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Zbanek Cathy W

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37625
SEC CIK
0001566345

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TFS Financial CORPTFSL · Entity 3924Chief Synergy OfficerJune 15, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TFS Financial CORP

Report date June 15, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,985 Ending reported balance After 2026-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-15 · Exercise / conversion · Acquired 67,500 · Balance 136,319

F1: These common shares were acquired upon the exercise and settlement of certain stock options.

Row 2 · 2026-06-15 · Tax withholding · Disposed 61,334 · Balance 74,985

F2: These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2028-01-05Direct0 Reported balance After 2026-06-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-15 · Exercise / conversion · Disposed 67,500 · Balance 0

F4: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.31 · Expires 2026-12-15Direct79,400 Reported balance Holding disclosure · report date 2026-06-15 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 79,400

F10: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

Common StockSEC Table I · non-derivativeIndirectBy ESOP14,234 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,234

F3: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)5,323 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,323

F3: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,800 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 15,800

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On December 18, 2025, the reporting person received a grant of 15,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,734 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,734

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7: On March 4, 2024, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,600 Reported balance Holding disclosure · report date 2026-06-15 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 10,600

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8: On December 19, 2024, the reporting person received a grant of 15,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Performance Restricted Share UnitsSEC Table II · derivative / convertible securityDirect12,400 Reported balance Holding disclosure · report date 2026-06-15 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 12,400

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 12,400 Performance Share Units ("PSUs"), resulting in a total earned award of 12,400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These common shares were acquired upon the exercise and settlement of certain stock options.

F2: These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.

F3: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

F4: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On December 18, 2025, the reporting person received a grant of 15,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

F7: On March 4, 2024, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8: On December 19, 2024, the reporting person received a grant of 15,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F9: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 12,400 Performance Share Units ("PSUs"), resulting in a total earned award of 12,400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

F10: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 10,579 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,610

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
November 22, 2022 Filed Nov 29, 2022 21:05 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 15,050 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000132 · wf-form4_166975589587637.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Underlying: Common Stock · 15,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F3 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:54 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000145 · wf-form4_164002283091619.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 12

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F10 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 11

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F9 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F8 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613

Underlying: Common Stock · 13,613 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionPerformance Restricted Share Units · Derivative 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 12,270 $18.10 $222,087.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,610

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
February 23, 2021 Filed Feb 25, 2021 19:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,700 $0.00 Strike: $11.64 $0.00
Disclosure

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · derivative · entry 14

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,700 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options. These stock options vest in three equal installments beginning December 3, 2014.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 19:23 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 22,331 $20.36 $454,659.16
Disclosure

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,692

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

Read SEC document
February 23, 2021 Filed Feb 25, 2021 19:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 28,700 $11.64 $334,068.00
Disclosure

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:16 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000167 · wf-form4_160856738172490.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,634 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F8 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

Underlying: Common Stock · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F7 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F6 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 4,078 $17.65 $71,976.70
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,323

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,634 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000137 · wf-form4_160797521536965.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 22:08 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000109 · wf-form4_160625568306603.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,988

Underlying: Common Stock · 16,988 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:36 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 4,080 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

F7 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:36 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 1,912 $15.50 $29,636.00
Disclosure

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:36 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 4,080 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 19, 2019 Filed Dec 20, 2019 18:49 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000132 · wf-form4_157686773202922.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 8,100 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

F6 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 8,100 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F6 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 3,366 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,734

Underlying: Common Stock · 3,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F5 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 3,718 $19.55 $72,686.90
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,532

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:31 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 3,366 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000114 · wf-form4_157618625029942.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:02 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $8.61 Strike: $8.61 $344,400.00
Disclosure

SEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · derivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:02 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 28,075 $19.61 $550,550.75
Disclosure

SEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,317

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:02 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 40,000 $8.61 $344,400.00
Disclosure

SEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:20 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 4,080 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Common Stock · 4,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

F8 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:20 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 1,912 $17.15 $32,790.80
Disclosure

SEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,392

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:20 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 4,080 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:23 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 10,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000146 · wf-form4_154583781381006.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

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December 10, 2018 Filed Dec 12, 2018 21:28 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.