 · derivative.exercise_date: The PRSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2022 if the following specified performance criteria are met: (a) cumulative adjusted net sales for the "Performance Period" beginning on October 1, 2019 and ending on September 30, 2022 (50%), and (b) cumulative adjusted EBITDA for the Performance Period (50%). Percentage will range from 0% to 100% based on company performance. F3 · derivative.expiration_date: The PRSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2022 if the following specified performance criteria are met: (a) cumulative adjusted net sales for the "Performance Period" beginning on October 1, 2019 and ending on September 30, 2022 (50%), and (b) cumulative adjusted EBITDA for the Performance Period (50%). Percentage will range from 0% to 100% based on company performance. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:35 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantRestricted Stock Equivalents (RSE) 11/14/2019 · Derivative | 42,939 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056888 · doc4.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,939 Underlying: Common Stock · 42,939 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/14/2020, 11/14/2021 and 11/14/2022 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. F2 · derivative.expiration_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/14/2020, 11/14/2021 and 11/14/2022 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:35 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantNon-Qualified Stock Options 11/14/2019 · Derivative | 96,464 | $0.00 Strike: $31.44 | $0.00 |
DisclosureSEC source: 0001209191-19-056888 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,464 Underlying: Common Stock · 96,464 shares Expires 2029-11-14 F1 · derivative.exercise_date: One-third of the Options will become exercisable on each of 11/14/2020, 11/14/2021 and 11/14/2022, as long as the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| May 21, 2019 Filed May 21, 2019 14:46 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | PurchaseCommon Stock | 9,300 | $32.00 | $297,600.00 |
DisclosureSEC source: 0001209191-19-031621 · doc4.xml · nonDerivative · entry 1 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,575 Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 13:23 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Exercise / conversionRestricted Stock Equivalent 04/02/2018 · Derivative | 7,682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023570 · doc4.xml · derivative · entry 3 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,681 Underlying: Common Stock · 7,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock equivalents vested and converted into shares of EPC common stock on 4/2/2019. F2 · derivative.expiration_date: Restricted stock equivalents vested and converted into shares of EPC common stock on 4/2/2019. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 13:23 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Tax withholdingCommon Stock | 2,407 | $43.65 | $105,065.55 |
DisclosureSEC source: 0001209191-19-023570 · doc4.xml · nonDerivative · entry 2 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,275 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock equivalents. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 13:23 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | Exercise / conversionCommon Stock | 7,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023570 · doc4.xml · nonDerivative · entry 1 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:13 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantPerformance Stock Equivalents (PSE) 3/1/2019 · Derivative | 115,919 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016428 · doc4.xml · derivative · entry 3 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,919 Underlying: Common Stock · 115,919 shares Expires not disclosed F3 · derivative.exercise_date: The PSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2021 if specified performance criteria are met, subject to the exercise of negative discretion by the Compensation Committee of Edgewell's Board of Directors. The performance goals for the PSEs are the adjusted earnings per share of the Company for its 2021 fiscal year, the adjusted cumulative free cash flow of the Company for its 2021 fiscal year as a percentage of adjusted net sales of the Company for fiscal year 2019 through fiscal year 2021, and the achievement of targeted Project Fuel savings for the period ended September 30, 2021. The percentage of the PSEs vesting will range from 0% to 100% based on performance. F3 · derivative.expiration_date: The PSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2021 if specified performance criteria are met, subject to the exercise of negative discretion by the Compensation Committee of Edgewell's Board of Directors. The performance goals for the PSEs are the adjusted earnings per share of the Company for its 2021 fiscal year, the adjusted cumulative free cash flow of the Company for its 2021 fiscal year as a percentage of adjusted net sales of the Company for fiscal year 2019 through fiscal year 2021, and the achievement of targeted Project Fuel savings for the period ended September 30, 2021. The percentage of the PSEs vesting will range from 0% to 100% based on performance. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:13 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantRestricted Stock Equivalents (RSE) 3/1/2019 · Derivative | 8,215 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016428 · doc4.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,215 Underlying: Common Stock · 8,215 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 3/1/2020, 3/1/2021 and 3/1/2022 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. F2 · derivative.expiration_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 3/1/2020, 3/1/2021 and 3/1/2022 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:13 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantNon-Qualified Stock Options 3/1/2019 · Derivative | 18,561 | $0.00 Strike: $44.74 | $0.00 |
DisclosureSEC source: 0001209191-19-016428 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,561 Underlying: Common Stock · 18,561 shares Expires 2029-03-01 F1 · derivative.exercise_date: One-third of the Options will become exercisable on each of 3/1/2020, 3/1/2021 and 3/1/2022, as long as the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:54 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantPerformance Stock Equivalents (PSE) 11/15/2018 · Derivative | 79,607 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059119 · doc4.xml · derivative · entry 3 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,607 Underlying: Common Stock · 79,607 shares Expires not disclosed F3 · derivative.exercise_date: The PSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2021 if specified performance criteria are met, subject to the exercise of negative discretion by the Compensation Committee of Edgewell's Board of Directors. The performance goals for the PSEs are the adjusted earnings per share of the Company for its 2021 fiscal year, the adjusted cumulative free cash flow of the Company for its 2021 fiscal year as a percentage of adjusted net sales of the Company for fiscal year 2019 through fiscal year 2021, and the achievement of targeted Project Fuel savings for the period ended September 30, 2021. The percentage of the PSEs vesting will range from 0% to 100% based on performance. F3 · derivative.expiration_date: The PSEs will vest and convert into shares of Edgewell common stock on the date that Edgewell releases its earnings for the fiscal year ending September 30, 2021 if specified performance criteria are met, subject to the exercise of negative discretion by the Compensation Committee of Edgewell's Board of Directors. The performance goals for the PSEs are the adjusted earnings per share of the Company for its 2021 fiscal year, the adjusted cumulative free cash flow of the Company for its 2021 fiscal year as a percentage of adjusted net sales of the Company for fiscal year 2019 through fiscal year 2021, and the achievement of targeted Project Fuel savings for the period ended September 30, 2021. The percentage of the PSEs vesting will range from 0% to 100% based on performance. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:54 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantRestricted Stock Equivalents (RSE) 11/15/2018 · Derivative | 7,025 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059119 · doc4.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,025 Underlying: Common Stock · 7,025 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/15/2019, 11/15/2020 and 11/15/2021 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. F2 · derivative.expiration_date: One-third of the RSEs will vest and convert into shares of Edgewell common stock on each of 11/15/2019, 11/15/2020 and 11/15/2021 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:54 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantNon-Qualified Stock Options 11/15/2018 · Derivative | 15,421 | $0.00 Strike: $42.71 | $0.00 |
DisclosureSEC source: 0001209191-18-059119 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,421 Underlying: Common Stock · 15,421 shares Expires 2028-11-15 F1 · derivative.exercise_date: One-third of the Options will become exercisable on each of 11/15/2019, 11/15/2020 and 11/15/2021, as long as the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 14:38 UTC | EDGEWELL PERSONAL CARE Co EPC · Entity 4787 | GrantRestricted Stock Equivalents (RSE) 4/2/2018 · Derivative | 15,363 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009179 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,363 Underlying: Common Stock · 15,363 shares Expires not disclosed F1 · derivative.exercise_date: One-half of the RSEs will vest and convert into shares of Edgewell common stock on each of 4/2/2019 and 4/2/2020 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. F1 · derivative.expiration_date: One-half of the RSEs will vest and convert into shares of Edgewell common stock on each of 4/2/2019 and 4/2/2020 if the Reporting Person is employed on said dates, or all or a portion may vest upon death, disability, change in control or certain termination events. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:05 UTC | HSN, Inc. HSNI · Entity 170475 | Disposition to issuerShare Appreciation Right · Derivative | 63,349 | Not disclosed Strike: $38.80 | Not disclosed |
DisclosureSEC source: 0001209191-18-001045 · doc4.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 63,349 shares Expires 2027-02-23 F3 · derivative.exercise_price: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · shares: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · price: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F4 · derivative.exercise_date: Per the terms of the award agreement: (i) to the extent unvested, the award will vest upon the occurrence of the later of (a) the effective time of the Merger Agreement and (b) the individual's separation from service, and (ii) after a change of control and separation from service, the SAR expires on the earlier of (c) the original expiration date of the SAR or (d) one year following the individual's separation from service. F4 · derivative.expiration_date: Per the terms of the award agreement: (i) to the extent unvested, the award will vest upon the occurrence of the later of (a) the effective time of the Merger Agreement and (b) the individual's separation from service, and (ii) after a change of control and separation from service, the SAR expires on the earlier of (c) the original expiration date of the SAR or (d) one year following the individual's separation from service. F3 · derivative.underlying_shares: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · balance_after: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:05 UTC | HSN, Inc. HSNI · Entity 170475 | Disposition to issuerRestricted Stock Units · Derivative | 47,370.437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001045 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 47,370.437 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · shares: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F2 · derivative.exercise_date: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested. F2 · derivative.expiration_date: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested. F1 · derivative.underlying_shares: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · balance_after: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. Read SEC document |
| December 29, 2017 Filed Jan 5, 2018 15:58 UTC Amendment | HSN, Inc. HSNI · Entity 170475 | Disposition to issuerShare Appreciation Right · Derivative | 63,349 | Not disclosed Strike: $38.80 | Not disclosed |
DisclosureSEC source: 0001209191-18-002426 · doc4a.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 63,349 shares Expires 2027-02-23 F3 · derivative.exercise_price: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · shares: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · price: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F4 · derivative.exercise_date: Per the terms of the award agreement: (i) to the extent unvested, during the one year period following a change in control the award will vest upon the participant's separation from service (other than for cause), and (ii) after a separation from service during the one year period following a change in control, the SAR expires on the earlier of (a) the original expiration date of the SAR or (b) the later of (x) one year after the change in control or (y) the applicable time period set forth in Section 5(i) of the HSNI Second Amended and Restated 2008 Stock and Annual Incentive Plan. F4 · derivative.expiration_date: Per the terms of the award agreement: (i) to the extent unvested, during the one year period following a change in control the award will vest upon the participant's separation from service (other than for cause), and (ii) after a separation from service during the one year period following a change in control, the SAR expires on the earlier of (a) the original expiration date of the SAR or (b) the later of (x) one year after the change in control or (y) the applicable time period set forth in Section 5(i) of the HSNI Second Amended and Restated 2008 Stock and Annual Incentive Plan. F3 · derivative.underlying_shares: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. F3 · balance_after: Per the terms of the Merger Agreement, the Share Appreciation Right ("SAR") was converted into a SAR for shares of Liberty QVCA common stock by multiplying the number of shares in Table II, Column 7 by 1.65 (rounded down to the nearest number of whole shares) at an exercise price per share equal to the exercise price in Table II, Column 2 divided by 1.65 and rounded up to the nearest whole cent. Read SEC document |
| December 29, 2017 Filed Jan 5, 2018 15:58 UTC Amendment | HSN, Inc. HSNI · Entity 170475 | Disposition to issuerRestricted Stock Units · Derivative | 47,370.437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002426 · doc4a.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 47,370.437 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · shares: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F2 · derivative.exercise_date: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested. F2 · derivative.expiration_date: Per the terms of the award agreement, upon the occurrence of the later of (i) the effective time of the Merger Agreement and (ii) the individual's separation from service, each unvested RSU becomes fully vested. F1 · derivative.underlying_shares: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. F1 · balance_after: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of HSNI common stock. Per the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among HSN, Inc., a Delaware corporation, Liberty Interactive Corporation, a Delaware corporation, and Liberty Horizon, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Liberty Interactive (the "Merger Agreement"), each RSU was converted into an RSU equivalent to 1.65 shares of Liberty Interactive Series A QVC Group common stock ("Liberty QVCA common stock") and rounded to the nearest whole share. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:32 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 401.931 | $40.90 | $16,438.98 |
DisclosureSEC source: 0001209191-17-066367 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,370.437 Underlying: Common Stock, par value $0.01 per share · 401.931 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 16:11 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 415.651 | $39.20 | $16,293.52 |
DisclosureSEC source: 0001209191-17-053959 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,968.506 Underlying: Common Stock, par value $0.01 per share · 415.651 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:01 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 520.559 | $30.95 | $16,111.30 |
DisclosureSEC source: 0001209191-17-041595 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,552.856 Underlying: Common Stock, par value $0.01 per share · 520.559 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:05 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 446.297 | $35.75 | $15,955.12 |
DisclosureSEC source: 0001209191-17-022799 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,032.297 Underlying: Common Stock, par value $0.01 per share · 446.297 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") is the economic equivalent of one share of common stock. The rights accrued when and as the cash dividends were reinvested in securities. They vest or expire on the same terms as the securities to which they relate. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:27 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 5,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014764 · doc4.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,586 Underlying: Common Stock, par value $0.01 per share · 5,413 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of HSN, Inc. common stock. F4 · derivative.exercise_date: All of such Restricted Stock Units vest on February 23, 2020. Shares of Common Stock will be delivered on a one-for-one basis. F4 · derivative.expiration_date: All of such Restricted Stock Units vest on February 23, 2020. Shares of Common Stock will be delivered on a one-for-one basis. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:27 UTC | HSN, Inc. HSNI · Entity 170475 | GrantStock Appreciation Rights · Derivative | 63,349 | $0.00 Strike: $38.80 | $0.00 |
DisclosureSEC source: 0001209191-17-014764 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,349 Underlying: Common Stock, par value $0.01 per share · 63,349 shares Expires 2027-02-23 F1 · derivative.exercise_date: The stock appreciation right will vest ratably over three years beginning on February 23, 2018 in three approximately equal installments, and has a ten-year term. F2 · derivative.underlying_shares: The stock appreciation right has an appreciation cap of 200%. As a result, the maximum number of shares deliverable for each stock appreciation right is two-thirds of a share of stock per stock appreciation right. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 13:31 UTC | HSN, Inc. HSNI · Entity 170475 | GrantRestricted Stock Units · Derivative | 40,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007470 · doc4.xml · derivative · entry 1 LITTLE ROD R · CIK 0001604565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,173 Underlying: Common Stock, par value $0.01 per share · 40,173 shares Expires not disclosed F1 · security: Represents a grant of HSNi restricted stock units pursuant to HSNi's Second Amended and Restated 2008 Stock and Annual Incentive Plan, as amended. The terms of the grant provide for vesting in equal installments over five years of the anniversary of February 1, 2017. F1 · derivative.expiration_date: Represents a grant of HSNi restricted stock units pursuant to HSNi's Second Amended and Restated 2008 Stock and Annual Incentive Plan, as amended. The terms of the grant provide for vesting in equal installments over five years of the anniversary of February 1, 2017. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 17:24 UTC | ELIZABETH ARDEN INC RDEN · Entity 182470 | Disposition to issuerStock Option (Right to Buy) · Derivative | 133,400 | Not disclosed Strike: $9.63 | Not disclosed |
DisclosureSEC source: 0000095052-16-000086 · primary_doc.xml · derivative · entry 2 LITTLE ROD R · CIK 0001604565 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 133,400 shares Expires 2025-08-10 F2 · price: Pursuant to the Merger Agreement, on the Closing Date, each of the Issuer's outstanding stock options, whether vested or unvested, was canceled and exchanged for the right to receive a cash payment equal to the product of (i) the number of shares of the Issuer's Common Stock subject to the option multiplied by (ii) the excess (if any) of $14.00 over the per share exercise price of the option, less any required withholding taxes. Each outstanding stock option that had an exercise price that was equal to or greater than $14.00 was canceled for no consideration. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, on the Closing Date, each of the Issuer's outstanding stock options, whether vested or unvested, was canceled and exchanged for the right to receive a cash payment equal to the product of (i) the number of shares of the Issuer's Common Stock subject to the option multiplied by (ii) the excess (if any) of $14.00 over the per share exercise price of the option, less any required withholding taxes. Each outstanding stock option that had an exercise price that was equal to or greater than $14.00 was canceled for no consideration. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 17:24 UTC | ELIZABETH ARDEN INC RDEN · Entity 182470 | Disposition to issuerCommon Stock, $.01 par value | 63,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000095052-16-000086 · primary_doc.xml · nonDerivative · entry 1 LITTLE ROD R · CIK 0001604565 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Includes 50,068 service-based restricted stock units ("SBRSU"). Pursuant to the Agreement and Plan of Merger dated June 16, 2016 (the "Merger Agreement") by and among the Issuer and Revlon, Inc., Revlon Consumer Products Corporation, and RR Transaction Corp., on September 7, 2016 (the "Closing Date") (i) each share of the Issuer's common stock, par value $.01 per share ("Common Stock") held by the Reporting Person immediately prior to the Effective Time (as defined in the Merger Agreement), was converted into the right to receive $14.00 in cash per share, less any required withholding taxes; and (ii) each SBRSU held by the Reporting Person subject to vesting conditions became fully vested, was canceled, and was converted into the right to receive $14.00 in cash for each SBRSU, less any required withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.