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HELMER MAUREEN O

Disclosed activity across 1 company

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37836
SEC CIK
0001279977

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PLUG POWER INCPLUG · Entity 4258DirectorJune 11, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PLUG POWER INC

Report date June 11, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect361,318 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 39,753 · Balance 361,318

F1: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.83 · Expires 2036-06-11Direct39,753 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Grant · Acquired 39,753 · Balance 39,753

F2: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

F2: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 16, 2026 22:41 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 39,753 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001104659-26-074757 · tm2617957-3_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,753

Underlying: Common Stock · 39,753 shares

Expires 2036-06-11

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
June 11, 2026 Filed Jun 16, 2026 22:41 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 39,753 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-074757 · tm2617957-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,318

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:05 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 50,000 $3.23 $161,620.00
Disclosure

SEC source: 0001104659-26-072322 · tm2617507-1_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 321,565

F1 · kind: These sales were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted on March 9, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.17 to $3.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 02:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 13,959 $1.97 $27,499.23
Disclosure

SEC source: 0001104659-26-001512 · tm261957-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,565

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:34 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 11,803 $2.33 $27,500.99
Disclosure

SEC source: 0001104659-25-096693 · tm2527965-5_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,606

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
July 03, 2025 Filed Jul 24, 2025 20:18 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 76,531 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001104659-25-070384 · tm2521653-4_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,531

Underlying: Common Stock · 76,531 shares

Expires 2035-07-03

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting.

Read SEC document
July 03, 2025 Filed Jul 24, 2025 20:18 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 76,531 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-070384 · tm2521653-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,803

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest in full on the earlier of (i) first anniversary of the grant date or (ii) the date of the next annual meeting which is at least fifty (50) weeks after the immediately preceding year's annual meeting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:32 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 18,456 $1.49 $27,499.44
Disclosure

SEC source: 0001104659-25-065804 · tm2519809-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,272

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:08 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 20,370 $1.35 $27,499.50
Disclosure

SEC source: 0001104659-25-031665 · tm2511426-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,816

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 12,911 $2.13 $27,500.43
Disclosure

SEC source: 0001104659-25-001293 · tm252002-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,446

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 12,168 $2.26 $27,499.68
Disclosure

SEC source: 0001104659-24-105830 · tm2425494-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,535

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Director Compensation Plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:09 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 11,803 $2.33 $27,500.99
Disclosure

SEC source: 0001104659-24-077780 · tm2418785-7_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,367

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:31 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 37,375 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001104659-24-069680 · tm2416747-2_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,375

Underlying: Common Stock · 37,375 shares

Expires 2034-06-05

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:31 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 37,375 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069680 · tm2416747-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,564

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock shall vest (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:26 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 7,994 $3.44 $27,499.36
Disclosure

SEC source: 0001104659-24-043220 · tm2411034-5_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,189

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 3,056 $4.50 $13,752.00
Disclosure

SEC source: 0001104659-24-001339 · tm241909-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,195

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:22 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 1,809 $7.60 $13,748.40
Disclosure

SEC source: 0001104659-23-106826 · tm2327421-9_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,139

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:26 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 1,323 $10.39 $13,745.97
Disclosure

SEC source: 0001104659-23-078823 · tm2320769-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,330

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 12,149 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001104659-23-076295 · tm2320164-3_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,149

Underlying: Common Stock · 12,149 shares

Expires 2033-06-27

F2 · security: Stock option granted pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 12,149 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-076295 · tm2320164-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,007

F1 · shares: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 1,173 $11.72 $13,747.56
Disclosure

SEC source: 0001104659-23-042143 · tm2311865-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,858

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:00 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 859 $12.37 $10,625.83
Disclosure

SEC source: 0001104659-23-001387 · tm231720-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,685

F1 · kind: Compensation awarded to directors pursuant to Plug Power Inc.'s Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:27 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 506 $21.01 $10,631.06
Disclosure

SEC source: 0001104659-22-106326 · tm2227516-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,826

F1 · kind: Compensation awarded to directors pursuant to the Plug Power Inc. Non-Employee Director Compensation Plan.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 641 $16.57 $10,621.37
Disclosure

SEC source: 0001104659-22-080197 · tm2220704-3_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,531

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 6,789 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001104659-22-082777 · tm2221594-4_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789

Underlying: Common Stock · 6,789 shares

Expires 2032-06-30

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
June 30, 2022 Filed Jul 26, 2022 20:10 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-082777 · tm2221594-4_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,320

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 371 $28.61 $10,614.31
Disclosure

SEC source: 0001104659-22-042731 · tm2211637-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,890

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:29 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 376 $28.23 $10,614.48
Disclosure

SEC source: 0001104659-22-001490 · tm221646-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,519

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:02 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 416 $25.54 $10,624.64
Disclosure

SEC source: 0001104659-21-123062 · tm2129304-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,143

F1 · kind: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:52 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (Right to Buy) · Derivative 4,482 $0.00 Strike: $25.10 $0.00
Disclosure

SEC source: 0001104659-21-107837 · tm2125370d2_4seq1.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,482

Underlying: Common Stock · 4,482 shares

Expires 2031-08-16

F2 · security: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F3 · derivative.exercise_date: The options shall vest (100%) on the first anniversary of the grant date.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 22:52 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 4,482 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-107837 · tm2125370d2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,727

F1 · shares: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:24 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 311 $34.19 $10,633.09
Disclosure

SEC source: 0001104659-21-094577 · tm2122379-8_4seq1.xml · nonDerivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,245

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
July 15, 2021 Filed Jul 22, 2021 01:24 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 296 $35.84 $10,608.64
Disclosure

SEC source: 0001104659-21-094577 · tm2122379-8_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,934

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:54 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001676 · tm211870-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,638

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:02 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001104659-20-138041 · tm2039033-1_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,398

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:46 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 300 $27.14 $8,141.01
Disclosure

SEC source: 0001104659-20-136355 · tm2038684-2_4seq1.xml · nonDerivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,398

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.84 to $27.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:46 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 15,011 $26.11 $391,970.23
Disclosure

SEC source: 0001104659-20-136355 · tm2038684-2_4seq1.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,698

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $26.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 20:00 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 35,000 $15.00 $525,000.00
Disclosure

SEC source: 0001104659-20-113051 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,709

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:46 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-112291 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,709

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:03 UTC PLUG POWER INC PLUG · Entity 4258 SaleCommon Stock 75,000 $13.28 $996,232.50
Disclosure

SEC source: 0001104659-20-107370 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,103

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.88 to $13.615, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 01, 2020 Filed Jul 6, 2020 20:03 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 990 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-081199 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,103

F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 29,621 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 17

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,621 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 29,343 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 16

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,343 shares

Expires 2027-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 15

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 14

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 13

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 12

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 11

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 10

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

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June 23, 2020 Filed Jun 26, 2020 00:45 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 150,164 $6.29 $944,546.58
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 9

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,113

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.10 to $6.2916, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.