Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.EAST · Entity 7378 | Director | June 30, 2019 | July 02, 2019 |
| Cadrenal Therapeutics, Inc.CVKD · Entity 8251 | Chief Financial Officer | December 29, 2025 | December 31, 2025 |
| INVO Fertility, Inc.IVF · Entity 8473 | Director | December 03, 2025 | December 06, 2025 |
| S&W Seed CoSANW · Entity 81242 | EVP Finance & Admin and CFO | October 05, 2021 | October 07, 2021 |
| SenesTech, Inc.SNES · Entity 8221 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date June 30, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,179 |
Ending reported balance
After 2019-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-30 · Exercise / conversion · Acquired 1,112 · Balance 2,783 F1: The closing price of Eastside Distilling, Inc. on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price. Row 2 · 2019-07-01 · Exercise / conversion · Acquired 4,396 · Balance 7,179 F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-09-30 | Direct | Not disclosed |
Reported balance
After 2019-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-30 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Grant · Acquired Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-07-01 | Direct | Not disclosed |
Reported balance
After 2019-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-01 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of Eastside Distilling, Inc. on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price.
F2: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price.
F3: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock.
F4: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date.
F5: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately.
Cadrenal Therapeutics, Inc.
Report date December 29, 2025 · Filed December 31, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-29 transaction · row 1
1 source rowRow 1 · 2025-12-29 · Sale · Disposed 9,933 · Balance 0 F1: Represents shares of the Issuer's common stock sold by the Reporting Person in accordance with a Rule 10b5-1 trading arrangement adopted by the Reporting Person on September 18, 2025, in multiple transactions at prices ranging from $6.83 through $7.37, inclusive, having a weighted average price as shown in column 4 of $6.97. The Reporting Person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock sold by the Reporting Person in accordance with a Rule 10b5-1 trading arrangement adopted by the Reporting Person on September 18, 2025, in multiple transactions at prices ranging from $6.83 through $7.37, inclusive, having a weighted average price as shown in column 4 of $6.97. The Reporting Person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
INVO Fertility, Inc.
Report date December 03, 2025 · Filed December 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-12-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-03 · Sale · Disposed 4 · Balance 3 Row 2 · 2025-12-04 · Other · Disposed 3 · Balance 0 F1: The Reporting Person surrendered the shares of Common Stock to the Issuer without receiving any payment or other value in return. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2035-08-26 | Direct | 5,646 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,646 F2: As adjusted for a 1 for 8 reverse split that occurred on November 28, 2025. F3: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person surrendered the shares of Common Stock to the Issuer without receiving any payment or other value in return.
F2: As adjusted for a 1 for 8 reverse split that occurred on November 28, 2025.
F3: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.
S&W Seed Co
Report date October 05, 2021 · Filed October 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,140 |
Reported balance
After 2021-10-05 transaction · row 1
1 source rowRow 1 · 2021-10-05 · Grant · Acquired 7,490 · Balance 138,140 F1: Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2031-10-04 | Direct | 80,000 |
Reported balance
After 2021-10-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-10-05 · Grant · Acquired 80,000 · Balance 80,000 F2: The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.
F2: The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.
SenesTech, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2036-06-15 | Direct | 100,000 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 100,000 · Balance 100,000 F1: Monthly over 1 year (12 equal monthly installments) |
Filing footnotes · ownership attribution and instrument terms
F1: Monthly over 1 year (12 equal monthly installments)
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 6, 2020 17:49 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041099 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the July 1, 2020 vesting date was $2.36. F5 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,010 vested on July 1,2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,010 vested on July 1,2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:49 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041099 · doc4.xml · derivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,157 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the July 1, 2020 vesting date was $2.36. F4 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on July 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F4 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on July 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:49 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 1,701 | $2.36 | $4,014.36 |
DisclosureSEC source: 0001209191-20-041099 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,717 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,701 shares of common stock that vested on July 1, 2020 pursuant to the RSU award referred to in Table II and an RSU award granted on October 14, 2019, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:49 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041099 · doc4.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on July 1, 2020 through the issuance of shares of common stock. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:49 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041099 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on July 1, 2020 through the issuance of shares of common stock. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 01:25 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009147 · doc4.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 846 shares Expires 2020-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F3 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F1 · derivative.underlying_shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 01:25 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009147 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Szot Family Trust Disclosed balance after: 4,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F1 · balance_after: On February 4, 2020, the Issuer effected a 1-for-20 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 20, 2020 Filed May 20, 2020 16:57 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock | 1,000 | $2.04 | $2,040.00 |
DisclosureSEC source: 0001209191-20-030929 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,369 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023246 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the April 1, 2020 vesting date was $1.92. F5 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on April 1,2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on April 1,2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023246 · doc4.xml · derivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,196 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the April 1, 2020 vesting date was $1.92. F4 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on April 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F4 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on April 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 2,063 | $1.92 | $3,960.96 |
DisclosureSEC source: 0001209191-20-023246 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,369 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,063 shares of common stock that vested on April 1, 2020 pursuant to the RSU award referred to in Table II and an RSU award granted on October 14, 2019, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023246 · doc4.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on April 1, 2020 through the issuance of shares of common stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023246 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on April 1, 2020 through the issuance of shares of common stock. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 16:02 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock | 2,000 | $1.80 | $3,593.80 |
DisclosureSEC source: 0001209191-20-019984 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,388 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:44 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000731 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016 Underlying: Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the December 31, 2019 vesting date was $2.10. F5 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on January 1, 2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on January 1, 2020. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:44 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000731 · doc4.xml · derivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,235 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the December 31, 2019 vesting date was $2.10. F4 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on January 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F4 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on January 1, 2020. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:44 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 2,062 | $2.10 | $4,330.20 |
DisclosureSEC source: 0001209191-20-000731 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,388 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,062 shares of common stock that vested on January 1, 2020 pursuant to the RSU award referred to in Table II and an RSU award granted on October 14, 2019, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:44 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000731 · doc4.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on January 1, 2020 through the issuance of shares of common stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:44 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000731 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on January 1, 2020 through the issuance of shares of common stock. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:17 UTC | S&W Seed Co SANW · Entity 81242 | GrantStock options (right to buy) · Derivative | 172,285 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001209191-19-053307 · doc4.xml · derivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,285 Underlying: Common Stock · 172,285 shares Expires 2029-10-13 F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on January 1, 2020 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2022, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:17 UTC | S&W Seed Co SANW · Entity 81242 | GrantStock options (right to buy) · Derivative | 97,915 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001209191-19-053307 · doc4.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,915 Underlying: Common Stock · 97,915 shares Expires 2029-10-13 F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on January 1, 2020 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2022, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:17 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock | 35,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053307 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,406 Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · derivative · entry 7 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021 Underlying: Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the October 1, 2019 vesting date was $2.39. F6 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on October 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F6 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on October 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · derivative · entry 6 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,274 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the October 1, 2019 vesting date was $2.39. F5 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on October 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on October 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the October 1, 2019 vesting date was $2.39. F4 · derivative.exercise_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 688 vested on October 1, 2019. F4 · derivative.expiration_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 688 vested on October 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 945 | $2.39 | $2,258.55 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · nonDerivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,436 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 945 shares of common stock that vested on October 1, 2019 pursuant to the RSU awards referred to in Table II, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on October 1, 2019 through the issuance of shares of common stock. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on October 1, 2019 through the issuance of shares of common stock. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 21:55 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052625 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on October 1, 2019 through the issuance of shares of common stock. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $20,000.00 |
DisclosureSEC source: 0001249155-19-000021 · primary_doc.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5 · reported_value: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.exercise_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.expiration_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | GrantRestricted Stock Units · Derivative | Not disclosed | $0.00 | $20,000.00 |
DisclosureSEC source: 0001249155-19-000021 · primary_doc.xml · derivative · entry 4 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-07-01 F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F5 · reported_value: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.exercise_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. F5 · derivative.expiration_date: On July 1, 2019, the Reporting Person was awarded $20,000 of RSUs, all of which vested immediately. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 4,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-19-000021 · primary_doc.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The closing price of EAST on July 1, 2019 was $4.55. The number of shares issued was based on that closing price. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · derivative · entry 7 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026 Underlying: Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the July 1, 2019 vesting date was $2.67. F6 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F6 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · derivative · entry 6 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the July 1, 2019 vesting date was $2.67. F5 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687 Underlying: Common Stock · 684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the July 1, 2019 vesting date was $2.67. F4 · derivative.exercise_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 684 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including October 1, 2019, subject to the reporting person's continued service with the Issuer on each respective vesting date. F4 · derivative.expiration_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 684 vested on July 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including October 1, 2019, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 919 | $2.67 | $2,453.73 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · nonDerivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,647 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 919 shares of common stock that vested on July 1, 2019 pursuant to the RSU awards referred to in Table II, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on July 1, 2019 through the issuance of shares of common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on July 1, 2019 through the issuance of shares of common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:20 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040970 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on July 1, 2019 through the issuance of shares of common stock. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 22:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $5,000.00 |
DisclosureSEC source: 0001249155-19-000021 · primary_doc.xml · derivative · entry 3 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. F4 · reported_value: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. F4 · derivative.exercise_date: On October 15, 2018, the Reporting Person was awarded $20,000 of RSUs, which vest if four quarterly installments that began on December 31, 2018 and continue thereafter on the last day of each quarter through and including September 30, 2019, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 22:22 UTC | Beeline Holdings, Inc. EAST · Entity 7378 | Exercise / conversionCommon Stock | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-19-000021 · primary_doc.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The closing price of Eastside Distilling, Inc. on June 28, 2019 (the last trading day before the June 30, 2019 vesting date) was $4.50. The number of shares issued was based on that closing price. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:13 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 31,618 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001225208-19-009486 · doc4.xml · derivative · entry 4 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,618 Underlying: Common Stock · 31,618 shares Expires 2024-06-18 F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the one-year anniversary of the date of grant will vest as of such date (subject to recipient's continued service to the Company through such vesting dates). Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:13 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 16,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009486 · doc4.xml · derivative · entry 3 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901 Underlying: Common Stock · 16,901 shares Expires 2020-06-18 F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F3 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:13 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionRestricted Stock Units · Derivative | 13,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009486 · doc4.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 00:13 UTC | SenesTech, Inc. SNES · Entity 8221 | Exercise / conversionCommon Stock | 13,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009486 · doc4.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Szot Family Trust Disclosed balance after: 76,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:04 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023277 · doc4.xml · derivative · entry 7 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,031 Underlying: Common Stock · 1,005 shares Expires 2020-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the April 1, 2018 vesting date was $2.68. F6 · derivative.exercise_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. F6 · derivative.expiration_date: On September 18, 2017, the reporting person was granted 12,066 RSUs, of which 1,005 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including July 1, 2020, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:04 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023277 · doc4.xml · derivative · entry 6 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,352 Underlying: Common Stock · 1,039 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the April 1, 2018 vesting date was $2.68. F5 · derivative.exercise_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. F5 · derivative.expiration_date: On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:04 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionRestricted Stock Units · Derivative | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023277 · doc4.xml · derivative · entry 5 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371 Underlying: Common Stock · 683 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the April 1, 2018 vesting date was $2.68. F4 · derivative.exercise_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 683 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including October 1, 2019, subject to the reporting person's continued service with the Issuer on each respective vesting date. F4 · derivative.expiration_date: On October 5, 2016, the reporting person was granted 8,210 RSUs, of which 683 vested on April 1, 2019. The remaining unvested RSUs will continue to vest in equal installments on the first day of each quarter through and including October 1, 2019, subject to the reporting person's continued service with the Issuer on each respective vesting date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:04 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingCommon Stock | 1,116 | $2.68 | $2,990.88 |
DisclosureSEC source: 0001209191-19-023277 · doc4.xml · nonDerivative · entry 4 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,838 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,116 shares of common stock that vested on April 1, 2019 pursuant to the RSU award referred to in Table II, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:04 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023277 · doc4.xml · nonDerivative · entry 3 Szot Matthew K · CIK 0001401385 · EVP Finance & Admin and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on April 1, 2019 through the issuance of shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.