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person · Reporting owner

HICKS KEN C

Disclosed activity across 3 companies

Tapewire entity
37789
SEC CIK
0001175746

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Academy Sports & Outdoors, Inc.ASO · Entity 4310DirectorJune 15, 2026June 16, 2026
Avery Dennison CorpAVY · Entity 3410DirectorMay 01, 2024May 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Academy Sports & Outdoors, Inc.

Report date June 15, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,801 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 5,801 · Balance 5,801

F1: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3: On June 15, 2026, the Reporting Person was granted 5,801 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the Issuer's next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Company's 2020 Omnibus Incentive Plan, as amended (the "Plan").

F2: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3: On June 15, 2026, the Reporting Person was granted 5,801 time-based restricted stock units that vest 100%, subject to the Reporting Person's continued service with the Issuer, on the earliest of (i) the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the Issuer's next Annual Meeting of Stockholders, (ii) the Reporting Person's termination due to death or Disability (as defined in the Plan), or (iii) a Change in Control (as defined in the Plan).

Avery Dennison Corp

Report date May 01, 2024 · Filed May 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,903 Reported balance After 2024-05-01 transaction · row 1
1 source row

Row 1 · 2024-05-01 · Exercise / conversion · Acquired 971 · Balance 30,903

2023 Director RSU AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-05-01Direct0 Reported balance After 2024-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-01 · Exercise / conversion · Disposed 971 · Balance 0

2024 Director RSU AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-05-01Direct844 Reported balance After 2024-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-01 · Grant · Acquired 844 · Balance 844

F1: Restricted stock units (RSUs) cliff-vest on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock.

Common Stock Units - DDECPSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08Direct15,387.5811 Reported balance Holding disclosure · report date 2024-05-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 15,387.5811

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) cliff-vest on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WHOLE FOODS MARKET INC

Report date August 28, 2017 · Filed August 28, 2017

Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.99 · Expires 2024-05-19Direct0 Reported balance After 2017-08-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-08-28 · Disposition to issuer · Disposed 7,500 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.

F1: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.

Filing footnotes · ownership attribution and instrument terms

F1: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.

F2: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed May 4, 2021 18:01 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2020 Director RSU Award · Derivative 1,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015118 · form4.xml · derivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,450 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2021 Filed May 4, 2021 18:01 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 1,450 $214.60 $311,170.00
Disclosure

SEC source: 0001127602-21-015118 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 13:13 UTC Academy Sports & Outdoors, Inc. ASO · Entity 4310 Tax withholdingCommon Stock 995 $29.04 $28,894.80
Disclosure

SEC source: 0001817358-21-000055 · wf-form4_161771473951356.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,145

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:48 UTC Academy Sports & Outdoors, Inc. ASO · Entity 4310 GrantStock Options (Right to Buy) · Derivative 287,472 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001817358-21-000045 · wf-form4_161740001867668.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,472

Underlying: Common Stock · 287,472 shares

Expires 2031-03-31

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F4 · derivative.exercise_date: These time-based options vest in 48 equal monthly installments beginning on first anniversary of the grant date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:48 UTC Academy Sports & Outdoors, Inc. ASO · Entity 4310 GrantRestricted Stock Units · Derivative 61,133 $0.00 $0.00
Disclosure

SEC source: 0001817358-21-000045 · wf-form4_161740001867668.xml · derivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,133

Underlying: Common Stock · 61,133 shares

Expires 2031-03-31

F1 · security: Granted under the Company's 2020 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right upon vesting to receive one share of Issuer common stock, par value $0.01 per share ("Common Stock").

F3 · derivative.exercise_date: On March 31, 2021, the Reporting Person was granted 61,133 performance-based restricted stock units (PRSUs). These PRSUs vest if certain performance criteria and/or Issuer stock price conditions are met and certified by the Issuer's compensation committee. The number of shares of Common Stock that the Reporting Person may be entitled to receive upon vesting, if any, may vary from 0% to 100% of the number shown above based on the Issuer's achievement of certain performance criteria for fiscal 2021. Upon certification by the Issuer's compensation committee, 1/48 of the total PRSUs granted will vest for every monthly anniversary since the Vesting Commencement Date (i.e., January 31, 2021), and thereafter on each monthly anniversary of the Vesting Commencement Date, or upon certification by the Issuer's compensation committee of achievement of certain Issuer stock price conditions as of the fourth anniversary of the Vesting Commencement Date.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 01:28 UTC Academy Sports & Outdoors, Inc. ASO · Entity 4310 SaleCommon Stock 240 $21.06 $5,054.40
Disclosure

SEC source: 0000899243-21-000964 · doc4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,140

F1 · kind: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of time-based restricted stock units previously granted to the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.975 to $21.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 01:28 UTC Academy Sports & Outdoors, Inc. ASO · Entity 4310 SaleCommon Stock 120,489 $20.51 $2,471,229.39
Disclosure

SEC source: 0000899243-21-000964 · doc4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,380

F1 · kind: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of time-based restricted stock units previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.90 to $20.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:53 UTC Avery Dennison Corp AVY · Entity 3410 Grant2020 Director RSU Award · Derivative 1,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015271 · form4.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Stock · 1,450 shares

Expires 2021-05-01

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:53 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2019 Director RSU Award · Derivative 1,414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015271 · form4.xml · derivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,414 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:53 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 1,414 $106.87 $151,114.18
Disclosure

SEC source: 0001127602-20-015271 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:30 UTC Avery Dennison Corp AVY · Entity 3410 Grant2019 Director RSU Award · Derivative 1,414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017126 · form4.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414

Underlying: Common Stock · 1,414 shares

Expires 2020-05-01

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:30 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2018 Director RSU Award · Derivative 1,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017126 · form4.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,336 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:30 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2016 Director RSU Award · Derivative 641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017126 · form4.xml · derivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 641 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2016.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:30 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 1,336 $109.63 $146,465.68
Disclosure

SEC source: 0001127602-19-017126 · form4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:30 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 641 $109.63 $70,272.83
Disclosure

SEC source: 0001127602-19-017126 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2011 Director Stock Option · Derivative 4,664 $0.00 Strike: $42.73 $0.00
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,664 shares

Expires 2021-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options vest 50% on the first and second anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2010 Director Stock Option · Derivative 5,027 $0.00 Strike: $38.18 $0.00
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,027 shares

Expires 2020-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vest one-third on the first, second and third anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 SaleCommon Stock 4,664 $110.16 $513,786.24
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · nonDerivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

F2 · price: This transaction was executed in multiple trades at prices ranging from $110.15 to $110.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 4,664 $42.73 $199,269.40
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 SaleCommon Stock 5,027 $110.04 $553,171.08
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

F1 · price: This transaction was executed in multiple trades at prices ranging from $110.03 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 19:13 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 5,027 $38.18 $191,930.86
Disclosure

SEC source: 0001127602-19-016448 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Grant2018 Director RSU Award · Derivative 1,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · derivative · entry 7

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Common Stock · 1,336 shares

Expires 2019-05-01

F3 · shares: The restricted stock units vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2017 Director RSU Award · Derivative 1,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,678 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2016 Director RSU Award · Derivative 641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

Underlying: Common Stock · 641 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares reflect the vesting of the second tranche of restricted stock units granted on May 1, 2016.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2015 Director RSU Award · Derivative 747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 747 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2015.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 1,678 $104.80 $175,854.40
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 641 $104.80 $67,176.80
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 22:12 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 747 $104.80 $78,285.60
Disclosure

SEC source: 0001127602-18-016065 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2017 Filed Aug 28, 2017 16:58 UTC WHOLE FOODS MARKET INC WFM · Entity 173568 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 7,500 Not disclosed Strike: $35.99 Not disclosed
Disclosure

SEC source: 0000865436-17-000217 · wf-form4_150395388642391.xml · derivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-05-19

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.

F1 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.

Read SEC document
May 19, 2017 Filed May 23, 2017 12:18 UTC WHOLE FOODS MARKET INC WFM · Entity 173568 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0000865436-17-000132 · wf-form4_149555631936732.xml · derivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2024-05-19

F1 · derivative.exercise_date: The option, representing a right to purchase 7,500 shares, is exercisable in four equal annual installments beginning on May 19, 2018, which is the first anniversary of the date on which the option was granted.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Grant2017 Director RSU Award · Derivative 1,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · derivative · entry 7

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 1,678 shares

Expires 2018-05-01

F4 · shares: The restricted stock units vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock.

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May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2016 Director RSU Award · Derivative 640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282

Underlying: Common Stock · 640 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares reflect the vesting of the first tranche of restricted stock units granted on May 1, 2016.

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May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2015 Director RSU Award · Derivative 746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

Underlying: Common Stock · 746 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares reflect the vesting of the second tranche of restricted stock units granted on May 1, 2015.

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May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2014 Director RSU Award · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · derivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 859 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2014.

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May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 640 $83.42 $53,388.80
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 746 $83.42 $62,231.32
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:04 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 859 $83.42 $71,657.78
Disclosure

SEC source: 0001127602-17-016569 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2009 Director Stock Option · Derivative 2,000 $0.00 Strike: $20.64 $0.00
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · derivative · entry 6

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary date of the grant.

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March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversion2008 Director Stock Option · Derivative 2,000 $0.00 Strike: $52.12 $0.00
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · derivative · entry 5

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary date of the grant.

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March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 SaleCommon Stock 2,000 $81.33 $162,660.00
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · nonDerivative · entry 4

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,058

Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 2,000 $20.64 $41,280.00
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · nonDerivative · entry 3

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 SaleCommon Stock 2,000 $81.30 $162,597.20
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · nonDerivative · entry 2

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,058

Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:23 UTC Avery Dennison Corp AVY · Entity 3410 Exercise / conversionCommon Stock 2,000 $52.12 $104,230.00
Disclosure

SEC source: 0001127602-17-010780 · form4.xml · nonDerivative · entry 1

HICKS KEN C · CIK 0001175746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.