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person · Reporting owner

KOZY WILLIAM A

Disclosed activity across 2 companies

Tapewire entity
37187
SEC CIK
0001221785

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COOPER COMPANIES, INC.COO · Entity 3395DirectorApril 01, 2025April 03, 2025
LivaNova PLCLIVN · Entity 507DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COOPER COMPANIES, INC.

Report date April 01, 2025 · Filed April 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,149 Reported balance After 2025-04-01 transaction · row 1
1 source row

Row 1 · 2025-04-01 · Exercise / conversion · Acquired 2,857 · Balance 31,149

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-01 · Exercise / conversion · Disposed 2,857 · Balance 0

F1: This award has no expiration date. Units will either vest or be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: This award has no expiration date. Units will either vest or be forfeited.

LivaNova PLC

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect37,566 Ending reported balance After 2026-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-15 · Exercise / conversion · Acquired 5,681 · Balance 38,248

F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

Row 2 · 2026-06-15 · Tax withholding · Disposed 682 · Balance 37,566

F3: Shares withheld to satisfy tax liability.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-15 · Exercise / conversion · Disposed 5,681 · Balance 0

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F4: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,383 Reported balance After 2026-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-15 · Grant · Acquired 2,383 · Balance 2,383

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F5: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F3: Shares withheld to satisfy tax liability.

F4: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

F5: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2020 Filed Nov 6, 2020 23:46 UTC Amendment LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 93 $48.29 $4,490.97
Disclosure

SEC source: 0001639691-20-000121 · wf-form4a_160470635659226.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:55 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002886 · primarydocument.xml · derivative · entry 4

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989

Underlying: Common Stock · 989 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:55 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionPhantom Stock · Derivative 913 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001562180-20-002886 · primarydocument.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 913 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:55 UTC COOPER COMPANIES, INC. COO · Entity 3395 Disposition to issuerCommon Stock 913 $273.05 $249,294.65
Disclosure

SEC source: 0001562180-20-002886 · primarydocument.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:55 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-002886 · primarydocument.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:56 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000104 · wf-form4_156106415028886.xml · derivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 472 $71.93 $33,950.96
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2019 Filed Jun 19, 2019 16:23 UTC Amendment LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000093 · wf-form4a_156096142000025.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F3 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document
June 15, 2019 Filed Jun 19, 2019 16:23 UTC Amendment LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 472 $71.93 $33,950.96
Disclosure

SEC source: 0001639691-19-000093 · wf-form4a_156096142000025.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

F1 · kind: The Form 4 is being amended to correct transaction code. Incorrect transaction code shown as F/K.

Read SEC document
June 15, 2019 Filed Jun 19, 2019 16:23 UTC Amendment LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000093 · wf-form4a_156096142000025.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:49 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019734 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

F1 · price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:53 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019724 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 02, 2019 Filed May 6, 2019 12:36 UTC LivaNova PLC LIVN · Entity 507 PurchaseOrdinary Shares 1,000 $72.81 $72,806.00
Disclosure

SEC source: 0001639691-19-000073 · wf-form4_155714615784709.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Represents weighted average purchase price. Securities purchased through 10 separate sales on the transaction date at prices ranging from $72.80 to $72.83. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:09 UTC Amendment COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019705 · form4a.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:09 UTC Amendment COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019705 · form4a.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:21 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033415 · form4.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant, 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:21 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033415 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:21 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033415 · form4.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:32 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000075 · wf-form4_152944030429791.xml · derivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan and the award agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan and the award agreement.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:54 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032443 · form4.xml · derivative · entry 4

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant, 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:54 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 1,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032443 · form4.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:54 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 1,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032443 · form4.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 22:54 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032443 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:43 UTC COOPER COMPANIES, INC. COO · Entity 3395 PurchaseCommon Stock 270 $186.69 $50,406.30
Disclosure

SEC source: 0001127602-16-062131 · form4.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.