Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AvePoint, Inc.
Report date September 11, 2026 · Filed September 15, 2026
Section 16 reporting ended · disclosed 2022-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 683,506 |
Last balance in matching sequence
After 2026-09-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-11 · Tax withholding · Disposed 6,120 · Balance 686,023 F1: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Row 2 · 2026-09-14 · Tax withholding · Disposed 2,517 · Balance 683,506 F1: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
F3: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2024 Filed Mar 22, 2024 23:33 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 3,061 | $8.00 | $24,488.00 |
DisclosureSEC source: 0001437749-24-009078 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 717,412 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on 12-08-2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2025 20:28 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 34,106 | $14.66 | $499,993.96 |
DisclosureSEC source: 0001437749-25-008273 · rdgdoc.xml · nonDerivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687,514 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Represents performance-based RSUs ("PRSUs") based upon two metrics: Annual recurring revenue compounded annual growth rate for the years 2025-2027 (70% weighted) and FY 2027 GAAP profitability (30% weighted). Actual payouts may represent 50% to 150% of granted value. These PRSUs will fully vest on March 14, 2028. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2025 20:28 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 102,319 | $14.66 | $1,499,996.54 |
DisclosureSEC source: 0001437749-25-008273 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 653,408 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 14, 2026, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 01:12 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 24,478 | $7.85 | $192,152.30 |
DisclosureSEC source: 0001437749-24-007933 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720,473 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:25 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 53,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-007034 · rdgdoc.xml · nonDerivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,951 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026 and then 25% annually after, using FY25 as the performance period. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:25 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 160,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-007034 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,333 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 05, 2025, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| March 05, 2024 Filed Mar 7, 2025 23:00 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 15,825 | $15.30 | $242,122.50 |
DisclosureSEC source: 0001437749-25-006706 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,209 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:59 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $8.21 | $20,951.92 |
DisclosureSEC source: 0001437749-24-000398 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 530,476 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:33 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,824 | $8.36 | $23,608.64 |
DisclosureSEC source: 0001437749-23-035255 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533,028 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 14:37 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $6.31 | $16,103.12 |
DisclosureSEC source: 0001437749-23-027450 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,852 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 18:57 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,824 | $6.60 | $18,638.40 |
DisclosureSEC source: 0001437749-23-026672 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,404 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:46 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $5.76 | $14,699.52 |
DisclosureSEC source: 0001437749-23-019378 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,228 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:53 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,824 | $6.01 | $16,972.24 |
DisclosureSEC source: 0001437749-23-018285 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,780 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 18:06 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $4.12 | $10,514.24 |
DisclosureSEC source: 0001437749-23-009042 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,604 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 14:04 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 11,294 | $4.15 | $46,870.10 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,197 F4 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:04 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantStock Option (Right to Buy) · Derivative | 140,672 | $4.22 Strike: $4.22 | $593,635.84 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · derivative · entry 3 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,672 Underlying: Common Stock · 140,672 shares Expires 2033-03-13 F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:04 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 248,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,491 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 15:05 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,896 | $4.11 | $11,902.56 |
DisclosureSEC source: 0001437749-23-000232 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,676 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:03 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $4.01 | $10,233.52 |
DisclosureSEC source: 0001437749-22-023506 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,572 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:35 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,552 | $4.34 | $11,075.68 |
DisclosureSEC source: 0001437749-22-016772 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,124 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 15:19 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,579 | $5.26 | $8,305.54 |
DisclosureSEC source: 0001437749-22-008131 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,676 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantStock Option (Right to Buy) · Derivative | 82,950 | $5.88 Strike: $5.88 | $487,746.00 |
DisclosureSEC source: 0001437749-22-006949 · rdgdoc.xml · derivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,950 Underlying: Common Stock · 82,950 shares Expires 2032-03-21 F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 114,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006949 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,255 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules reported herein and previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and (ii) 128,618 shares of Issuer's non-RSU Common Stock. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 00:26 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,490 | $6.29 | $47,112.10 |
DisclosureSEC source: 0001437749-22-000211 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,459 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 (the "2021 RSU Grant Form 4") and (ii) 110,215 shares of Issuer's non-RSU Common Stock which was also previously reported on the 2021 RSU Grant Form 4. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:10 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 103,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021486 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,949 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on December 31, 2021; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes 110,215 shares of non-RSU Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.