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Schreiner James Alan

Disclosed activity across 1 company

Tapewire entity
37819
SEC CIK
0001797189

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MKS INCMKSI · Entity 110EVP & COOJune 12, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MKS INC

Report date June 12, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,201.121 Ending reported balance After 2026-06-12 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-06-12 · Sale · Disposed 2,471 · Balance 20,230.121

F1: This transaction was executed in multiple trades at prices ranging from $345.000 to $345.935. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2026-06-12 · Sale · Disposed 812 · Balance 19,418.121

F2: This transaction was executed in multiple trades at prices ranging from $346.000 to $346.795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2026-06-12 · Sale · Disposed 217 · Balance 19,201.121

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $345.000 to $345.935. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $346.000 to $346.795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 653.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 10

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,924.467

Underlying: Common Stock · 653.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,306.861 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 9

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,578.397

Underlying: Common Stock · 1,306.861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 3,633.428 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · derivative · entry 8

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,885.258

Underlying: Common Stock · 3,633.428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 3,756 $122.15 $458,795.40
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 7

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,468.229

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 6

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,224.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 5

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,895.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 4

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,330.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 3

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,157.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 653.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,528.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:18 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,306.861 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005329 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,874.299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 19:56 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 7,697.678 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-003536 · form4.xml · derivative · entry 1

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,251.83

Underlying: Common Stock · 7,697.678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 14

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554.152

Underlying: Common Stock · 1,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 13

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,725.152

Underlying: Common Stock · 1,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 12

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,354.152

Underlying: Common Stock · 653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 11

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,007.152

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 695.712 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 10

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,314.152

Underlying: Common Stock · 695.712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,001.425 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 9

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009.864

Underlying: Common Stock · 1,001.425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 3,988.434 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · derivative · entry 8

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,011.289

Underlying: Common Stock · 3,988.434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 1,899 $100.29 $190,450.71
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 7

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291.27

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 6

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,190.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 5

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 4

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,390.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 3

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,737.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 695.712 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,430.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:10 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,001.425 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005514 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,734.558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 20:46 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 4,888.221 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004179 · form4.xml · derivative · entry 1

Schreiner James Alan · CIK 0001797189 · EVP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,022.855

Underlying: Common Stock · 4,888.221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 19:04 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,434.075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022655 · form4.xml · derivative · entry 3

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,134.634

Underlying: Common Stock · 1,434.075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on September 16, 2020, provided that if, in any vesting year, September 16th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on September 16, 2020, provided that if, in any vesting year, September 16th is not a business day, such vesting shall occur on the next business day.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 19:04 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 637 $89.11 $56,763.07
Disclosure

SEC source: 0001127602-22-022655 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,656.448

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 19:04 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,434.075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022655 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:32 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 226.655 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-021335 · form4.xml · derivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO, MSD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568.709

Underlying: Common Stock · 226.655 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:35 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 3,290.051 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-012851 · form4.xml · derivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,342.054

Underlying: Common Stock · 3,290.051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · derivative · entry 9

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,052.003

Underlying: Common Stock · 653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · derivative · entry 8

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705.003

Underlying: Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 695 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · derivative · entry 7

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011.003

Underlying: Common Stock · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · derivative · entry 6

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706.003

Underlying: Common Stock · 1,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 1,242 $152.55 $189,467.10
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · nonDerivative · entry 5

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758.158

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · nonDerivative · entry 4

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · nonDerivative · entry 3

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,347.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 695 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,041.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:42 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005311 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:43 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 3,919.861 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001959 · form4.xml · derivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,707.003

Underlying: Common Stock · 3,919.861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, achievement of which was determined on January 21, 2022 and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, achievement of which was determined on January 21, 2022 and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 15:29 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-025434 · form4.xml · derivative · entry 3

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787.142

Underlying: Common Stock · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on September 16, 2020, provided that if, in any vesting year, September 16th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on September 16, 2020, provided that if, in any vesting year, September 16th is not a business day, such vesting shall occur on the next business day.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 15:29 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 454 $150.50 $68,327.00
Disclosure

SEC source: 0001127602-21-025434 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,273.181

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 15:29 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-025434 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727.181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 695 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · derivative · entry 6

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221.142

Underlying: Common Stock · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · derivative · entry 5

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,916.142

Underlying: Common Stock · 1,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 1,959.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · derivative · entry 4

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,917.142

Underlying: Common Stock · 1,959.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 498 $172.20 $85,755.60
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · nonDerivative · entry 3

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 695 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · nonDerivative · entry 2

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:01 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006359 · form4.xml · nonDerivative · entry 1

Schreiner James Alan · CIK 0001797189 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.