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person · Reporting owner

Swanstrom Daniel E II

Disclosed activity across 4 companies

Tapewire entity
37119
SEC CIK
0001653039

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FrontView REIT, Inc.FVR · Entity 5361DirectorSeptember 15, 2026September 16, 2026
MACERICH COMAC · Entity 3712SEVP, Chief Financial OfficerFebruary 16, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FrontView REIT, Inc.

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect705 Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 705 · Balance 705

F1: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F2: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F3: These LTIP Units vest in full on the first anniversary of the date of issuance subject to continued service with the Issuer through the applicable date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F2: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F3: These LTIP Units vest in full on the first anniversary of the date of issuance subject to continued service with the Issuer through the applicable date.

MACERICH CO

Report date February 16, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect154,695 Reported balance After 2026-02-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-16 · Grant · Acquired 41,411 · Balance 154,695

F1: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2: LTIP Units vest one-third on December 31, 2026, one-third on December 31, 2027 and one-third on December 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2: LTIP Units vest one-third on December 31, 2026, one-third on December 31, 2027 and one-third on December 31, 2028.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CorePoint Lodging Inc.

Report date March 03, 2022 · Filed March 07, 2022

Section 16 reporting ended · disclosed 2022-03-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Disposition to issuer · Disposed 384,224 · Balance 0

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect64,263 Reported balance After 2022-03-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-03 · Grant · Acquired 26,573 · Balance 64,263

F2: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-03 · Disposition to issuer · Disposed 64,263 · Balance 0

F2: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect127,902 Reported balance After 2022-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-03 · Grant · Acquired 103,784 · Balance 127,902

F2: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-03 · Disposition to issuer · Disposed 127,902 · Balance 0

F2: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

Filing footnotes · ownership attribution and instrument terms

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F2: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

F5: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

Monogram Residential Trust, Inc.

Report date September 19, 2017 · Filed September 20, 2017

Section 16 reporting ended · disclosed 2017-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-09-19 transaction · row 1
1 source row

Row 1 · 2017-09-19 · Disposition to issuer · Disposed 9,582 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-09-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-09-19 · Disposition to issuer · Disposed 76,810 · Balance 0

F2: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-09-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-09-19 · Disposition to issuer · Disposed 60,061 · Balance 0

F3: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-09-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-09-19 · Disposition to issuer · Disposed 48,499 · Balance 0

F4: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

F2: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

F3: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F4: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 20:30 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantLTIP Units · Derivative 705 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-26-000422 · form4.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705

Underlying: OP Units · 705 shares

Expires not disclosed

F1 · security: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F2 · derivative.exercise_price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F2 · price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F3 · derivative.exercise_date: These LTIP Units vest in full on the first anniversary of the date of issuance subject to continued service with the Issuer through the applicable date.

F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 21:12 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantLTIP Units · Derivative 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-26-000317 · form4.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673

Underlying: OP Units · 673 shares

Expires not disclosed

F1 · security: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F2 · derivative.exercise_price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F2 · price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F3 · derivative.exercise_date: These LTIP Units vest in full on the earlier of (i) the first anniversary of the date of issuance and (ii) the day before the Issuer's first annual stockholders' meeting that is held at least 50 weeks following the date of issuance, in either case, subject to continued service with the Issuer through the applicable date.

F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

Read SEC document
May 27, 2026 Filed May 29, 2026 01:48 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantLTIP Units · Derivative 5,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-26-000253 · form4.xml · derivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,320

Underlying: OP Units · 5,320 shares

Expires not disclosed

F3 · security: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Equity Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F4 · derivative.exercise_price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F4 · price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one Share, or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F5 · derivative.exercise_date: These LTIP Units vest in full on the earlier of (i) the first anniversary of the date of issuance and (ii) the day before the Issuer's first annual stockholders' meeting that is held at least 50 weeks following the date of issuance, in either case, subject to continued service with the Issuer through the applicable date.

F3 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to the Equity Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

Read SEC document
May 26, 2026 Filed May 29, 2026 01:48 UTC FrontView REIT, Inc. FVR · Entity 5361 Exercise / conversionRestricted Stock Units · Derivative 7,895 $0.00 $0.00
Disclosure

SEC source: 0000895345-26-000253 · form4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan (the "Equity Plan").

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan (the "Equity Plan").

F2 · derivative.exercise_price: The RSUs vested and were settled on May 26, 2026. This transaction represents the settlement of 7,895 RSUs in Shares following vesting.

F2 · derivative.exercise_date: The RSUs vested and were settled on May 26, 2026. This transaction represents the settlement of 7,895 RSUs in Shares following vesting.

F2 · derivative.expiration_date: The RSUs vested and were settled on May 26, 2026. This transaction represents the settlement of 7,895 RSUs in Shares following vesting.

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May 26, 2026 Filed May 29, 2026 01:48 UTC FrontView REIT, Inc. FVR · Entity 5361 Exercise / conversionCommon Stock 7,895 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-26-000253 · form4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan (the "Equity Plan").

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March 31, 2026 Filed Apr 3, 2026 01:04 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantLTIP Units · Derivative 850 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-26-000152 · form4.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850

Underlying: OP Units · 850 shares

Expires not disclosed

F1 · security: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

F2 · derivative.exercise_price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one share of the Issuer's common stock (a "Share"), or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F2 · price: Each LTIP Unit may be converted at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Operating Partnership (an "OP Unit") only if the vesting conditions described below are met. Each OP Unit is thereafter redeemable at the election of the holder for cash equal to the then fair market value of one share of the Issuer's common stock (a "Share"), or at the Issuer's election, one Share, subject to adjustment as set forth in the Partnership Agreement.

F3 · derivative.exercise_date: These LTIP Units generally vest in full on the earlier of (i) the first anniversary of the date of issuance and (ii) the day before the Issuer's first annual stockholders' meeting that is held at least 50 weeks following the date of issuance, in either case, subject to continued service with the Issuer through the applicable date.

F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" in FrontView Operating Partnership LP (the "Operating Partnership") granted pursuant to Issuer's 2024 Omnibus Equity and Incentive Plan and the Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated as of October 3, 2024 (the "Partnership Agreement"). LTIP Units have no expiration date.

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February 16, 2026 Filed Feb 19, 2026 01:38 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 41,411 $0.00 $0.00
Disclosure

SEC source: 0000912242-26-000013 · wk-form4_1771465099.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,695

Underlying: Common Stock · 41,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2026, one-third on December 31, 2027 and one-third on December 31, 2028.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
May 27, 2025 Filed May 29, 2025 00:16 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantRestricted Stock Units · Derivative 7,895 $0.00 $0.00
Disclosure

SEC source: 0000895345-25-000191 · form4.xml · derivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,895

Underlying: Common Stock · 7,895 shares

Expires not disclosed

F1 · security: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan.

F3 · derivative.exercise_date: The RSUs generally vest in full on the earlier of (i) the first anniversary of the date of issuance and (ii) the day before the Issuer's first annual stockholders' meeting that is held at least 50 weeks following the date of issuance, in either case, subject to continued service with the Issuer through the applicable date.

F3 · derivative.expiration_date: The RSUs generally vest in full on the earlier of (i) the first anniversary of the date of issuance and (ii) the day before the Issuer's first annual stockholders' meeting that is held at least 50 weeks following the date of issuance, in either case, subject to continued service with the Issuer through the applicable date.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:16 UTC FrontView REIT, Inc. FVR · Entity 5361 Exercise / conversionRestricted Stock Units · Derivative 2,369 $0.00 $0.00
Disclosure

SEC source: 0000895345-25-000191 · form4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan.

F2 · derivative.exercise_price: The RSUs vested and were settled on May 23, 2025. This transaction represents the settlement of 2,369 RSUs in Shares following vesting.

F2 · derivative.exercise_date: The RSUs vested and were settled on May 23, 2025. This transaction represents the settlement of 2,369 RSUs in Shares following vesting.

F2 · derivative.expiration_date: The RSUs vested and were settled on May 23, 2025. This transaction represents the settlement of 2,369 RSUs in Shares following vesting.

Read SEC document
May 23, 2025 Filed May 29, 2025 00:16 UTC FrontView REIT, Inc. FVR · Entity 5361 Exercise / conversionCommon Stock 2,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-25-000191 · form4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") represent a contingent right to receive shares of the Issuer's common stock ("Share") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:10 UTC MACERICH CO MAC · Entity 3712 GrantLTIP Units · Derivative 35,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912242-25-000018 · wk-form4_1740528625.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,284

Underlying: Common Stock · 35,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F1 · derivative.exercise_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

F2 · derivative.exercise_date: LTIP Units vest one-third on December 31, 2025, one-third on December 31, 2026 and one-third on December 31, 2027.

F1 · derivative.expiration_date: Represents units of limited partnership interest in The Macerich Partnership, L.P. (the "Partnership"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes and time vesting, each LTIP Unit may be converted into a common unit of limited partnership interest in the Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of the Issuer's common stock, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The rights to convert LTIP Units to Common Units and redeem Common Units do not have expiration dates.

Read SEC document
October 04, 2024 Filed Oct 9, 2024 00:36 UTC FrontView REIT, Inc. FVR · Entity 5361 GrantRestricted Stock Units · Derivative 2,369 $0.00 $0.00
Disclosure

SEC source: 0000895345-24-000406 · form4.xml · derivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

Underlying: Common Stock · 2,369 shares

Expires not disclosed

F1 · security: Represents the grant of time-based restricted stock units ("RSUs"), which are contingent rights to receive shares of the Issuer's common stock ("Shares") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan. The RSUs generally vest in full on the day before the Issuer's first annual stockholders' meeting following the date of issuance, subject to continued service with the Issuer through the applicable date.

F1 · derivative.exercise_price: Represents the grant of time-based restricted stock units ("RSUs"), which are contingent rights to receive shares of the Issuer's common stock ("Shares") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan. The RSUs generally vest in full on the day before the Issuer's first annual stockholders' meeting following the date of issuance, subject to continued service with the Issuer through the applicable date.

F1 · derivative.exercise_date: Represents the grant of time-based restricted stock units ("RSUs"), which are contingent rights to receive shares of the Issuer's common stock ("Shares") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan. The RSUs generally vest in full on the day before the Issuer's first annual stockholders' meeting following the date of issuance, subject to continued service with the Issuer through the applicable date.

F1 · derivative.expiration_date: Represents the grant of time-based restricted stock units ("RSUs"), which are contingent rights to receive shares of the Issuer's common stock ("Shares") on a one-for-one basis, pursuant to the Issuer's 2024 Omnibus Equity and Incentive Plan. The RSUs generally vest in full on the day before the Issuer's first annual stockholders' meeting following the date of issuance, subject to continued service with the Issuer through the applicable date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Disposition to issuerRestricted Stock Units · Derivative 127,902 $15.99 $2,045,152.98
Disclosure

SEC source: 0000899243-22-009674 · doc4.xml · derivative · entry 5

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,902 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · shares: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · price: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5 · derivative.exercise_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

F5 · derivative.expiration_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantRestricted Stock Units · Derivative 103,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009674 · doc4.xml · derivative · entry 4

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,902

Underlying: Common Stock · 103,784 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5 · derivative.exercise_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

F5 · derivative.expiration_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Disposition to issuerRestricted Stock Units · Derivative 64,263 $15.99 $1,027,565.37
Disclosure

SEC source: 0000899243-22-009674 · doc4.xml · derivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · shares: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · price: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4 · derivative.exercise_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

F4 · derivative.expiration_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantRestricted Stock Units · Derivative 26,573 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009674 · doc4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,263

Underlying: Common Stock · 26,573 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4 · derivative.exercise_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

F4 · derivative.expiration_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Disposition to issuerCommon Stock 384,224 $15.99 $6,143,741.76
Disclosure

SEC source: 0000899243-22-009674 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 20:46 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Exercise / conversionRestricted Stock Units · Derivative 70,681 $0.00 $0.00
Disclosure

SEC source: 0001707178-21-000092 · wf-form4_164013755434287.xml · derivative · entry 4

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

F5 · derivative.exercise_date: These PSUs were scheduled to vest based on the Issuer's absolute total shareholder return over a three-year performance period beginning on March 25, 2020 and ending on the third anniversary thereof, subject to accelerated vesting upon certain events. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F5 · derivative.expiration_date: These PSUs were scheduled to vest based on the Issuer's absolute total shareholder return over a three-year performance period beginning on March 25, 2020 and ending on the third anniversary thereof, subject to accelerated vesting upon certain events. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F2 · derivative.underlying_shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

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December 17, 2021 Filed Dec 21, 2021 20:46 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 97,346 $15.47 $1,505,942.62
Disclosure

SEC source: 0001707178-21-000092 · wf-form4_164013755434287.xml · nonDerivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,224

F4 · shares: The shares reported were withheld from the shares deliverable upon vesting of the PSUs to satisfy tax withholding requirements.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 20:46 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 123,692 $0.00 $0.00
Disclosure

SEC source: 0001707178-21-000092 · wf-form4_164013755434287.xml · nonDerivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,570

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

F2 · shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

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December 17, 2021 Filed Dec 21, 2021 20:46 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Exercise / conversionCommon Stock 123,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001707178-21-000092 · wf-form4_164013755434287.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

F2 · shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 141,362 PSUs, 70,681 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 123,692 shares of Common Stock, and an additional 70,681 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 123,692 shares of Common Stock.

F3 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:22 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 23,260 $15.50 $360,530.00
Disclosure

SEC source: 0001707178-21-000082 · wf-form4_163970774810326.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,186

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested December 15, 2021. The shares were withheld from the vested amount to satisfy tax withholding requirements.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 16:58 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 8,147 $10.49 $85,462.03
Disclosure

SEC source: 0001209191-21-037287 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,446

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested on May 31, 2021. The shares were withheld from the vested amount to satisfy tax withholding requirements.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 16:24 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 3,781 $9.46 $35,768.26
Disclosure

SEC source: 0001209191-21-025875 · doc4.xml · nonDerivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,593

F2 · shares: The shares reported were withheld from the vested performance-based restricted stock unit shares to satisfy tax withholding requirements.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 16:24 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 11,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025875 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,374

F1 · shares: Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

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March 23, 2021 Filed Mar 26, 2021 11:19 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantRestricted Stock Units · Derivative 24,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023161 · doc4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,118

Underlying: Common Stock · 24,118 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

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March 23, 2021 Filed Mar 26, 2021 11:19 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 48,724 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023161 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,689

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:22 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 22,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018690 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,965

F1 · kind: Represents a grant of restricted stock which vests 100% one year from the date of grant.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:01 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 19,017 $6.66 $126,653.22
Disclosure

SEC source: 0001209191-20-064178 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,846

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested December 15, 2020. The shares were withheld from the vested amount to satisfy tax withholding requirements.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:22 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 3,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024804 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,863

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 17:51 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantRestricted Stock Units · Derivative 70,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021309 · doc4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,681

Underlying: Common Stock · 70,681 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

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March 25, 2020 Filed Mar 26, 2020 17:51 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 94,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021309 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,523

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:31 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004118 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,282

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 16:48 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 5,638 $10.31 $58,127.78
Disclosure

SEC source: 0001209191-19-060889 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,139

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested on December 15, 2019. The shares were withheld from the vested amount to satisfy tax withholding requirements.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:57 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 1,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053476 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,777

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:09 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042504 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,370

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:43 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025082 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,245

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:02 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantRestricted Stock Units · Derivative 37,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021677 · doc4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,691

Underlying: Common Stock · 37,691 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:02 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 34,352 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021677 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,183

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:45 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 1,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004346 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,831

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 17:07 UTC CorePoint Lodging Inc. CPLG · Entity 15505 Tax withholdingCommon Stock 2,660 $11.80 $31,388.00
Disclosure

SEC source: 0001209191-18-063240 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,775

Read SEC document
October 15, 2018 Filed Oct 17, 2018 17:34 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 889 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055393 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,435

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 18:11 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051543 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,546

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:50 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 21,514 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014753 · doc4.xml · nonDerivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,298

F3 · kind: Represents a grant of restricted stock that vests on May 31, 2022.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:50 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 21,514 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014753 · doc4.xml · nonDerivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,784

F2 · kind: Represents a grant of restricted stock that vests on May 31, 2021.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 18:50 UTC CorePoint Lodging Inc. CPLG · Entity 15505 GrantCommon Stock 32,270 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014753 · doc4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,270

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2018.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 16:20 UTC Monogram Residential Trust, Inc. MORE · Entity 173035 Disposition to issuerPerformance Restricted Stock Units · Derivative 48,499 $12.00 Strike: $0.00 $581,988.00
Disclosure

SEC source: 0001104659-17-058084 · a4.xml · derivative · entry 4

Swanstrom Daniel E II · CIK 0001653039 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,499 shares

Expires not disclosed

F4 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

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September 19, 2017 Filed Sep 20, 2017 16:20 UTC Monogram Residential Trust, Inc. MORE · Entity 173035 Disposition to issuerPerformance Restricted Stock Units · Derivative 60,061 $12.00 Strike: $0.00 $720,732.00
Disclosure

SEC source: 0001104659-17-058084 · a4.xml · derivative · entry 3

Swanstrom Daniel E II · CIK 0001653039 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,061 shares

Expires not disclosed

F3 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

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September 19, 2017 Filed Sep 20, 2017 16:20 UTC Monogram Residential Trust, Inc. MORE · Entity 173035 Disposition to issuerRestricted Stock Units · Derivative 76,810 $12.00 Strike: $0.00 $921,720.00
Disclosure

SEC source: 0001104659-17-058084 · a4.xml · derivative · entry 2

Swanstrom Daniel E II · CIK 0001653039 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,810 shares

Expires not disclosed

F2 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

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September 19, 2017 Filed Sep 20, 2017 16:20 UTC Monogram Residential Trust, Inc. MORE · Entity 173035 Disposition to issuerCommon Stock 9,582 $12.00 $114,984.00
Disclosure

SEC source: 0001104659-17-058084 · a4.xml · nonDerivative · entry 1

Swanstrom Daniel E II · CIK 0001653039 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

F1 · acquired: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.