Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.EAST · Entity 7378 | Director | June 30, 2019 | July 02, 2019 |
| Cadrenal Therapeutics, Inc.CVKD · Entity 8251 | Chief Financial Officer | December 29, 2025 | December 31, 2025 |
| INVO Fertility, Inc.IVF · Entity 8473 | Director | December 03, 2025 | December 06, 2025 |
| S&W Seed CoSANW · Entity 81242 | EVP Finance & Admin and CFO | October 05, 2021 | October 07, 2021 |
| SenesTech, Inc.SNES · Entity 8221 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date June 30, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,179 |
Ending reported balance
After 2019-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-30 · Exercise / conversion · Acquired 1,112 · Balance 2,783 F1: The closing price of Eastside Distilling, Inc. on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price. Row 2 · 2019-07-01 · Exercise / conversion · Acquired 4,396 · Balance 7,179 F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-09-30 | Direct | Not disclosed |
Reported balance
After 2019-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-30 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Grant · Acquired Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-01 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of Eastside Distilling, Inc. on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price.
F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price.
F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock.
F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date.
F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately.
Cadrenal Therapeutics, Inc.
Report date December 29, 2025 · Filed December 31, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-29 transaction · row 1
1 source rowRow 1 · 2025-12-29 · Sale · Disposed 9,933 · Balance 0 F1: Represents shares of the Issuer's common stock sold by the Reporting Person in accordance with a Rule 10b5-1 trading arrangement adopted by the Reporting Person on September 18, 2025, in multiple transactions at prices ranging from $6.83 through $7.37, inclusive, having a weighted average price as shown in column 4 of $6.97. The Reporting Person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock sold by the Reporting Person in accordance with a Rule 10b5-1 trading arrangement adopted by the Reporting Person on September 18, 2025, in multiple transactions at prices ranging from $6.83 through $7.37, inclusive, having a weighted average price as shown in column 4 of $6.97. The Reporting Person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
INVO Fertility, Inc.
Report date December 03, 2025 · Filed December 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-12-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-03 · Sale · Disposed 4 · Balance 3 Row 2 · 2025-12-04 · Other · Disposed 3 · Balance 0 F1: The Reporting Person surrendered the shares of Common Stock to the Issuer without receiving any payment or other value in return. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2035-08-26 | Direct | 5,646 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,646 F2: As adjusted for a 1 for 8 reverse split that occurred on November 28, 2025. F3: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person surrendered the shares of Common Stock to the Issuer without receiving any payment or other value in return.
F2: As adjusted for a 1 for 8 reverse split that occurred on November 28, 2025.
F3: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.
S&W Seed Co
Report date October 05, 2021 · Filed October 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,140 |
Reported balance
After 2021-10-05 transaction · row 1
1 source rowRow 1 · 2021-10-05 · Grant · Acquired 7,490 · Balance 138,140 F1: Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2031-10-04 | Direct | 80,000 |
Reported balance
After 2021-10-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-10-05 · Grant · Acquired 80,000 · Balance 80,000 F2: The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.
F2: The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.
SenesTech, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2036-06-15 | Direct | 100,000 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 100,000 · Balance 100,000 F1: Monthly over 1 year (12 equal monthly installments) |
Filing footnotes · ownership attribution and instrument terms
F1: Monthly over 1 year (12 equal monthly installments)
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2016 Filed Dec 22, 2016 02:07 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140797 · v455545_4.xml · derivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 Underlying: Common Stock · 3,086 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant, December 19, 2016, which was $8.10, for a total of 3,086 shares of Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. F2 · derivative.expiration_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 18:21 UTC | S&W Seed Co SANW · Entity 81242 | GrantEmployee Stock Option (right to buy) · Derivative | 19,851 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001249155-16-000076 · primary_doc.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,851 Underlying: Common Stock · 19,851 shares Expires 2026-10-05 F3 · price: The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan. F4 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on January 1, 2017 and continuing thereafter on the first day of each succeeding fiscal quarter to and including October 1, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 1,654 options, and the 12th installment will vest an aggregate of 1,657 options. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 18:21 UTC | S&W Seed Co SANW · Entity 81242 | GrantRestricted Stock Units · Derivative | 8,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-16-000076 · primary_doc.xml · derivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,210 Underlying: Common Stock · 8,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $4.86. F3 · price: The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan. F2 · derivative.exercise_date: The RSUs vest quarterly over three years on the first day of each fiscal quarter, commencing on January 1, 2017 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 684 RSUs, and the 12th installment will vest an aggregate of 686 RSUs. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: The RSUs vest quarterly over three years on the first day of each fiscal quarter, commencing on January 1, 2017 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 684 RSUs, and the 12th installment will vest an aggregate of 686 RSUs. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · derivative · entry 9 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The options vested and became exercisable in eight quarterly installments over two years, commencing on January 1, 2012 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2014. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Unitst · Derivative | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · derivative · entry 8 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,526 Underlying: Common Stock · 1,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on September 30, 2016 (the last trading day before the October 1, 2016 vesting date, which fell on a weekend) was $5.10. F10 · derivative.exercise_date: On July 15, 2015, the reporting person was granted 25,000 RSUs, of which 1,931 vested on October 1, 2016. The common stock into with such vested RSUs converted on October 1, 2016 is reported on Table I of this Form 4. The remaining unvested RSUs will continue to vest six additional quarterly installments of 1,931 RSUs on the first day of each fiscal quarter and a final quarterly installment will vest an aggregate of 1,940 RSUs on July 1, 2018, subject to the reporting person's continued service with the Issuer through the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, at the Issuer's discretion. F10 · derivative.expiration_date: On July 15, 2015, the reporting person was granted 25,000 RSUs, of which 1,931 vested on October 1, 2016. The common stock into with such vested RSUs converted on October 1, 2016 is reported on Table I of this Form 4. The remaining unvested RSUs will continue to vest six additional quarterly installments of 1,931 RSUs on the first day of each fiscal quarter and a final quarterly installment will vest an aggregate of 1,940 RSUs on July 1, 2018, subject to the reporting person's continued service with the Issuer through the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, at the Issuer's discretion. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · derivative · entry 7 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,892 Underlying: Common Stock · 4,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on September 30, 2016 (the last trading day before the October 1, 2016 vesting date, which fell on a weekend) was $5.10. F9 · derivative.exercise_date: On March 16, 2013, the reporting person was granted 100,000 RSUs, of which 4,722 vested on October 1, 2016. The common stock into which such vested RSUs converted on October 1, 2016 is reported on Table I of this Form 4. The remaining unvested RSUs will continue to vest in three additional quarterly installments of 4,722 RSUs on the first day of each fiscal quarter and a final quarterly installment will vest an aggregate of 4,726 RSUs on October 1, 2017, subject to the reporting person's continued service with the Issuer through the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, at the Issuer's discretion. F9 · derivative.expiration_date: On March 16, 2013, the reporting person was granted 100,000 RSUs, of which 4,722 vested on October 1, 2016. The common stock into which such vested RSUs converted on October 1, 2016 is reported on Table I of this Form 4. The remaining unvested RSUs will continue to vest in three additional quarterly installments of 4,722 RSUs on the first day of each fiscal quarter and a final quarterly installment will vest an aggregate of 4,726 RSUs on October 1, 2017, subject to the reporting person's continued service with the Issuer through the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, at the Issuer's discretion. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | SaleCommon Stock | 50,000 | $5.10 | $254,920.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 6 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,977 F4 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: This transaction was executed in multiple trades at prices ranging from $5.0900 to $5.1400 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security older of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 50,000 | $4.20 | $210,000.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Shares issued pursuant to the exercise of vested stock options. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | SaleCommon Stock | 1,100 | $5.15 | $5,665.55 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,977 F4 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.1500 to $5.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 2,500 | $5.10 | $12,750.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,077 F3 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,500 shares of common stock that vested on October 1, 2016 pursuant to the 2013 RSU grant and the 2015 RSU grant but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion upon vesting of RSUs into common stock. On July 15, 2015, the reporting person was granted 25,000 RSUs (the "2015 RSU grant") that were previously reported on Table II of Form 4, which form was filed with the SEC on July 17, 2015. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-16-000071 · primary_doc.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On March 16, 2013, the reporting person was granted 100,000 RSUs (the "2013 RSU grant") that were previously reported on Table II of Form 4, which form was filed with the Securities and Exchange Commission (the "SEC") on March 19, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.