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person · Reporting owner

MARIANI PETER J

Disclosed activity across 2 companies

Tapewire entity
37790
SEC CIK
0001222357

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cytosorbents CorpCTSO · Entity 7625Chief Financial OfficerJune 15, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cytosorbents Corp

Report date June 15, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect638,113 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Purchase · Acquired 100,000 · Balance 638,113

F1: The transaction reported on this Form 4 reflects an open market purchase made by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.45, inclusive. The Reporting Person undertakes to provide to CytoSorbents Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2: Includes (a) 110,000 restricted stock units ("RSUs"), which will be settled into the Issuer's common stock, par value $0.001 per share (the "Common Stock"), upon vesting upon the earlier of (i) a "Change In Control" of the Issuer, as defined in the Reporting Person's employment agreement (the "Employment Agreement"), or (ii) the fourth anniversary from the date of grant, or August 14, 2028, subject to the Reporting Person's continued service as of the applicable vesting date;

F3: (continued from footnote 2) (b) 65,000 RSUs, of which 32,500 remain unvested as of the date hereof, and which shall vest as to one-half of the award on each of the first and second anniversaries of the date of grant, subject to the Reporting Person's continued service as of the applicable vesting date and will be settled into Common Stock upon vesting;

F4: (continued from footnote 3) (c) 175,000 RSUs, which will be settled into Common Stock upon a "Change In Control" of the Issuer, as defined in the Reporting Person's Employment Agreement, subject to the Reporting Person's continued service as of the applicable vesting date; (d) 71,500 RSUs, which shall vest as to one-half of the award on each of the first and second anniversaries of the date of grant, subject to the Reporting Person's continued service as of the applicable vesting date and will be settled into Common Stock upon vesting; and

F5: (continued from footnote 4) (e) 216,613 shares of Common Stock owned by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 reflects an open market purchase made by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.40 to $0.45, inclusive. The Reporting Person undertakes to provide to CytoSorbents Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2: Includes (a) 110,000 restricted stock units ("RSUs"), which will be settled into the Issuer's common stock, par value $0.001 per share (the "Common Stock"), upon vesting upon the earlier of (i) a "Change In Control" of the Issuer, as defined in the Reporting Person's employment agreement (the "Employment Agreement"), or (ii) the fourth anniversary from the date of grant, or August 14, 2028, subject to the Reporting Person's continued service as of the applicable vesting date;

F3: (continued from footnote 2) (b) 65,000 RSUs, of which 32,500 remain unvested as of the date hereof, and which shall vest as to one-half of the award on each of the first and second anniversaries of the date of grant, subject to the Reporting Person's continued service as of the applicable vesting date and will be settled into Common Stock upon vesting;

F4: (continued from footnote 3) (c) 175,000 RSUs, which will be settled into Common Stock upon a "Change In Control" of the Issuer, as defined in the Reporting Person's Employment Agreement, subject to the Reporting Person's continued service as of the applicable vesting date; (d) 71,500 RSUs, which shall vest as to one-half of the award on each of the first and second anniversaries of the date of grant, subject to the Reporting Person's continued service as of the applicable vesting date and will be settled into Common Stock upon vesting; and

F5: (continued from footnote 4) (e) 216,613 shares of Common Stock owned by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Axogen, Inc.

Report date December 11, 2023 · Filed December 13, 2023

Section 16 reporting ended · disclosed 2023-12-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,603 Ending reported balance After 2023-12-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-12-11 · Sale · Disposed 1,410 · Balance 74,693

Row 2 · 2023-12-11 · Sale · Disposed 3,120 · Balance 71,573

Row 3 · 2023-12-11 · Sale · Disposed 7,970 · Balance 63,603

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2022 Filed Dec 30, 2022 01:48 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000141 · wf-form4_167236489532222.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This reflects the number of restricted stock units that vested on December 27, 2022.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:48 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 19,364 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0000805928-22-000129 · wf-form4_167122726720166.xml · derivative · entry 3

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,636

Underlying: Common Stock · 19,364 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:48 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 8,930 $10.93 $97,604.90
Disclosure

SEC source: 0000805928-22-000129 · wf-form4_167122726720166.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,132

F1 · shares: This Form is being filed to report the exercise of a stock option for a total of 19,364 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 10,434 shares of common stock.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:48 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 19,364 $5.04 $97,594.56
Disclosure

SEC source: 0000805928-22-000129 · wf-form4_167122726720166.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the exercise of a stock option for a total of 19,364 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 10,434 shares of common stock.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:53 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 10,649 $11.88 $126,510.12
Disclosure

SEC source: 0000805928-22-000123 · wf-form4_166881200162320.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

F1 · kind: The sale reported on the this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · acquired: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.70 to $12.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 19:51 UTC Axogen, Inc. AXGN · Entity 4297 Disposition to issuerCommon Stock 947 $8.40 $7,954.80
Disclosure

SEC source: 0000805928-22-000084 · wf-form4_165834665653448.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,347

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2022.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 19:51 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000084 · wf-form4_165834665653448.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,294

F1 · shares: This reflects the number of shares that vested as of July 18, 2022 upon the attainment of certain performance criteria.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 103,079 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0000805928-22-000031 · wf-form4_164763405800552.xml · derivative · entry 5

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,079

Underlying: Common Stock · 103,079 shares

Expires 2032-03-16

F6 · derivative.exercise_price: The exercise price of $10.25 represents a 25% premium over the fair market value of Axogen common stock on the date of the grant.

F7 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on March 16, 2023 and on each anniversary thereafter.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 76,780 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000031 · wf-form4_164763405800552.xml · derivative · entry 4

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,780

Underlying: Common Stock · 76,780 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F5 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000031 · wf-form4_164763405800552.xml · derivative · entry 3

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock Units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock Units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 2,769 $7.97 $22,068.93
Disclosure

SEC source: 0000805928-22-000031 · wf-form4_164763405800552.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,584

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:07 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000031 · wf-form4_164763405800552.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:09 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 950 $8.42 $7,999.00
Disclosure

SEC source: 0000805928-22-000011 · wf-form4_164513213910257.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,353

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:09 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,157 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000011 · wf-form4_164513213910257.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,303

F1 · shares: This reflects the number of shares that became vested as of February 15, 2022 upon the attainment of certain performance criteria.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:28 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000182 · wf-form4_164081332473376.xml · derivative · entry 3

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:28 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 648 $9.74 $6,311.52
Disclosure

SEC source: 0000805928-21-000182 · wf-form4_164081332473376.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,146

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:28 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000182 · wf-form4_164081332473376.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 27, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · derivative · entry 3

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 757 $9.24 $6,994.68
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,169

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:14 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 918 $19.20 $17,625.60
Disclosure

SEC source: 0000805928-21-000143 · wf-form4_162689842781572.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,026

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:14 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000143 · wf-form4_162689842781572.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,944

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:53 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 30,500 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000058 · wf-form4_161610439646610.xml · derivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 30,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:53 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 61,000 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000058 · wf-form4_161610439646610.xml · derivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 61,000 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 789 $18.70 $14,754.30
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 4

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 2,165 $18.71 $40,507.15
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,866

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

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February 16, 2021 Filed Feb 18, 2021 22:15 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,157 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 3

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,023

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

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February 16, 2021 Filed Feb 18, 2021 22:15 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 7,655 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,031

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 16:56 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 1,293 $17.81 $23,028.33
Disclosure

SEC source: 0001179110-20-012288 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,376

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 27, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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December 27, 2020 Filed Dec 30, 2020 16:56 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 5,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012288 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669

F1 · shares: This reflects the number of restricted stock units that became vested as of December 27, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 27, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 17:54 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 481 $16.42 $7,898.02
Disclosure

SEC source: 0001179110-20-012162 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 18, 2020. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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December 18, 2020 Filed Dec 22, 2020 17:54 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012162 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2020.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Options (Right to Purchase) · Derivative 60,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · derivative · entry 6

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 60,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 1,745 $12.41 $21,662.43
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · nonDerivative · entry 5

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.14 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4 to this Form 4.

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October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 12,854 $12.41 $159,518.14
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · nonDerivative · entry 4

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,745

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.

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October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 1,084 $12.41 $13,452.44
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · nonDerivative · entry 3

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,599

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.

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October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 60,000 $12.41 $744,720.00
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,683

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.

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October 30, 2020 Filed Nov 3, 2020 22:11 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 60,000 $5.04 $302,400.00
Disclosure

SEC source: 0001179110-20-010770 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:15 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 22,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003914 · edgar.xml · derivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock Units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock Units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2020 Filed Mar 18, 2020 21:15 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 43,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001179110-20-003914 · edgar.xml · derivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2030-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2024 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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February 18, 2020 Filed Feb 20, 2020 21:16 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 846 $14.68 $12,419.28
Disclosure

SEC source: 0001179110-20-001954 · edgar.xml · nonDerivative · entry 4

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,683

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:16 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,157 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001954 · edgar.xml · nonDerivative · entry 3

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,529

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:16 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 2,410 $14.68 $35,378.80
Disclosure

SEC source: 0001179110-20-001954 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,372

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:16 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 7,654 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001954 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,782

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:27 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 1,049 $16.73 $17,549.77
Disclosure

SEC source: 0001179110-19-013084 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of the restricted stock units that vested on December 18, 2019.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:27 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 3,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013084 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,482

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2019.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 2,355 $17.57 $41,377.35
Disclosure

SEC source: 0001179110-19-002057 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 7,654 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002057 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,037

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:36 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014320 · edgar.xml · derivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:36 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 41,800 $0.00 Strike: $19.17 $0.00
Disclosure

SEC source: 0001179110-18-014320 · edgar.xml · derivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,800

Underlying: Common Stock · 41,800 shares

Expires 2028-12-27

F1 · derivative.exercise_date: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 27, 2022 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.