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TESE VINCENT

Disclosed activity across 7 companies

Tapewire entity
37407
SEC CIK
0001042445

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMC Global Media Inc.AMCX · Entity 5454DirectorJune 16, 2026June 17, 2026
Intercontinental Exchange, Inc.ICE · Entity 1809DirectorMay 14, 2021May 18, 2021
Madison Square Garden Sports Corp.MSGS · Entity 3572DirectorFebruary 17, 2026February 19, 2026
Sphere Entertainment Co.SPHR · Entity 3931DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMC Global Media Inc.

Report date June 16, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock UnitsSEC Table II · derivative / convertible securityDirect10,926 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

Filing footnotes · ownership attribution and instrument terms

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

Intercontinental Exchange, Inc.

Report date May 14, 2021 · Filed May 18, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,691 Reported balance After 2021-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-05-14 · Grant · Acquired 1,941 · Balance 37,691

F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,941 restricted stock units awarded, 1,721 were awarded as compensation for service on the Issuer's board and 220 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2: The common stock number referred in Table 1 is an aggregate number and represents 35,750 shares of common stock and 1,941 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,941 restricted stock units awarded, 1,721 were awarded as compensation for service on the Issuer's board and 220 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2: The common stock number referred in Table 1 is an aggregate number and represents 35,750 shares of common stock and 1,941 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022.

Madison Square Garden Sports Corp.

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,871 Reported balance After 2026-02-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-17 · Grant · Acquired 370 · Balance 7,871

F1: Each restricted stock unit ("RSU") is granted in lieu of cash compensation otherwise payable as director fees under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is granted in lieu of cash compensation otherwise payable as director fees under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Sphere Entertainment Co.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,327 Reported balance After 2026-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 1,173 · Balance 20,327

F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Claros Mortgage Trust, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Section 16 reporting ended · disclosed 2026-06-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
DEFERRED STOCK UNITSSEC Table II · derivative / convertible securityDirect94,214 Reported balance After 2026-06-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 9,580 · Balance 94,214

F1: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

FCB FINANCIAL HOLDINGS, INC.

Report date January 01, 2019 · Filed January 02, 2019

Section 16 reporting ended · disclosed 2019-01-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2019-01-01 transaction · row 1
1 source row

Row 1 · 2019-01-01 · Disposition to issuer · Disposed 647,344 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 682,947 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

Class A Common Stock, par value $.001 per shareSEC Table I · non-derivativeIndirectBy Bond Street Management, LLC0 Reported balance After 2019-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-01-01 · Disposition to issuer · Disposed 1,995 · Balance 0

F2: Disposed of pursuant to the Merger Agreement in exchange for 2,104 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2023-12-23Direct0 Reported balance After 2019-01-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-01 · Disposition to issuer · Disposed 296,667 · Balance 0

F3: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 312,983 shares of Synovus common stock for $18.72 per share.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.28 · Expires 2019-11-12Direct0 Reported balance After 2019-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-01-01 · Disposition to issuer · Disposed 32,213 · Balance 0

F4: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 33,984 shares of Synovus common stock for $26.81 per share.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12IndirectBy Daughter0 Reported balance After 2019-01-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-01-01 · Disposition to issuer · Disposed 110,781 · Balance 0

F5: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12IndirectBy Daughter0 Reported balance After 2019-01-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-01 · Disposition to issuer · Disposed 110,781 · Balance 0

F5: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 682,947 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

F2: Disposed of pursuant to the Merger Agreement in exchange for 2,104 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

F3: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 312,983 shares of Synovus common stock for $18.72 per share.

F4: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 33,984 shares of Synovus common stock for $26.81 per share.

F5: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

Veris Residential, Inc.

Report date June 12, 2019 · Filed June 14, 2019

Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect85,877 Ending reported balance After 2019-06-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-06-12 · Exercise / conversion · Acquired 52,796.361 · Balance 85,877.361

F1: The reporting person obtained the shares of common stock upon the settlement of phantom stock units in connection with the reporting person's retirement from the Board of Directors of Mack-Cali Realty Corporation (the "Corporation"). The phantom stock units convert to shares of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), on a one-for-one basis.

Row 2 · 2019-06-12 · Disposition to issuer · Disposed 0.361 · Balance 85,877

F2: Represents the cash-out of 0.361 fractional shares of Common Stock issued upon the settlement of 52,796.361 phantom stock units for 52,796 shares of Common Stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-12 · Exercise / conversion · Disposed 52,796.361 · Balance 0

F1: The reporting person obtained the shares of common stock upon the settlement of phantom stock units in connection with the reporting person's retirement from the Board of Directors of Mack-Cali Realty Corporation (the "Corporation"). The phantom stock units convert to shares of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), on a one-for-one basis.

F3: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation Common Stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person obtained the shares of common stock upon the settlement of phantom stock units in connection with the reporting person's retirement from the Board of Directors of Mack-Cali Realty Corporation (the "Corporation"). The phantom stock units convert to shares of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), on a one-for-one basis.

F2: Represents the cash-out of 0.361 fractional shares of Common Stock issued upon the settlement of 52,796.361 phantom stock units for 52,796 shares of Common Stock.

F3: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation Common Stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2019 Filed Jun 14, 2019 20:18 UTC Veris Residential, Inc. CLI · Entity 43963 Disposition to issuerCommon Stock 0.361 $8.72 $3.15
Disclosure

SEC source: 0001179110-19-007661 · edgar.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,877

F2 · kind: Represents the cash-out of 0.361 fractional shares of Common Stock issued upon the settlement of 52,796.361 phantom stock units for 52,796 shares of Common Stock.

F2 · price: Represents the cash-out of 0.361 fractional shares of Common Stock issued upon the settlement of 52,796.361 phantom stock units for 52,796 shares of Common Stock.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:18 UTC Veris Residential, Inc. CLI · Entity 43963 Exercise / conversionCommon Stock 52,796.361 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007661 · edgar.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,877.361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person obtained the shares of common stock upon the settlement of phantom stock units in connection with the reporting person's retirement from the Board of Directors of Mack-Cali Realty Corporation (the "Corporation"). The phantom stock units convert to shares of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), on a one-for-one basis.

F1 · price: The reporting person obtained the shares of common stock upon the settlement of phantom stock units in connection with the reporting person's retirement from the Board of Directors of Mack-Cali Realty Corporation (the "Corporation"). The phantom stock units convert to shares of the Corporation's common stock, par value $0.01 per share (the "Common Stock"), on a one-for-one basis.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:25 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 2,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-021654 · form4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,401

Underlying: AMC Networks Inc. Class A Common Stock · 2,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:24 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033430 · doc4.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,004

F2 · shares: This transaction involved a gift of 1,000 shares of the Issuer's common stock by the reporting person to a philanthropic organization.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 31,420 shares of common stock and 2,584 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2020.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:24 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 2,000 $81.87 $163,739.20
Disclosure

SEC source: 0001209191-19-033430 · doc4.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,004

F1 · price: The price range for the aggregate amount sold by the direct holder is $81.86 - $81.89. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:20 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 2,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031801 · doc4.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,004

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,584 restricted stock units awarded, 2,277 were awarded as compensation for service on the Issuer's board and 307 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 34,420 shares of common stock and 2,584 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2020.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:15 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,376.004 $22.14 Strike: $0.00 $30,464.73
Disclosure

SEC source: 0001179110-19-004775 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,796.361

Underlying: Common Stock · 1,376.004 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 21:41 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,570.957 $19.21 Strike: $0.00 $30,178.08
Disclosure

SEC source: 0001179110-19-000493 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,420.357

Underlying: Common Stock · 1,570.957 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerCommon Stock Warrants (right to buy) · Derivative 110,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · derivative · entry 6

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 0

Underlying: Class A Common Stock · 110,781 shares

Expires 2019-11-12

F5 · derivative.exercise_price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

F5 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

F5 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerCommon Stock Warrants (right to buy) · Derivative 110,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · derivative · entry 5

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 0

Underlying: Class A Common Stock · 110,781 shares

Expires 2019-11-12

F5 · derivative.exercise_price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

F5 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

F5 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 116,873 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by his daughter.

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January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerCommon Stock Warrants (right to buy) · Derivative 32,213 Not disclosed Strike: $28.28 Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · derivative · entry 4

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,213 shares

Expires 2019-11-12

F4 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 33,984 shares of Synovus common stock for $26.81 per share.

F4 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 33,984 shares of Synovus common stock for $26.81 per share.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerOption to Purchase · Derivative 296,667 Not disclosed Strike: $19.75 Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · derivative · entry 3

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 296,667 shares

Expires 2023-12-23

F3 · price: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 312,983 shares of Synovus common stock for $18.72 per share.

F3 · derivative.exercise_date: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 312,983 shares of Synovus common stock for $18.72 per share.

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January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerClass A Common Stock, par value $.001 per share 1,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bond Street Management, LLC

Disclosed balance after: 0

F2 · price: Disposed of pursuant to the Merger Agreement in exchange for 2,104 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

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January 01, 2019 Filed Jan 2, 2019 21:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Disposition to issuerClass A Common Stock, par value $.001 per share 647,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-000103 · form4.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 682,947 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:30 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061770 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:29 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,483.944 $20.13 Strike: $0.00 $29,871.79
Disclosure

SEC source: 0001179110-18-012057 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,849.4

Underlying: Common Stock · 1,483.944 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 20:22 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,445.721 $20.46 Strike: $0.00 $29,579.45
Disclosure

SEC source: 0001179110-18-009515 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,365.456

Underlying: Common Stock · 1,445.721 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:13 UTC Veris Residential, Inc. CLI · Entity 43963 GrantCommon Stock 4,465 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008493 · edgar.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,081

F1 · kind: On June 13, 2018, the reporting person was granted 4,465 restricted shares of common stock pursuant to the 2013 Incentive Stock Plan of Mack-Cali Realty Corporation. The shares shall vest on the earlier to occur of (a) June 13, 2019, or (b) the 2019 annual meeting of stockholders of Mack-Cali Realty Corporation.

F1 · price: On June 13, 2018, the reporting person was granted 4,465 restricted shares of common stock pursuant to the 2013 Incentive Stock Plan of Mack-Cali Realty Corporation. The shares shall vest on the earlier to occur of (a) June 13, 2019, or (b) the 2019 annual meeting of stockholders of Mack-Cali Realty Corporation.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:22 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 2,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-020901 · form4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924

Underlying: AMC Networks Inc. Class A Common Stock · 2,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:58 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032341 · doc4.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,420

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 31,626 shares of common stock and 2,445 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:34 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,739.378 $16.83 Strike: $0.00 $29,273.73
Disclosure

SEC source: 0001179110-18-005459 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,919.735

Underlying: Common Stock · 1,739.378 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:42 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,342.284 $21.57 Strike: $0.00 $28,953.07
Disclosure

SEC source: 0001179110-18-000598 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,180.357

Underlying: Common Stock · 1,342.284 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:49 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 Tax withholdingClass A Common Stock, par value $.001 per share 9,528 $50.80 $484,022.40
Disclosure

SEC source: 0001476651-18-000008 · wf-form4_151501616837853.xml · nonDerivative · entry 3

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,456

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:49 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 GrantClass A Common Stock, par value $.001 per share 6,966 $0.00 $0.00
Disclosure

SEC source: 0001476651-18-000008 · wf-form4_151501616837853.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,984

F2 · shares: On March 28, 2017, the reporting person was granted 20,898 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2017, 2018 and 2019, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:49 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 GrantClass A Common Stock, par value $.001 per share 10,101 $0.00 $0.00
Disclosure

SEC source: 0001476651-18-000008 · wf-form4_151501616837853.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,018

F1 · shares: On March 29, 2016, the reporting person was granted 30,303 restricted shares of Class A common stock of FCB Financial Holdings Inc. (the "Issuer"), one-third of which vest on each of December 31, 2016, 2017 and 2018, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 22:55 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066048 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Class A Common Stock · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 210,827 $0.00 Strike: $28.28 $0.00
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · derivative · entry 10

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,213

Underlying: Class A Common Stock · 210,827 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 210,826 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · derivative · entry 9

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,040

Underlying: Class A Common Stock · 210,826 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 5,019 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · derivative · entry 8

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,866

Underlying: Class A Common Stock · 5,019 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 112,815 $52.85 $5,962,272.75
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 6

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,917

F3 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 210,827 shares of Class A Common Stock of the Issuer for $28.28 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 112,815 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 98,012 shares. The Issuer also paid $85.62 to the reporting person in lieu of a fractional share.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 210,827 $28.28 $5,962,187.56
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 5

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,732

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 104,437 $52.85 $5,519,495.45
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 4

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,905

F2 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 210,826 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 104,437 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 106,389 shares. The Issuer also paid $70.82 to the reporting person in lieu of a fractional share.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 210,826 $26.18 $5,519,424.68
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 3

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,342

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,302 $52.85 $121,660.70
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,516

F1 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 5,019 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in the withholding by FCB Financial Holdings, Inc. (the "Issuer") of 2,302 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,717 shares. The Issuer paid $0 to the reporting person in lieu of a fractional share.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 5,019 $24.24 $121,660.56
Disclosure

SEC source: 0001476651-17-000062 · wf-form4_151251398894667.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,818

Read SEC document
December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 210,827 $0.00 Strike: $28.28 $0.00
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · derivative · entry 10

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,213

Underlying: Class A Common Stock · 210,827 shares

Expires 2019-11-12

F6 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 210,826 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · derivative · entry 9

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,040

Underlying: Class A Common Stock · 210,826 shares

Expires 2019-11-12

F6 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 5,019 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · derivative · entry 8

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,866

Underlying: Class A Common Stock · 5,019 shares

Expires 2019-11-12

F6 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 112,815 $52.85 $5,962,272.75
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 6

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,917

F1 · kind: THIS AMENDMENT TO THE ORIGINAL FORM 4 IS BEING FILED SOLELY TO CLARIFY THAT ALL SHARES TO WHICH THE TRANSACTION CODE "S" IS APPLIED IN TABLE I CONSIST OF SHARES WITHHELD BY THE ISSUER (DEFINED BELOW) TO PAY THE EXERCISE PRICE UPON THE "CASHLESS EXERCISE" OF WARRANTS, WHICH CASHLESS EXERCISE MAY FOR PURPOSES OF FORM 4 BE DEEMED TO CONSTITUTE A "SALE" TO THE ISSUER OF THE WARRANT SHARES WITHHELD. THIS FORM DOES NOT REPORT ANY SALE BY THE REPORTING PERSON OF ANY SHARES ISSUED TO HIM UPON THE EXERCISE OF WARRANTS OR OTHERWISE.

F4 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 210,827 shares of Class A Common Stock of the Issuer for $28.28 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 112,815 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 98,012 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer also paid $85.62 to the reporting person in lieu of a fractional share.

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 210,827 $28.28 $5,962,187.56
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 5

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,732

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 104,437 $52.85 $5,519,495.45
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 4

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,905

F1 · kind: THIS AMENDMENT TO THE ORIGINAL FORM 4 IS BEING FILED SOLELY TO CLARIFY THAT ALL SHARES TO WHICH THE TRANSACTION CODE "S" IS APPLIED IN TABLE I CONSIST OF SHARES WITHHELD BY THE ISSUER (DEFINED BELOW) TO PAY THE EXERCISE PRICE UPON THE "CASHLESS EXERCISE" OF WARRANTS, WHICH CASHLESS EXERCISE MAY FOR PURPOSES OF FORM 4 BE DEEMED TO CONSTITUTE A "SALE" TO THE ISSUER OF THE WARRANT SHARES WITHHELD. THIS FORM DOES NOT REPORT ANY SALE BY THE REPORTING PERSON OF ANY SHARES ISSUED TO HIM UPON THE EXERCISE OF WARRANTS OR OTHERWISE.

F3 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 210,826 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 104,437 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 106,389 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer also paid $70.82 to the reporting person in lieu of a fractional share.

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 210,826 $26.18 $5,519,424.68
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 3

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,342

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,302 $52.85 $121,660.70
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,516

F1 · kind: THIS AMENDMENT TO THE ORIGINAL FORM 4 IS BEING FILED SOLELY TO CLARIFY THAT ALL SHARES TO WHICH THE TRANSACTION CODE "S" IS APPLIED IN TABLE I CONSIST OF SHARES WITHHELD BY THE ISSUER (DEFINED BELOW) TO PAY THE EXERCISE PRICE UPON THE "CASHLESS EXERCISE" OF WARRANTS, WHICH CASHLESS EXERCISE MAY FOR PURPOSES OF FORM 4 BE DEEMED TO CONSTITUTE A "SALE" TO THE ISSUER OF THE WARRANT SHARES WITHHELD. THIS FORM DOES NOT REPORT ANY SALE BY THE REPORTING PERSON OF ANY SHARES ISSUED TO HIM UPON THE EXERCISE OF WARRANTS OR OTHERWISE.

F2 · kind: On December 1, 2017, the reporting person exercised warrants to purchase 5,019 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in the withholding by FCB Financial Holdings, Inc. (the "Issuer") of 2,302 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,717 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer paid $0 to the reporting person in lieu of a fractional share.

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December 01, 2017 Filed Dec 7, 2017 14:59 UTC Amendment FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 5,019 $24.24 $121,660.56
Disclosure

SEC source: 0001476651-17-000066 · wf-form4a_151265876790768.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,818

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October 03, 2017 Filed Oct 5, 2017 20:03 UTC Veris Residential, Inc. CLI · Entity 43963 GrantPhantom Stock Units · Derivative 1,214.305 $23.63 Strike: $0.00 $28,694.03
Disclosure

SEC source: 0001179110-17-013152 · edgar.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,838.073

Underlying: Common Stock · 1,214.305 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a one-for-one basis.

F2 · shares: The number of phantom stock units awarded is comprised of a quarterly director's fee earned and a quarterly dividend credited on cumulative phantom stock units under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Mack-Cali Realty Corporation Deferred Compensation Plan for Directors and are to be settled 100% in Mack-Cali Realty Corporation common stock upon the termination of the reporting person's service on the Board of Directors of Mack-Cali Realty Corporation or upon a change in control of Mack-Cali Realty Corporation.

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October 03, 2017 Filed Oct 5, 2017 20:17 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 4,021 $48.27 $194,101.71
Disclosure

SEC source: 0001387131-17-004979 · tese-form4_100317.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,799

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48 to $48.60, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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October 02, 2017 Filed Oct 3, 2017 20:17 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 7,218 $48.41 $349,426.27
Disclosure

SEC source: 0001387131-17-004940 · tese-form4_092917.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,820

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.05 to $48.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

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September 29, 2017 Filed Oct 3, 2017 20:17 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 7,514 $48.24 $362,494.15
Disclosure

SEC source: 0001387131-17-004940 · tese-form4_092917.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,038

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.50, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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September 28, 2017 Filed Sep 29, 2017 20:24 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,441 $47.82 $260,209.84
Disclosure

SEC source: 0001387131-17-004877 · tese-form4_092717.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,552

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $48.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

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September 27, 2017 Filed Sep 29, 2017 20:24 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 20,174 $47.59 $960,153.29
Disclosure

SEC source: 0001387131-17-004877 · tese-form4_092717.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,993

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.05 to $48.20, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.