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person · Reporting owner

LEUSCHEN DAVID M

Disclosed activity across 12 companies

Tapewire entity
37769
SEC CIK
0001222726

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agriculture & Natural Solutions Acquisition CorpANSC · Entity 108364Director · 10% ownerNovember 13, 2023November 13, 2023
Alta Mesa Resources, Inc. /DEAMR · Entity 154261Director · 10% ownerFebruary 09, 2018February 13, 2018
CH4 Natural Solutions CorpMTNE · Entity 5973Director · Chairman and CEO · 10% ownerJune 15, 2026June 16, 2026
EP Energy CorpEPE · Entity 15405110% ownerMay 04, 2017May 11, 2017
TALOS ENERGY INC.TALO · Entity 4257Director · 10% ownerJune 16, 2022June 21, 2022
Vital Energy, Inc.VTLE · Entity 7153210% ownerNovember 17, 2023November 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary Shares, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee footnotes8,225,000 Reported balance After 2023-11-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-13 · Other · Disposed 200,000 · Balance 8,225,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: In connection with the Issuer's initial public offering and the appointment of Ted Hall to the Issuer's Board of Directors, Agriculture & Natural Solutions Acquisition Sponsor LLC surrendered for no consideration 200,000 Class B Ordinary Shares to the Issuer and the Issuer issued 200,000 Class B Ordinary Shares to Ted Hall.

F3: Agriculture & Natural Solutions Acquisition Sponsor LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC. Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC is the managing member of Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC. Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC is the sole and managing member of Agriculture & Natural Solutions Acquisition Sponsor LLC.

F4: Each of Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC, Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the ordinary shares held directly by Agriculture & Natural Solutions Acquisition Sponsor LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: In connection with the Issuer's initial public offering and the appointment of Ted Hall to the Issuer's Board of Directors, Agriculture & Natural Solutions Acquisition Sponsor LLC surrendered for no consideration 200,000 Class B Ordinary Shares to the Issuer and the Issuer issued 200,000 Class B Ordinary Shares to Ted Hall.

F3: Agriculture & Natural Solutions Acquisition Sponsor LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC. Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC is the managing member of Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC. Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC is the sole and managing member of Agriculture & Natural Solutions Acquisition Sponsor LLC.

F4: Each of Agriculture & Natural Solutions Acquisition Sponsor Holdings, LLC, Agriculture & Natural Solutions Acquisition Sponsor Manager, LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the ordinary shares held directly by Agriculture & Natural Solutions Acquisition Sponsor LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes65,776,000 Last balance in matching sequence After 2018-02-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-02-09 · Grant · Acquired 40,000,000 · Balance 40,000,000

F1: Following the transactions reported herein, includes 16,548,894 shares held of record by Silver Run Sponsor II, LLC ("Sponsor"), 18,522,000 shares held of record by Riverstone VI SR II Holdings, L.P. ("SR II Holdings"), 25,857,148 shares held by Riverstone AMR Partners, L.P. ("AMR Partners"), 1,720,243 shares held of record by Riverstone AMR Partners-U, LLC ("AMR Partners-U") and 3,127,715 shares held of record by Riverstone AMR Partners-T, L.P.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2018-02-09 · Conversion · Acquired 25,776,000 · Balance 65,776,000

F2: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F1: Following the transactions reported herein, includes 16,548,894 shares held of record by Silver Run Sponsor II, LLC ("Sponsor"), 18,522,000 shares held of record by Riverstone VI SR II Holdings, L.P. ("SR II Holdings"), 25,857,148 shares held by Riverstone AMR Partners, L.P. ("AMR Partners"), 1,720,243 shares held of record by Riverstone AMR Partners-U, LLC ("AMR Partners-U") and 3,127,715 shares held of record by Riverstone AMR Partners-T, L.P.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Class C Common StockSEC Table I · non-derivativeIndirectSee footnotes20,000,000 Reported balance After 2018-02-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-02-09 · Grant · Acquired 20,000,000 · Balance 20,000,000

F3: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-02-09IndirectSee footnotes28,466,666 Reported balance After 2018-02-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-02-09 · Grant · Acquired 28,466,666 · Balance 28,466,666

F4: Includes 9,716,012 warrants held of record by Sponsor, 13,333,333 warrants held of record by SR II Holdings, 4,561,992 warrants held by AMR Partners, 303,504 warrants held of record by AMR Partners-U and 551,825 warrants held of record by AMR Partners-T. Of these, 15,133,333 warrants were purchased simultaneous with the closing of the Issuer's initial public offering on March 29, 2017, and 13,333,333 warrants were issued pursuant to a forward purchase agreement dated as of March 17, 2017. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on February 9, 2018.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2018-02-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-02-09 · Conversion · Disposed 25,776,000 · Balance 0

F2: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common UnitsSEC Table II · derivative / convertible securityIndirectSee footnotes20,000,000 Reported balance After 2018-02-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-02-09 · Grant · Acquired 20,000,000 · Balance 20,000,000

F3: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Following the transactions reported herein, includes 16,548,894 shares held of record by Silver Run Sponsor II, LLC ("Sponsor"), 18,522,000 shares held of record by Riverstone VI SR II Holdings, L.P. ("SR II Holdings"), 25,857,148 shares held by Riverstone AMR Partners, L.P. ("AMR Partners"), 1,720,243 shares held of record by Riverstone AMR Partners-U, LLC ("AMR Partners-U") and 3,127,715 shares held of record by Riverstone AMR Partners-T, L.P.

F2: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F3: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F4: Includes 9,716,012 warrants held of record by Sponsor, 13,333,333 warrants held of record by SR II Holdings, 4,561,992 warrants held by AMR Partners, 303,504 warrants held of record by AMR Partners-U and 551,825 warrants held of record by AMR Partners-T. Of these, 15,133,333 warrants were purchased simultaneous with the closing of the Issuer's initial public offering on March 29, 2017, and 13,333,333 warrants were issued pursuant to a forward purchase agreement dated as of March 17, 2017. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on February 9, 2018.

F5: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee footnote7,333,334 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 333,333 · Balance 7,333,334

F1: The Class B Ordinary Shares are convertible into shares of the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: The Class B Ordinary Shares owned by CH4 Natural Solutions Acquisition Sponsor LLC (the "Sponsor") included up to 1,000,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise their over-allotment option in full as described in the Issuer's Registration Statement on Form S-1 (File No. 333-284199). Because the underwriters exercised their over-allotment option in part and the remainder of the option expired, the Sponsor automatically forfeited 333,333 Class B Ordinary Shares on June 15, 2026 for cancellation by the Issuer.

F3: The Sponsor is the record holder of the shares reported herein. CH4 Natural Solutions Acquisition Sponsor Holdings, LLC is the managing member of the Sponsor. CH4 Natural Solutions Acquisition Sponsor Manager, LLC is the managing member of CH4 Natural Solutions Acquisition Sponsor Holdings, LLC. Riverstone Earth LLC is the managing member of CH4 Natural Solutions Acquisition Sponsor Manager, LLC. David Leuschen is the sole member of Riverstone Earth LLC. As such, CH4 Natural Solutions Acquisition Sponsor Holdings, LLC, CH4 Natural Solutions Acquisition Sponsor Manager, LLC, Riverstone Earth LLC and David Leuschen may be deemed to have or share beneficial ownership of the ordinary shares held directly by the Sponsor. Such entity or person disclaims any beneficial ownership of such securities held by the Sponsor other than to the extent of any pecuniary interest they may have therein, directly or indirectly,

F4: (Continued from footnote 3) and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are convertible into shares of the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: The Class B Ordinary Shares owned by CH4 Natural Solutions Acquisition Sponsor LLC (the "Sponsor") included up to 1,000,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise their over-allotment option in full as described in the Issuer's Registration Statement on Form S-1 (File No. 333-284199). Because the underwriters exercised their over-allotment option in part and the remainder of the option expired, the Sponsor automatically forfeited 333,333 Class B Ordinary Shares on June 15, 2026 for cancellation by the Issuer.

F3: The Sponsor is the record holder of the shares reported herein. CH4 Natural Solutions Acquisition Sponsor Holdings, LLC is the managing member of the Sponsor. CH4 Natural Solutions Acquisition Sponsor Manager, LLC is the managing member of CH4 Natural Solutions Acquisition Sponsor Holdings, LLC. Riverstone Earth LLC is the managing member of CH4 Natural Solutions Acquisition Sponsor Manager, LLC. David Leuschen is the sole member of Riverstone Earth LLC. As such, CH4 Natural Solutions Acquisition Sponsor Holdings, LLC, CH4 Natural Solutions Acquisition Sponsor Manager, LLC, Riverstone Earth LLC and David Leuschen may be deemed to have or share beneficial ownership of the ordinary shares held directly by the Sponsor. Such entity or person disclaims any beneficial ownership of such securities held by the Sponsor other than to the extent of any pecuniary interest they may have therein, directly or indirectly,

F4: (Continued from footnote 3) and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes31,276,726 Reported balance Holding disclosure · report date 2017-05-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 31,276,726

F1: Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. are the record holders of 19,942,040 shares and 11,334,686 shares of Class A common stock, respectively. Riverstone Energy Partners V, L.P. is the general partner of each of Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Riverstone Energy GP V, LLC is the general partner of Riverstone Energy Partners V, L.P. Riverstone Energy GP V, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio.

F2: The members of the managing committee of Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: Mr. Leuschen and Mr. Lapeyre are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Riverstone Holdings"). Riverstone Holdings is the sole shareholder of Riverstone Energy GP V Corp, which is the managing member of Riverstone Energy GP V, LLC. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Riverstone Holdings and Riverstone Energy GP V Corp may be deemed to share beneficial ownership of the the shares of common stock owned of record by Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. are the record holders of 19,942,040 shares and 11,334,686 shares of Class A common stock, respectively. Riverstone Energy Partners V, L.P. is the general partner of each of Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Riverstone Energy GP V, LLC is the general partner of Riverstone Energy Partners V, L.P. Riverstone Energy GP V, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio.

F2: The members of the managing committee of Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: Mr. Leuschen and Mr. Lapeyre are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Riverstone Holdings"). Riverstone Holdings is the sole shareholder of Riverstone Energy GP V Corp, which is the managing member of Riverstone Energy GP V, LLC. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Riverstone Holdings and Riverstone Energy GP V Corp may be deemed to share beneficial ownership of the the shares of common stock owned of record by Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes12,291,914 Last balance in matching sequence After 2022-06-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-06-16 · Sale · Disposed 172,743 · Balance 12,302,444

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.76. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Following the transactions reported herein, includes 8,342,678 shares held of record by Riverstone Talos Energy Equityco LLC ("Riverstone Equityco"), 767,416 shares held of record by Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"), 2,752,555 shares held of record by ILX Holdings II, LLC ("ILX II"), and 429,265 shares held of record by Riverstone V Castex 2014 Holdings, L.P. ("Castex 2014").

F4: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C., which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Riverstone Holdings"), which is the sole shareholder of Riverstone Energy GP V Corp., which is the managing member of Riverstone Energy GP V, LLC, which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P., which is the general partner of Riverstone V Talos Holdings, L.P., which is the managing member of Riverstone Equityco and the sole manager of Riverstone Debtco.

F5: In addition, Riverstone Energy Partners V owns an indirect interest in Castex 2014 and in ILX II. Each of the foregoing entity or person disclaims any such beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2022-06-17 · Sale · Disposed 10,530 · Balance 12,291,914

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.005 to $20.36. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Following the transactions reported herein, includes 8,342,678 shares held of record by Riverstone Talos Energy Equityco LLC ("Riverstone Equityco"), 767,416 shares held of record by Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"), 2,752,555 shares held of record by ILX Holdings II, LLC ("ILX II"), and 429,265 shares held of record by Riverstone V Castex 2014 Holdings, L.P. ("Castex 2014").

F4: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C., which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Riverstone Holdings"), which is the sole shareholder of Riverstone Energy GP V Corp., which is the managing member of Riverstone Energy GP V, LLC, which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P., which is the general partner of Riverstone V Talos Holdings, L.P., which is the managing member of Riverstone Equityco and the sole manager of Riverstone Debtco.

F5: In addition, Riverstone Energy Partners V owns an indirect interest in Castex 2014 and in ILX II. Each of the foregoing entity or person disclaims any such beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.76. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Following the transactions reported herein, includes 8,342,678 shares held of record by Riverstone Talos Energy Equityco LLC ("Riverstone Equityco"), 767,416 shares held of record by Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"), 2,752,555 shares held of record by ILX Holdings II, LLC ("ILX II"), and 429,265 shares held of record by Riverstone V Castex 2014 Holdings, L.P. ("Castex 2014").

F4: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C., which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Riverstone Holdings"), which is the sole shareholder of Riverstone Energy GP V Corp., which is the managing member of Riverstone Energy GP V, LLC, which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P., which is the general partner of Riverstone V Talos Holdings, L.P., which is the managing member of Riverstone Equityco and the sole manager of Riverstone Debtco.

F5: In addition, Riverstone Energy Partners V owns an indirect interest in Castex 2014 and in ILX II. Each of the foregoing entity or person disclaims any such beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.005 to $20.36. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible securityIndirectSee footnotes1,000,000 Reported balance After 2023-11-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-17 · Other · Acquired 1,000,000 · Balance 1,000,000

F1: On November 17, 2023, each of Riverstone Credit Partners - Direct, L.P. ("Riverstone Credit Partners") and Riverstone Credit Partners II - Direct, L.P. ("Riverstone Credit Partners II" and together with Riverstone Credit Partners, the "Riverstone Sellers") entered into a variable share forward transaction (the "Transactions") with an unaffiliated bank (the "Bank") pursuant to a Master Terms and Conditions for Variable Share Forward Transactions entered into between such Riverstone Seller and the Bank, dated November 17, 2023 (the "Agreement"), relating to up to an aggregate of 1,000,000 shares of common stock of the Issuer ("Common Stock") and obligating the Riverstone Sellers to deliver to the Bank cash to settle the Transactions as further described below. The Riverstone Sellers pledged a volume of shares of Common Stock (the "Pledged Shares")

F2: (Continued from footnote 1) equal to the number of shares subject to the Transactions to secure their obligations under the Agreement and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge, subject to certain payments the Riverstone Sellers may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the Agreement, on the relevant settlement date for each of the 30 components, which have valuation dates beginning June 3, 2024 and ending June 24, 2024, the amount of cash to be delivered to the Bank is to be determined as follows: (a) if the volume weighted average price per share of Common Stock on the relevant valuation date (the "Settlement Price") is less than or equal to a floor price equal to 90.00% of the volume weighted average price per share of Common Stock at which the Bank establishes its initial hedge position during a hedging period (the "Floor Price"),

F3: (Continued from footnote 2) the Bank will deliver to the Riverstone Sellers an amount of cash equal to the Settlement Price minus the Floor Price, multiplied by the number of shares subject to the component; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a cap price equal to 112.50% of the volume weighted average price per Common Stock at which the Bank establishes its initial hedge position during a hedging period (the "Cap Price"), no payment of cash will be made by either party; and (c) if the Settlement Price is greater than the Cap Price, the Riverstone Sellers will deliver to the Bank an amount of cash equal to the Settlement Price minus the Cap Price, multiplied by the number of shares subject to the component.

F4: RCP II F1 GP, L.L.C. is the sole general partner of RCP II F2 GP, L.P., which is the sole general partner of Riverstone Credit Partners II. RCP F1 GP, L.L.C. is the sole general partner of RCP F2 GP, L.P., which is the sole general partner of Riverstone Credit Partners. RCP Strategic Credit Partners (A) GP, L.L.C. is the sole general partner of RCP Strategic Credit Partners (A-2) GP, L.P., which is the is the sole general partner of Riverstone Strategic Credit Partners A-2 AIV, L.P. ("Riverstone Strategic Credit Partners"). Riverstone Maple Investor, LLC ("Maple Investor") is managed by Riverstone Credit Partners II, Riverstone Credit Partners and Riverstone Strategic Credit Partners, and Maple Investor is the sole member of Maple Energy Holdings, LLC ("Maple"). David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management")

F5: (Continued from footnote 4) and have or share voting and investment discretion with respect to the securities beneficially owned by Riverstone Management, which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P., which is the sole member of Riverstone Holdings LLC, which is the sole member of RCP II F1 GP, L.L.C., RCP F1 GP, L.L.C. and RCP Strategic Credit Partners (A) GP, L.L.C. As a result of these relationships, each of these entities and individuals may be deemed to have or share beneficial ownership of the securities held of record by Maple, and each of these entities and individuals (other than Maple Investor and Maple) may be deemed to have or share beneficial ownership of the securities held of record by Riverstone Credit Partners II, Riverstone Credit Partners and Riverstone Strategic Credit Partners. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On November 17, 2023, each of Riverstone Credit Partners - Direct, L.P. ("Riverstone Credit Partners") and Riverstone Credit Partners II - Direct, L.P. ("Riverstone Credit Partners II" and together with Riverstone Credit Partners, the "Riverstone Sellers") entered into a variable share forward transaction (the "Transactions") with an unaffiliated bank (the "Bank") pursuant to a Master Terms and Conditions for Variable Share Forward Transactions entered into between such Riverstone Seller and the Bank, dated November 17, 2023 (the "Agreement"), relating to up to an aggregate of 1,000,000 shares of common stock of the Issuer ("Common Stock") and obligating the Riverstone Sellers to deliver to the Bank cash to settle the Transactions as further described below. The Riverstone Sellers pledged a volume of shares of Common Stock (the "Pledged Shares")

F2: (Continued from footnote 1) equal to the number of shares subject to the Transactions to secure their obligations under the Agreement and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge, subject to certain payments the Riverstone Sellers may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the Agreement, on the relevant settlement date for each of the 30 components, which have valuation dates beginning June 3, 2024 and ending June 24, 2024, the amount of cash to be delivered to the Bank is to be determined as follows: (a) if the volume weighted average price per share of Common Stock on the relevant valuation date (the "Settlement Price") is less than or equal to a floor price equal to 90.00% of the volume weighted average price per share of Common Stock at which the Bank establishes its initial hedge position during a hedging period (the "Floor Price"),

F3: (Continued from footnote 2) the Bank will deliver to the Riverstone Sellers an amount of cash equal to the Settlement Price minus the Floor Price, multiplied by the number of shares subject to the component; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a cap price equal to 112.50% of the volume weighted average price per Common Stock at which the Bank establishes its initial hedge position during a hedging period (the "Cap Price"), no payment of cash will be made by either party; and (c) if the Settlement Price is greater than the Cap Price, the Riverstone Sellers will deliver to the Bank an amount of cash equal to the Settlement Price minus the Cap Price, multiplied by the number of shares subject to the component.

F4: RCP II F1 GP, L.L.C. is the sole general partner of RCP II F2 GP, L.P., which is the sole general partner of Riverstone Credit Partners II. RCP F1 GP, L.L.C. is the sole general partner of RCP F2 GP, L.P., which is the sole general partner of Riverstone Credit Partners. RCP Strategic Credit Partners (A) GP, L.L.C. is the sole general partner of RCP Strategic Credit Partners (A-2) GP, L.P., which is the is the sole general partner of Riverstone Strategic Credit Partners A-2 AIV, L.P. ("Riverstone Strategic Credit Partners"). Riverstone Maple Investor, LLC ("Maple Investor") is managed by Riverstone Credit Partners II, Riverstone Credit Partners and Riverstone Strategic Credit Partners, and Maple Investor is the sole member of Maple Energy Holdings, LLC ("Maple"). David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management")

F5: (Continued from footnote 4) and have or share voting and investment discretion with respect to the securities beneficially owned by Riverstone Management, which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P., which is the sole member of Riverstone Holdings LLC, which is the sole member of RCP II F1 GP, L.L.C., RCP F1 GP, L.L.C. and RCP Strategic Credit Partners (A) GP, L.L.C. As a result of these relationships, each of these entities and individuals may be deemed to have or share beneficial ownership of the securities held of record by Maple, and each of these entities and individuals (other than Maple Investor and Maple) may be deemed to have or share beneficial ownership of the securities held of record by Riverstone Credit Partners II, Riverstone Credit Partners and Riverstone Strategic Credit Partners. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Decarbonization Plus Acquisition Corp II

Report date January 13, 2022 · Filed January 15, 2022

Jointly reported with Decarbonization Plus Acquisition Sponsor II, LLC, RIVERSTONE HOLDINGS LLC, LAPEYRE PIERRE F JR

Section 16 reporting ended · disclosed 2022-01-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Last balance in matching sequence After 2022-01-13 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-01-13 · Conversion · Acquired 9,702,500 · Balance 9,702,500

F1: In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation II ("DCRN"), Hulk Merger Sub, Inc.("Merger Sub"), Tritium Holdings Pty Ltd ("Tritium") and Tritium DCFC Limited ("NewCo") on January 13, 2022, the Reporting Person's shares of Class B Common Stock of DCRN automatically converted into shares of Class A Common Stock of DCRN on a one-for-one basis pursuant to the amended and restated certificate of incorporation of DCRN. The shares of Class B Common Stock of DCRN were subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the Business Combination) and had no expiration date.

F4: Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor II LLC.

F5: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2022-01-13 · Disposition to issuer · Disposed 9,702,500 · Balance 0

F2: Pursuant to the terms of the Business Combination Agreement, by and among DCRN, Tritium, NewCo and Merger Sub, dated as of May 25, 2021, as amended on July 27, 2021 by the First Amendment to the Business Combination Agreement (the "Business Combination Agreement"), 9,702,500 shares of Class A Common Stock of DCRN were disposed of in exchange for an equal number of ordinary shares of NewCo.

F4: Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor II LLC.

F5: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes0 Reported balance After 2022-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-13 · Conversion · Disposed 9,702,500 · Balance 0

F1: In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation II ("DCRN"), Hulk Merger Sub, Inc.("Merger Sub"), Tritium Holdings Pty Ltd ("Tritium") and Tritium DCFC Limited ("NewCo") on January 13, 2022, the Reporting Person's shares of Class B Common Stock of DCRN automatically converted into shares of Class A Common Stock of DCRN on a one-for-one basis pursuant to the amended and restated certificate of incorporation of DCRN. The shares of Class B Common Stock of DCRN were subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the Business Combination) and had no expiration date.

F4: Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor II LLC.

F5: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-01-13IndirectSee Footnotes0 Reported balance After 2022-01-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-13 · Disposition to issuer · Disposed 7,067,263 · Balance 0

F3: Pursuant to the terms of the Business Combination Agreement, warrants to purchase 7,067,263 shares of Class A Common Stock of DCRN, which will become exercisable 30 days after completion of the Business Combination, were assumed by NewCo in the Business Combination and replaced with warrants to purchase an equal number of ordinary share of NewCo. The 7,067,263 warrants were acquired by Decarbonization Plus Acquisition Sponsor II LLC pursuant to the Private Placement Warrants Purchase Agreement, dated February 3, 2021, and the Securities Agreement, dated June 9, 2021.

F4: Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor II LLC.

F5: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation II ("DCRN"), Hulk Merger Sub, Inc.("Merger Sub"), Tritium Holdings Pty Ltd ("Tritium") and Tritium DCFC Limited ("NewCo") on January 13, 2022, the Reporting Person's shares of Class B Common Stock of DCRN automatically converted into shares of Class A Common Stock of DCRN on a one-for-one basis pursuant to the amended and restated certificate of incorporation of DCRN. The shares of Class B Common Stock of DCRN were subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the Business Combination) and had no expiration date.

F2: Pursuant to the terms of the Business Combination Agreement, by and among DCRN, Tritium, NewCo and Merger Sub, dated as of May 25, 2021, as amended on July 27, 2021 by the First Amendment to the Business Combination Agreement (the "Business Combination Agreement"), 9,702,500 shares of Class A Common Stock of DCRN were disposed of in exchange for an equal number of ordinary shares of NewCo.

F3: Pursuant to the terms of the Business Combination Agreement, warrants to purchase 7,067,263 shares of Class A Common Stock of DCRN, which will become exercisable 30 days after completion of the Business Combination, were assumed by NewCo in the Business Combination and replaced with warrants to purchase an equal number of ordinary share of NewCo. The 7,067,263 warrants were acquired by Decarbonization Plus Acquisition Sponsor II LLC pursuant to the Private Placement Warrants Purchase Agreement, dated February 3, 2021, and the Securities Agreement, dated June 9, 2021.

F4: Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor II LLC.

F5: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Decarbonization Plus Acquisition Corp IV

Report date February 22, 2023 · Filed February 23, 2023

Jointly reported with Decarbonization Plus Acquisition Sponsor IV LLC, RIVERSTONE HOLDINGS LLC, LAPEYRE PIERRE F JR

Section 16 reporting ended · disclosed 2023-02-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common SharesSEC Table II · derivative / convertible securityIndirectSee Footnotes0 Reported balance After 2023-02-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-22 · Disposition to issuer · Disposed 3,464,323 · Balance 0

F1: In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation IV ("DCRD"), Hammerhead Resources Inc., an Alberta corporation ("Hammerhead"), Hammerhead Energy Inc., an Alberta corporation and wholly owned subsidiary of Hammerhead ("NewCo"), and 2453729 Alberta ULC, an Alberta unlimited liability corporation and wholly owned subsidiary of DCRD, on February 21, 2023, DCRD transferred by way of continuation from the Cayman Islands to the Province of Alberta, Canada in accordance with the Cayman Islands Companies Act (as amended) and domesticated as an Alberta corporation in accordance with the applicable provisions of the Business Corporations Act (Alberta) (such transfer by way of continuation and domestication, the "Domestication").

F2: (Continued from footnote 1) Pursuant to the Domestication, each Class B ordinary share of DCRD was exchanged for one Class B common share of DCRD ("DCRD Class B Common Share"). Following the Domestication, on February 22, 2023, DCRD amalgamated with NewCo (the "SPAC Amalgamation") to form one corporate entity ("New SPAC") with NewCo surviving the SPAC Amalgamation as New SPAC. Pursuant to the SPAC Amalgamation, each DCRD Class B Common Share issued and outstanding immediately prior to the effective time of the SPAC Amalgamation was exchanged, on a one-for-one basis, for a Class B common share in the authorized share capital of New SPAC.

F3: Decarbonization Plus Acquisition Sponsor IV LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor IV LLC.

F4: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor IV LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the business combination (the "Business Combination") between Decarbonization Plus Acquisition Corporation IV ("DCRD"), Hammerhead Resources Inc., an Alberta corporation ("Hammerhead"), Hammerhead Energy Inc., an Alberta corporation and wholly owned subsidiary of Hammerhead ("NewCo"), and 2453729 Alberta ULC, an Alberta unlimited liability corporation and wholly owned subsidiary of DCRD, on February 21, 2023, DCRD transferred by way of continuation from the Cayman Islands to the Province of Alberta, Canada in accordance with the Cayman Islands Companies Act (as amended) and domesticated as an Alberta corporation in accordance with the applicable provisions of the Business Corporations Act (Alberta) (such transfer by way of continuation and domestication, the "Domestication").

F2: (Continued from footnote 1) Pursuant to the Domestication, each Class B ordinary share of DCRD was exchanged for one Class B common share of DCRD ("DCRD Class B Common Share"). Following the Domestication, on February 22, 2023, DCRD amalgamated with NewCo (the "SPAC Amalgamation") to form one corporate entity ("New SPAC") with NewCo surviving the SPAC Amalgamation as New SPAC. Pursuant to the SPAC Amalgamation, each DCRD Class B Common Share issued and outstanding immediately prior to the effective time of the SPAC Amalgamation was exchanged, on a one-for-one basis, for a Class B common share in the authorized share capital of New SPAC.

F3: Decarbonization Plus Acquisition Sponsor IV LLC is the record holder of the securities reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor IV LLC.

F4: Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre, Jr. may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor IV LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Section 16 reporting ended · disclosed 2024-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2024-12-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-12-06 · Disposition to issuer · Disposed 32,416,420 · Balance 0

F1: On March 12, 2024, Enviva Inc., a Delaware corporation (the "Issuer") and certain subsidiaries of the Company (collectively, the "Debtors") filed voluntary petitions for reorganization under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the Eastern District of Virginia (the "Bankruptcy Court"). The Issuer also filed motions with the Bankruptcy Court seeking joint administration of the Debtors' cases under the caption In re Enviva Inc., et al., Case No. 24-10453 (the "Chapter 11 Cases").On December 6, 2024 (the "Effective Date"), the Bankruptcy Court entered an order confirming the Debtors' Amended and Restated Joint Chapter 11 Plan of Reorganization of Enviva Inc. and Its Debtor Affiliates, dated as of October 4, 2024 (the "Plan"), the Plan became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock, including any options, warrants, restricted stock units, and any other rights or agreements to acquire such common stock, outstanding immediately before the Effective Date was canceled, released, discharged, and extinguished.

F3: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), and had or shared voting and investment discretion with respect to the securities beneficially owned by Riverstone Management, which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P., which is the sole member of Riverstone Holdings LLC, which is the sole member of Riverstone Echo GP, LLC, which is the general partner of Riverstone Echo Partners, L.P., which is the sole member of each of Riverstone ECF GP, LLC ("ECF GP") and Riverstone Echo Rollover GP, LLC ("Echo Rollover GP").

F4: ECF GP is the general partner of each of Echo Continuation Holdings and PF Holdings. Echo Rollover GP is the general partner of Echo Rollover Holdings. As a result of these relationships, each of these entities and individuals may be deemed to have had or shared beneficial ownership of the securities held of record by Echo Continuation Holdings, Echo Rollover Holdings, and PF Holdings. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On March 12, 2024, Enviva Inc., a Delaware corporation (the "Issuer") and certain subsidiaries of the Company (collectively, the "Debtors") filed voluntary petitions for reorganization under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the Eastern District of Virginia (the "Bankruptcy Court"). The Issuer also filed motions with the Bankruptcy Court seeking joint administration of the Debtors' cases under the caption In re Enviva Inc., et al., Case No. 24-10453 (the "Chapter 11 Cases").On December 6, 2024 (the "Effective Date"), the Bankruptcy Court entered an order confirming the Debtors' Amended and Restated Joint Chapter 11 Plan of Reorganization of Enviva Inc. and Its Debtor Affiliates, dated as of October 4, 2024 (the "Plan"), the Plan became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock, including any options, warrants, restricted stock units, and any other rights or agreements to acquire such common stock, outstanding immediately before the Effective Date was canceled, released, discharged, and extinguished.

F3: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), and had or shared voting and investment discretion with respect to the securities beneficially owned by Riverstone Management, which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P., which is the sole member of Riverstone Holdings LLC, which is the sole member of Riverstone Echo GP, LLC, which is the general partner of Riverstone Echo Partners, L.P., which is the sole member of each of Riverstone ECF GP, LLC ("ECF GP") and Riverstone Echo Rollover GP, LLC ("Echo Rollover GP").

F4: ECF GP is the general partner of each of Echo Continuation Holdings and PF Holdings. Echo Rollover GP is the general partner of Echo Rollover Holdings. As a result of these relationships, each of these entities and individuals may be deemed to have had or shared beneficial ownership of the securities held of record by Echo Continuation Holdings, Echo Rollover Holdings, and PF Holdings. Each such entity or person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.

Hyzon Motors Inc.

Report date July 16, 2021 · Filed July 20, 2021

Jointly reported with Decarbonization Plus Acquisition Sponsor, LLC, RIVERSTONE HOLDINGS LLC, LAPEYRE PIERRE F JR

Section 16 reporting ended · disclosed 2021-07-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes4,591,708 Reported balance After 2021-07-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-16 · Conversion · Acquired 4,591,708 · Balance 4,591,708

F1: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc."

F3: Decarbonization Plus Acquisition Sponsor, LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor, LLC.

F4: Each of Riverstone Holdings, LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-07-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-16 · Conversion · Disposed 4,591,708 · Balance 0

F1: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc."

F2: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of DCRB's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date.

F3: Decarbonization Plus Acquisition Sponsor, LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor, LLC.

F4: Each of Riverstone Holdings, LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc."

F2: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of DCRB's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date.

F3: Decarbonization Plus Acquisition Sponsor, LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor, LLC.

F4: Each of Riverstone Holdings, LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Section 16 reporting ended · disclosed 2023-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes52,596,969 Reported balance After 2023-12-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-12-21 · Sale · Disposed 5,630,631 · Balance 52,596,969

F1: Following the transactions reported herein, includes 10,052,173 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 36,137,046 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 3,632,581 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), 1,932,221 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor") and 842,948 shares held of record by David M. Leuschen.

F2: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F3: Holdings is the sole shareholder of Riverstone Energy GP VI Corp., which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Following the transactions reported herein, includes 10,052,173 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 36,137,046 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 3,632,581 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), 1,932,221 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor") and 842,948 shares held of record by David M. Leuschen.

F2: David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F3: Holdings is the sole shareholder of Riverstone Energy GP VI Corp., which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Solid Power, Inc.

Report date January 25, 2023 · Filed January 26, 2023

Jointly reported with LAPEYRE PIERRE F JR

Section 16 reporting ended · disclosed 2023-01-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy Decarbonization Plus Acquisition Sponsor III LLC4,738,454 Reported balance After 2023-01-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-01-26 · Other · Disposed 3,651,546 · Balance 4,738,454

F1: On January 26, 2023, Decarbonization Plus Acquisition Sponsor III LLC ("DCRC Sponsor") distributed 3,651,546 shares of common stock, par value $0.0001 ("Common Stock"), of Solid Power, Inc. (the "Issuer") to its members pro rata.

F2: DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-08IndirectSee Footnotes7,277,487 Reported balance After 2023-01-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-01-25 · Sale · Disposed 89,866 · Balance 7,277,487

F6: The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.

F2: DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-08IndirectSee Footnotes7,256,959 Reported balance After 2023-01-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-26 · Sale · Disposed 20,528 · Balance 7,256,959

F7: The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.67, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.

F2: DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy REL Batavia Partnership, LP6,798,303 Reported balance Holding disclosure · report date 2023-01-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,798,303

F3: REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy Riverstone SP Partners, LLC485,112 Reported balance Holding disclosure · report date 2023-01-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 485,112

F4: Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On January 26, 2023, Decarbonization Plus Acquisition Sponsor III LLC ("DCRC Sponsor") distributed 3,651,546 shares of common stock, par value $0.0001 ("Common Stock"), of Solid Power, Inc. (the "Issuer") to its members pro rata.

F2: DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.

F3: REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.

F4: Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6: The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.

F7: The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.67, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2020 Filed Nov 19, 2020 16:30 UTC Hyzon Motors Inc. DCRB · Entity 84180 SaleClass B Common Stock, par value $0.0001 per share · Derivative 22,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-038241 · ownership.xml · derivative · entry 1

Decarbonization Plus Acquisition Sponsor, LLC · CIK 0001716580 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,685,672

Underlying: Class A Common Stock · 22,130 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2 · balance_after: Includes 93,964 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full.

F3 · ownership.nature: Decarbonization Plus Acquisition Sponsor, LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Decarbonization Plus Acquisition Sponsor, LLC.

F4 · ownership.nature: Each of Riverstone Holdings, LLC, Mr. Lesuchen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:53 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 25,000 $1.06 $26,547.50
Disclosure

SEC source: 0001104659-20-070944 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,324,941

F1 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.06 to $1.07, inclusive.

F2 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 62,042,575 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 6,236,664 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F4 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 22, 2020 Filed May 27, 2020 17:38 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 3,534,233 $0.98 $3,463,548.34
Disclosure

SEC source: 0001104659-20-066510 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,299,941

F1 · ownership.nature: Following the transaction reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 62,022,325 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 6,231,914 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 21, 2020 Filed May 21, 2020 20:05 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 1,541,408 $0.89 $1,367,074.76
Disclosure

SEC source: 0001104659-20-064971 · a4.xml · nonDerivative · entry 3

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,765,708

F3 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.8550 to $0.9299, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 59,159,596 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,560,410 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:05 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 641,974 $0.92 $588,176.58
Disclosure

SEC source: 0001104659-20-064971 · a4.xml · nonDerivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,224,300

F2 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.9001 to $0.9399, inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 59,159,596 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,560,410 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:05 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 266,479 $0.95 $252,089.13
Disclosure

SEC source: 0001104659-20-064971 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,582,326

F1 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.9352 to $0.9500, inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 59,159,596 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,560,410 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 18, 2020 Filed May 18, 2020 18:22 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 973,362 $0.94 $910,482.81
Disclosure

SEC source: 0001104659-20-063303 · a4.xml · nonDerivative · entry 3

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,315,847

F3 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.8851 to $0.9500, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 57,175,209 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,094,936 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 15, 2020 Filed May 18, 2020 18:22 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 543,192 $0.87 $470,295.63
Disclosure

SEC source: 0001104659-20-063303 · a4.xml · nonDerivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,342,485

F2 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.8275 to $0.9000 , inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 57,175,209 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,094,936 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 14, 2020 Filed May 18, 2020 18:22 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 559,466 $0.81 $454,845.86
Disclosure

SEC source: 0001104659-20-063303 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,799,293

F1 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.7712 to $0.8499, inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 57,175,209 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,094,936 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 13, 2020 Filed May 13, 2020 19:20 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 1,017,475 $0.82 $833,617.27
Disclosure

SEC source: 0001104659-20-061007 · a4.xml · nonDerivative · entry 3

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,239,827

F3 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.7836 to $0.8388, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 55,493,633 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 4,700,492 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 12, 2020 Filed May 13, 2020 19:20 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 1,086,558 $0.94 $1,024,406.88
Disclosure

SEC source: 0001104659-20-061007 · a4.xml · nonDerivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,222,352

F2 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.8884 to $0.9500, inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 55,493,633 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 4,700,492 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 11, 2020 Filed May 13, 2020 19:20 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseClass A Common Stock 3,004,026 $0.89 $2,678,389.58
Disclosure

SEC source: 0001104659-20-061007 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 81,135,794

F1 · price: The price reported in Column 4 is a volume-weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.8099 to $0.9200, inclusive.

F4 · ownership.nature: Following the transactions reported herein, includes 15,179,971 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 55,493,633 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 4,700,492 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F5 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F6 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionSeries A Convertible Preferred Stock · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · derivative · entry 10

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Castex Energy 2014, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"), which is the general partner of Riverstone V Talos Holdings, L.P. ("Riverstone Aggregator"), which is the managing member of Riverstone Talos Energy Equityco LLC ("Riverstone Equityco") and the sole manager of Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"). In addition of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionSeries A Convertible Preferred Stock · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · derivative · entry 9

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings III, LLC

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionSeries A Convertible Preferred Stock · Derivative 45,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · derivative · entry 8

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings II, LLC

Disclosed balance after: 0

Underlying: Common Stock · 4,510,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"), which is the general partner of Riverstone V Talos Holdings, L.P. ("Riverstone Aggregator"), which is the managing member of Riverstone Talos Energy Equityco LLC ("Riverstone Equityco") and the sole manager of Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"). In addition of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionSeries A Convertible Preferred Stock · Derivative 49,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · derivative · entry 7

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 4,960,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionCommon Stock 1,400,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · nonDerivative · entry 4

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Castex Energy 2014, LLC

Disclosed balance after: 1,400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"), which is the general partner of Riverstone V Talos Holdings, L.P. ("Riverstone Aggregator"), which is the managing member of Riverstone Talos Energy Equityco LLC ("Riverstone Equityco") and the sole manager of Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"). In addition of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · nonDerivative · entry 3

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings III, LLC

Disclosed balance after: 130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionCommon Stock 4,510,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · nonDerivative · entry 2

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings II, LLC

Disclosed balance after: 4,510,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"), which is the general partner of Riverstone V Talos Holdings, L.P. ("Riverstone Aggregator"), which is the managing member of Riverstone Talos Energy Equityco LLC ("Riverstone Equityco") and the sole manager of Riverstone Talos Energy Debtco LLC ("Riverstone Debtco"). In addition of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 15:46 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionCommon Stock 4,960,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041820 · a4.xml · nonDerivative · entry 1

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings, LLC

Disclosed balance after: 4,960,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock converted into 100 shares of the Issuer's common stock on March 30, 2020, which is 20 calendar days following the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II, and such entities and persons, together with Riverstone Aggregator, may be deemed to share beneficial ownership of the securities held of record by Riverstone Equityco and Riverstone Debtco. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2020 Filed Mar 11, 2020 13:56 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantSeries A Convertible Preferred Stock · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031852 · a4.xml · derivative · entry 4

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone Global Energy & Power Fund V (FT), L.P. · CIK 0001741037 · Director · 10% owner

Riverstone Energy Partners V, L.P. · CIK 0001597142 · Director · 10% owner

Riverstone Energy GP V, LLC · CIK 0001597157 · Director · 10% owner

Riverstone Energy GP V Corp. · CIK 0001706510 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Castex Energy 2014, LLC

Disclosed balance after: 110,000

Underlying: Common Stock · 140,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"). Each of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2020 Filed Mar 11, 2020 13:56 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantSeries A Convertible Preferred Stock · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031852 · a4.xml · derivative · entry 3

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone Global Energy & Power Fund V (FT), L.P. · CIK 0001741037 · Director · 10% owner

Riverstone Energy Partners V, L.P. · CIK 0001597142 · Director · 10% owner

Riverstone Energy GP V, LLC · CIK 0001597157 · Director · 10% owner

Riverstone Energy GP V Corp. · CIK 0001706510 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings III LLC

Disclosed balance after: 96,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2020 Filed Mar 11, 2020 13:56 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantSeries A Convertible Preferred Stock · Derivative 45,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031852 · a4.xml · derivative · entry 2

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone Global Energy & Power Fund V (FT), L.P. · CIK 0001741037 · Director · 10% owner

Riverstone Energy Partners V, L.P. · CIK 0001597142 · Director · 10% owner

Riverstone Energy GP V, LLC · CIK 0001597157 · Director · 10% owner

Riverstone Energy GP V Corp. · CIK 0001706510 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings II, LLC

Disclosed balance after: 94,700

Underlying: Common Stock · 451,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP V Corp ("Riverstone Corp"), which is the managing member of Riverstone Energy GP V, LLC ("Riverstone GP"), which is the general partner of Riverstone Energy Partners V, L.P. ("Riverstone Energy Partners V"), which is the general partner of Riverstone Global Energy and Power Fund V (FT), L.P. ("Riverstone Energy Fund V"). Each of Riverstone Energy Partners V and Riverstone Energy Fund V own an indirect interest in Castex 2014, and Riverstone Energy Partners V owns an indirect interest in ILX Holdings II.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2020 Filed Mar 11, 2020 13:56 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantSeries A Convertible Preferred Stock · Derivative 49,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031852 · a4.xml · derivative · entry 1

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · Director · 10% owner

Riverstone Global Energy & Power Fund V (FT), L.P. · CIK 0001741037 · Director · 10% owner

Riverstone Energy Partners V, L.P. · CIK 0001597142 · Director · 10% owner

Riverstone Energy GP V, LLC · CIK 0001597157 · Director · 10% owner

Riverstone Energy GP V Corp. · CIK 0001706510 · Director · 10% owner

Riverstone/Gower Mgmt Co Holdings, L.P. · CIK 0001706129 · Director · 10% owner

Riverstone Management Group, L.L.C. · CIK 0001705948 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ILX Holdings, LLC

Disclosed balance after: 49,600

Underlying: Common Stock · 496,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · price: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.exercise_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F1 · derivative.expiration_date: On February 28, 2020, as partial consideration for the Issuer's acquisition of certain limited liability company interests, the Issuer issued an aggregate 110,000 shares of Series A Convertible Preferred Stock to ILX Holdings, LLC ("ILX Holdings"), ILX Holdings II, LLC ("ILX Holdings II"), ILX Holdings III, LLC ("ILX Holdings III") and Castex Energy 2014, LLC ("Castex 2014"). Each share of Series A Convertible Preferred Stock will automatically convert into 100 shares (subject to adjustments) of the Issuer's common stock immediately following the expiration of 20 calendar day period commencing on the stated date of distribution to the Issuer's stockholders of a definitive Information Statement on Schedule 14C relating to the conversion of such Series A Convertible Preferred Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings").

F4 · ownership.nature: Holdings is the owner of the ultimate general partners of each of ILX Holdings and ILX Holdings III.

F5 · ownership.nature: Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower and Holdings may be deemed to share beneficial ownership of the securities held of record by ILX Holdings and ILX Holdings III, and each of the foregoing entities and persons, together with Riverstone Corp, Riverstone GP, Riverstone Energy Partners V and Riverstone Energy Fund V may be deemed to share beneficial ownership of the securities held of record by Castex 2014 and ILX Holdings II. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2018 Filed Mar 8, 2018 16:08 UTC Permian Resources Corp CDEV · Entity 2521 SaleClass A Common Stock 21,505,417 $19.50 $419,355,631.50
Disclosure

SEC source: 0001104659-18-015896 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · Director · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · Director · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · Director · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · Director · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · Director · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · Director · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · Director · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 78,131,768

F1 · ownership.nature: Following the transactions reported herein, includes 15,179,971shares held of record by REL US Centennial Holdings, LLC ("REL US"), 51,356,105 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 3,729,961 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 7,865,731 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor"), of Class A Common Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Holdings is also the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 GrantCommon Units · Derivative 20,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · derivative · entry 6

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,000,000

Underlying: Class A Common Stock · 20,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F3 · price: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F3 · derivative.exercise_date: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F3 · derivative.expiration_date: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F3 · ownership.nature: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 ConversionClass B Common Stock · Derivative 25,776,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · derivative · entry 5

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,776,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F2 · derivative.exercise_date: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F2 · derivative.expiration_date: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F2 · ownership.nature: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 GrantWarrants (right to buy) · Derivative 28,466,666 $1.50 Strike: $11.50 $42,699,999.00
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · derivative · entry 4

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 28,466,666

Underlying: Class A Common Stock · 28,466,666 shares

Expires 2023-02-09

F4 · ownership.nature: Includes 9,716,012 warrants held of record by Sponsor, 13,333,333 warrants held of record by SR II Holdings, 4,561,992 warrants held by AMR Partners, 303,504 warrants held of record by AMR Partners-U and 551,825 warrants held of record by AMR Partners-T. Of these, 15,133,333 warrants were purchased simultaneous with the closing of the Issuer's initial public offering on March 29, 2017, and 13,333,333 warrants were issued pursuant to a forward purchase agreement dated as of March 17, 2017. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on February 9, 2018.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 GrantClass C Common Stock 20,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · nonDerivative · entry 3

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,000,000

F3 · price: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F3 · ownership.nature: Held of record by Riverstone VI Alta Mesa Holdings, L.P. ("Riverstone Contributor" and, together with the Sponsor, SR II Holdings, AMR Partners, AMR Partners-U and AMR Partners-T, the "Riverstone Funds"). In connection with the closing of the Issuer's Initial Business Combination, the Issuer issued Riverstone Contributor 20,000,000 shares of Class C Common Stock and caused SRII Opco, LP to issue an equal number of its common units (the "SRII Opco Common Units") to the Riverstone Contributor in exchange for certain assets of Riverstone Contributor. The SRII Opco Common Units may, at the option of Riverstone Contributor, be redeemed for shares of Class A Common Stock on a one-to-one basis at any time after 180 days after the closing of the Initial Business Combination and have no expiration date. Upon redemption, an equal number of shares of Class C Common Stock will be cancelled.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 ConversionClass A Common Stock 25,776,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · nonDerivative · entry 2

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 65,776,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Prior to the transactions reported herein, the Class B Common Stock was held of record by Sponsor. In connection with the closing of the initial business combination of the Issuer (the "Initial Business Combination"), each share of Class B Common Stock automatically converted into Class A Common Stock of the Issuer on a 1-to-1 basis.

F1 · ownership.nature: Following the transactions reported herein, includes 16,548,894 shares held of record by Silver Run Sponsor II, LLC ("Sponsor"), 18,522,000 shares held of record by Riverstone VI SR II Holdings, L.P. ("SR II Holdings"), 25,857,148 shares held by Riverstone AMR Partners, L.P. ("AMR Partners"), 1,720,243 shares held of record by Riverstone AMR Partners-U, LLC ("AMR Partners-U") and 3,127,715 shares held of record by Riverstone AMR Partners-T, L.P.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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February 09, 2018 Filed Feb 13, 2018 21:07 UTC Alta Mesa Resources, Inc. /DE AMR · Entity 154261 GrantClass A Common Stock 40,000,000 $10.00 $400,000,000.00
Disclosure

SEC source: 0001104659-18-009184 · a4.xml · nonDerivative · entry 1

Silver Run Sponsor II, LLC · CIK 0001700806 · Director · 10% owner

Riverstone VI SR II Holdings, L.P. · CIK 0001701270 · 10% owner

Riverstone Energy VI Holdings GP, LLC · CIK 0001701276 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,000,000

F1 · ownership.nature: Following the transactions reported herein, includes 16,548,894 shares held of record by Silver Run Sponsor II, LLC ("Sponsor"), 18,522,000 shares held of record by Riverstone VI SR II Holdings, L.P. ("SR II Holdings"), 25,857,148 shares held by Riverstone AMR Partners, L.P. ("AMR Partners"), 1,720,243 shares held of record by Riverstone AMR Partners-U, LLC ("AMR Partners-U") and 3,127,715 shares held of record by Riverstone AMR Partners-T, L.P.

F5 · ownership.nature: David M. Leuschen and Pierre F. Lapeyre, Jr. are the members of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the general partner of Riverstone/Gower Mgmt Co Holdings, L.P. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings"), which is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC ("Riverstone Energy GP") which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of AMR Partners, the manager of AMR Partners-U and the managing member of Riverstone Energy VI Holdings GP, LLC, which is the general partner of each of the Riverstone Contributor and SR II Holdings, which is the sole and managing member of Sponsor. Riverstone Energy GP is also the sole member of Riverstone Energy Partners VI (Non-U.S.), LLC, which is the general partner of AMR Partners-T, L.P.

F6 · ownership.nature: Riverstone Energy GP is managed by a managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, E. Bartow Jones, N. John Lancaster, Baran Tekkora and Robert M. Tichio. As such, each of Riverstone Energy GP, Riverstone Energy GP VI Corp, Holdings, Riverstone/Gower, Riverstone Management, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by the Riverstone Funds. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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November 09, 2017 Filed Nov 14, 2017 16:43 UTC Permian Resources Corp CDEV · Entity 2521 SaleClass A Common Stock 21,505,417 $19.95 $429,033,069.15
Disclosure

SEC source: 0001104659-17-068541 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,637,185

F1 · ownership.nature: Following the transactions reported herein, includes 19,542,288 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 66,114,474 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 4,801,852 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 9,178,571 shares held of record by Silver Run Sponsor of Class A Common Stock.

F2 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F3 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio

F4 · ownership.nature: (continued) Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: (continued) Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Holdings is the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 19, 2017 Filed Jun 21, 2017 19:46 UTC Permian Resources Corp CDEV · Entity 2521 OtherWarrants (right to buy) · Derivative 1,173,498 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-17-040726 · a4.xml · derivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes(8)(9)

Disclosed balance after: 6,826,502

Underlying: Class A Common Stock · 1,173,498 shares

Expires not disclosed

F1 · kind: On June 19, 2017, Silver Run Sponsor, LLC ("Silver Run Sponsor") distributed 1,815,988 shares of the Class A Common Stock of the Issuer and warrants to purchase 1,173,498 shares of Class A Common Stock to its member, Mark G. Papa, for no consideration.

F1 · price: On June 19, 2017, Silver Run Sponsor, LLC ("Silver Run Sponsor") distributed 1,815,988 shares of the Class A Common Stock of the Issuer and warrants to purchase 1,173,498 shares of Class A Common Stock to its member, Mark G. Papa, for no consideration.

F8 · derivative.exercise_date: The warrants are held of record by Silver Run Sponsor. The warrants are currently exercisable and will expire five years after the Initial Business Combination, which occurred on October 11, 2016, or earlier upon redemption or liquidation.

F8 · derivative.expiration_date: The warrants are held of record by Silver Run Sponsor. The warrants are currently exercisable and will expire five years after the Initial Business Combination, which occurred on October 11, 2016, or earlier upon redemption or liquidation.

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June 19, 2017 Filed Jun 21, 2017 19:46 UTC Permian Resources Corp CDEV · Entity 2521 OtherClass A Common Stock 1,815,988 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-040726 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 121,142,602

F1 · kind: On June 19, 2017, Silver Run Sponsor, LLC ("Silver Run Sponsor") distributed 1,815,988 shares of the Class A Common Stock of the Issuer and warrants to purchase 1,173,498 shares of Class A Common Stock to its member, Mark G. Papa, for no consideration.

F1 · price: On June 19, 2017, Silver Run Sponsor, LLC ("Silver Run Sponsor") distributed 1,815,988 shares of the Class A Common Stock of the Issuer and warrants to purchase 1,173,498 shares of Class A Common Stock to its member, Mark G. Papa, for no consideration.

F2 · ownership.nature: Following the transactions reported herein, includes 23,888,921 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 80,819,780 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,869,889 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 10,564,012 shares held of record by Silver Run Sponsor of Class A Common Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F4 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio

F5 · ownership.nature: (continued) Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Holdings is the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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May 25, 2017 Filed May 30, 2017 16:39 UTC Permian Resources Corp CDEV · Entity 2521 Exercise / conversionSeries B Preferred Stock · Derivative 104,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-036194 · a4.xml · derivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 25, 2017, the Issuer's shareholders approved the conversion of the Series B Preferred Stock, and, as a result, each share of Series B Preferred Stock was automatically converted into 250 shares of Class A Common Stock.

F1 · derivative.exercise_date: On May 25, 2017, the Issuer's shareholders approved the conversion of the Series B Preferred Stock, and, as a result, each share of Series B Preferred Stock was automatically converted into 250 shares of Class A Common Stock.

F1 · derivative.expiration_date: On May 25, 2017, the Issuer's shareholders approved the conversion of the Series B Preferred Stock, and, as a result, each share of Series B Preferred Stock was automatically converted into 250 shares of Class A Common Stock.

F2 · ownership.nature: Following the transactions reported herein, includes 23,888,921 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 80,819,780 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,869,889 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 12,380,000 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor") of Class A Common Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F4 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio

F5 · ownership.nature: (continued) Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings is the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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May 25, 2017 Filed May 30, 2017 16:39 UTC Permian Resources Corp CDEV · Entity 2521 Exercise / conversionClass A Common Stock 26,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-036194 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 122,958,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 25, 2017, the Issuer's shareholders approved the conversion of the Series B Preferred Stock, and, as a result, each share of Series B Preferred Stock was automatically converted into 250 shares of Class A Common Stock.

F2 · ownership.nature: Following the transactions reported herein, includes 23,888,921 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 80,819,780 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), 5,869,889 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI"), and 12,380,000 shares held of record by Silver Run Sponsor, LLC ("Silver Run Sponsor") of Class A Common Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Management Group, L.L.C. ("Riverstone Management"), which is the managing member of Riverstone/Gower Mgmt Co Holdings, L.L.C. ("Riverstone/Gower"), which is the sole member of Riverstone Holdings LLC ("Holdings") and the sole shareholder of Riverstone Holdings II (Cayman) Ltd. ("Holdings II").

F4 · ownership.nature: Holdings is the sole shareholder of Riverstone Energy GP VI Corp, which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner of Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio

F5 · ownership.nature: (continued) Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings, Riverstone Energy GP VI Corp, Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Holdings II is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings II, Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P., which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C., which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC, Riverstone Non-ECI Partners GP (Cayman), L.P., and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Holdings is the managing member of Silver Run Sponsor Manager, LLC, which is the managing member of Silver Run Sponsor. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Management, Riverstone/Gower, Holdings and Silver Run Sponsor Manager, LLC may be deemed to share beneficial ownership of the securities held of record by Silver Run Sponsor. Each such person or entity disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 28, 2016 Filed Dec 30, 2016 16:06 UTC Permian Resources Corp CDEV · Entity 2521 GrantSeries B Preferred Stock · Derivative 104,400 $3,635.00 $379,494,000.00
Disclosure

SEC source: 0001104659-16-164558 · a4.xml · derivative · entry 2

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,400

Underlying: Class A Common Stock · 26,100,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The Series B Preferred Stock has no expiration date and will automatically convert into shares of Class A Common Stock on a 250-to-1 basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like) upon receipt by the Issuer of stockholder approval for the issuance of the shares of Class A Common Stock issuable upon conversion of the Series B Preferred Stock.

F8 · derivative.exercise_date: The Series B Preferred Stock has no expiration date and will automatically convert into shares of Class A Common Stock on a 250-to-1 basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like) upon receipt by the Issuer of stockholder approval for the issuance of the shares of Class A Common Stock issuable upon conversion of the Series B Preferred Stock.

F8 · derivative.expiration_date: The Series B Preferred Stock has no expiration date and will automatically convert into shares of Class A Common Stock on a 250-to-1 basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like) upon receipt by the Issuer of stockholder approval for the issuance of the shares of Class A Common Stock issuable upon conversion of the Series B Preferred Stock.

F2 · ownership.nature: Includes 22,554 shares held of record by REL US, 76,304 shares held of record by Riverstone QB Holdings, and 5,542 shares held of record by Riverstone Non-ECI of Series B Preferred Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC. Riverstone Holdings, LLC is the sole shareholder of Riverstone Energy GP VI Corp., which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio.

F4 · ownership.nature: (continued) The members of the managing committee of Riverstone Energy GP VI Corp., Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: (continued) David Leuschen and Pierre F. Lapeyre, Jr. are the sole shareholders of Riverstone Holdings II (Cayman) Ltd. Riverstone Holdings II (Cayman) Ltd. is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Holdings II (Cayman) Ltd., Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P. which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C. which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC Riverstone Non-ECI Partners GP (Cayman), L.P. and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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December 28, 2016 Filed Dec 30, 2016 16:06 UTC Permian Resources Corp CDEV · Entity 2521 GrantClass A Common Stock 3,473,590 $14.54 $50,505,998.60
Disclosure

SEC source: 0001104659-16-164558 · a4.xml · nonDerivative · entry 1

Riverstone Non-ECI USRPI AIV, L.P. · CIK 0001692664 · 10% owner

Riverstone Non-ECI USRPI AIV GP, L.L.C. · CIK 0001692815 · 10% owner

Riverstone Non-ECI Partners GP (Cayman), L.P. · CIK 0001692896 · 10% owner

Riverstone Non-ECI GP Cayman LLC · CIK 0001692922 · 10% owner

Riverstone Non-ECI GP Ltd. · CIK 0001692880 · 10% owner

Riverstone Energy Partners VI, L.P. · CIK 0001686391 · 10% owner

Riverstone Energy GP VI, LLC · CIK 0001686387 · 10% owner

Riverstone Energy GP VI Corp. · CIK 0001686355 · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,858,590

F1 · ownership.nature: Includes 750,421 shares held of record by REL US Centennial Holdings, LLC ("REL US"), 2,538,780 shares held of record by Riverstone VI Centennial QB Holdings, L.P. ("Riverstone QB Holdings"), and 184,389 shares held of record by Riverstone Non-ECI USRPI AIV, L.P. ("Riverstone Non-ECI") of Class A Common Stock.

F3 · ownership.nature: David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC. Riverstone Holdings, LLC is the sole shareholder of Riverstone Energy GP VI Corp., which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the general partner Riverstone QB Holdings. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio.

F4 · ownership.nature: (continued) The members of the managing committee of Riverstone Energy GP VI Corp., Riverstone Energy GP VI, LLC and Riverstone Energy Partners VI, L.P. may be deemed to share beneficial ownership of the securities held of record by Riverstone QB Holdings. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: (continued) David Leuschen and Pierre F. Lapeyre, Jr. are the sole shareholders of Riverstone Holdings II (Cayman) Ltd. Riverstone Holdings II (Cayman) Ltd. is the general partner of Riverstone Energy Limited Investment Holdings, LP, which is the sole shareholder of REL IP General Partner Limited, which is the general partner of REL IP General Partner LP, which is the managing member of REL US. Each of Messrs. Leuschen and Lapeyre, Riverstone Holdings II (Cayman) Ltd., Riverstone Energy Limited Investment Holdings, LP, REL IP General Partner Limited and REL IP General Partner LP may be deemed to share beneficial ownership of the securities held of record by REL US. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: (continued) Riverstone Non-ECI GP Ltd. is the sole member of Riverstone Non-ECI Cayman GP LLC, which is the general partner of Riverstone Non-ECI Partners GP (Cayman), L.P. which is the sole member of Riverstone Non-ECI USRPI AIV GP, L.L.C. which is the general partner of Riverstone Non-ECI. Riverstone Non-ECI GP Ltd. is managed by Mr. Leuschen and Mr. Lapeyre. As such, each of Messrs. Leuschen and Lapeyre, Riverstone Non-ECI GP Ltd., Riverstone Non-ECI Cayman GP LLC Riverstone Non-ECI Partners GP (Cayman), L.P. and Riverstone Non-ECI USRPI AIV GP, L.L.C. may be deemed to share beneficial ownership of the securities held of record by Riverstone Non-ECI. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: Silver Run Manager is the managing member of Silver Run Sponsor. Riverstone Holdings is the managing member of Silver Run Manager. Mr. Leuschen and Mr. Lapeyre are the managing directors of Riverstone Holdings and have or share voting and investment discretion with respect to the securities held of record by Silver Run Sponsor. As such, each of Silver Run Manager, Riverstone Holdings, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Silver Run Sponsor. Each such entity or person disclaims any such beneficial ownership of such securities.

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October 11, 2016 Filed Oct 13, 2016 16:08 UTC Permian Resources Corp CDEV · Entity 2521 ConversionClass B Common Stock · Derivative 12,380,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-150068 · a4.xml · derivative · entry 4

Silver Run Sponsor, LLC · CIK 0001665629 · 10% owner

Silver Run Sponsor Manager, LLC · CIK 0001667431 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,380,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date.

F4 · ownership.nature: The securities are held of record by Silver Run Sponsor, LLC. Silver Run Sponsor Manager, LLC is the managing member of Silver Run Sponsor, LLC. Riverstone Holdings LLC is the managing member of Silver Run Sponsor Manager, LLC. David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC and have or share voting and investment discretion with respect to the securities held of record by Silver Run Sponsor, LLC. As such, each of Silver Run Sponsor Manager, LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Silver Run Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 11, 2016 Filed Oct 13, 2016 16:08 UTC Permian Resources Corp CDEV · Entity 2521 PurchaseWarrants (right to buy) · Derivative 8,000,000 $1.50 Strike: $11.50 $12,000,000.00
Disclosure

SEC source: 0001104659-16-150068 · a4.xml · derivative · entry 3

Silver Run Sponsor, LLC · CIK 0001665629 · 10% owner

Silver Run Sponsor Manager, LLC · CIK 0001667431 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,000,000

Underlying: Class A Common Stock · 8,000,000 shares

Expires not disclosed

F5 · date: The warrants were purchased by Silver Run Sponsor, LLC simultaneous with the closing of the issuer's initial public offering on February 29, 2016. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on October 11, 2016, and may now be exercised for of Class A Common Stock beginning 30 days after the Initial Business Combination. The warrants will expire five years after the Initial Business Combination or earlier upon redemption or liquidation.

F5 · derivative.exercise_date: The warrants were purchased by Silver Run Sponsor, LLC simultaneous with the closing of the issuer's initial public offering on February 29, 2016. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on October 11, 2016, and may now be exercised for of Class A Common Stock beginning 30 days after the Initial Business Combination. The warrants will expire five years after the Initial Business Combination or earlier upon redemption or liquidation.

F5 · derivative.expiration_date: The warrants were purchased by Silver Run Sponsor, LLC simultaneous with the closing of the issuer's initial public offering on February 29, 2016. The warrants became exercisable after the completion of the Initial Business Combination, which occurred on October 11, 2016, and may now be exercised for of Class A Common Stock beginning 30 days after the Initial Business Combination. The warrants will expire five years after the Initial Business Combination or earlier upon redemption or liquidation.

F4 · ownership.nature: The securities are held of record by Silver Run Sponsor, LLC. Silver Run Sponsor Manager, LLC is the managing member of Silver Run Sponsor, LLC. Riverstone Holdings LLC is the managing member of Silver Run Sponsor Manager, LLC. David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC and have or share voting and investment discretion with respect to the securities held of record by Silver Run Sponsor, LLC. As such, each of Silver Run Sponsor Manager, LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Silver Run Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 11, 2016 Filed Oct 13, 2016 16:08 UTC Permian Resources Corp CDEV · Entity 2521 ConversionClass A Common Stock 12,380,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-150068 · a4.xml · nonDerivative · entry 2

Silver Run Sponsor, LLC · CIK 0001665629 · 10% owner

Silver Run Sponsor Manager, LLC · CIK 0001667431 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,380,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date.

F4 · ownership.nature: The securities are held of record by Silver Run Sponsor, LLC. Silver Run Sponsor Manager, LLC is the managing member of Silver Run Sponsor, LLC. Riverstone Holdings LLC is the managing member of Silver Run Sponsor Manager, LLC. David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC and have or share voting and investment discretion with respect to the securities held of record by Silver Run Sponsor, LLC. As such, each of Silver Run Sponsor Manager, LLC, Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Silver Run Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 11, 2016 Filed Oct 13, 2016 16:08 UTC Permian Resources Corp CDEV · Entity 2521 GrantClass A Common Stock 81,005,000 $10.00 $810,050,000.00
Disclosure

SEC source: 0001104659-16-150068 · a4.xml · nonDerivative · entry 1

Silver Run Sponsor, LLC · CIK 0001665629 · 10% owner

Silver Run Sponsor Manager, LLC · CIK 0001667431 · 10% owner

RIVERSTONE HOLDINGS LLC · CIK 0001247497 · 10% owner

LAPEYRE PIERRE F JR · CIK 0001232151 · Director · 10% owner

LEUSCHEN DAVID M · CIK 0001222726 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 81,005,000

F1 · ownership.nature: The Class A Common Stock is held of record by Riverstone Centennial Holdings, L.P. David Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC. Riverstone Holdings, LLC is the sole shareholder of Riverstone Energy GP VI Corp., which is the managing member of Riverstone Energy GP VI, LLC, which is the general partner of Riverstone Energy Partners VI, L.P., which is the managing member of Riverstone VI REL Holdings GP, LLC, which is the general partner of Riverstone Centennial Holdings, L.P. Riverstone Energy GP VI, LLC is managed by an eight person managing committee consisting of Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Andrew W. Ward, Mark G. Papa and, on a rotating basis, one of E. Bartow Jones, Baran Tekkora and Robert M. Tichio.

F2 · ownership.nature: The members of the managing committee of Riverstone Energy GP VI Corp., Riverstone Energy GP VI, LLC, Riverstone Energy Partners VI, L.P. and Riverstone VI REL Holdings GP, LLC may be deemed to share beneficial ownership of the securities held of record by Riverstone Centennial Holdings, L.P. Each such entity or person and each of Silver Run Sponsor, LLC and Silver Run Sponsor Manager, LLC disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Riverstone Energy GP VI Corp., Riverstone Energy GP VI, LLC, Riverstone Energy Partners VI, L.P., Riverstone VI REL Holdings GP, LLC, and Riverstone Centennial Holdings, L.P. have separately filed a Form 3 regarding the Class A Common Stock reported herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.