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person · Reporting owner

SLATTERY JOSEPH P

Disclosed activity across 6 companies

Tapewire entity
36761
SEC CIK
0001246530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASENSUS SURGICAL, INC.TRXC · Entity 88098EVP and CFOMay 13, 2019May 15, 2019
CVRx, Inc.CVRX · Entity 6920DirectorJune 01, 2026June 03, 2026
ImageneBio, Inc.IMA · Entity 7139DirectorJune 16, 2026June 18, 2026
Omega Alpha SPACOMEG · Entity 143846DirectorJanuary 06, 2021January 06, 2021
Replimune Group, Inc.REPL · Entity 4707DirectorApril 01, 2026April 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASENSUS SURGICAL, INC.

Report date May 13, 2019 · Filed May 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,000 Reported balance After 2019-05-13 transaction · row 1
1 source row

Row 1 · 2019-05-13 · Exercise / conversion · Acquired 100,000 · Balance 100,000

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2028-02-07Direct674,708 Reported balance After 2019-05-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-13 · Exercise / conversion · Disposed 100,000 · Balance 674,708

Common StockSEC Table I · non-derivativeIndirectBy IRA25,000 Reported balance Holding disclosure · report date 2019-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,000

CVRx, Inc.

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,365 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 8,720 · Balance 39,365

F1: Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.43 · Expires 2036-06-01Direct11,182 Reported balance After 2026-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-01 · Grant · Acquired 11,182 · Balance 11,182

F1: Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.

ImageneBio, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.45 · Expires 2036-06-16Direct15,600 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 15,600 · Balance 15,600

F1: The shares vest in full upon the earlier to occur of the first anniversary of the date of grant, the date of the Issuer's next annual meeting or a change of control as defined in the Issuer's 2025 Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The shares vest in full upon the earlier to occur of the first anniversary of the date of grant, the date of the Issuer's next annual meeting or a change of control as defined in the Issuer's 2025 Equity Incentive Plan.

Omega Alpha SPAC

Report date January 06, 2021 · Filed January 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table I · non-derivativeDirect35,000 Reported balance Holding disclosure · report date 2021-01-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 35,000

F1: The Class B Ordinary Shares entitle the holder to one vote for each share held on all matters to be voted on by shareholders and will automatically convert into shares of Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described in the Issuer's registration statement on Form S-1 (File No. 333-251551). Class B Ordinary Shares have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares entitle the holder to one vote for each share held on all matters to be voted on by shareholders and will automatically convert into shares of Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described in the Issuer's registration statement on Form S-1 (File No. 333-251551). Class B Ordinary Shares have no expiration date.

Replimune Group, Inc.

Report date April 01, 2026 · Filed April 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.61 · Expires 2036-04-01Direct44,500 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 44,500 · Balance 44,500

F1: The shares underlying this option vest entirely on April 1, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option vest entirely on April 1, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Morphic Holding, Inc.

Report date August 16, 2024 · Filed August 20, 2024

Section 16 reporting ended · disclosed 2024-08-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-08-16 transaction · row 1
1 source row

Row 1 · 2024-08-16 · Disposition to issuer · Disposed 9,066 · Balance 0

F1: On July 7, 2024, Morphic Holding, Inc., a Delaware corporation (the "Issuer" or the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eli Lilly and Company, an Indiana corporation (the "Parent"), and Rainier Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: (Continued from Footnote 1) Upon the closing (the "Closing") of the Merger on August 16, 2024, each share of the Company's Common Stock, par value $0.0001 per share ("Common Stock"), was either (x) purchased by Purchaser for $57.00 per share (the "Offer Price"), without interest, less any applicable tax withholding or (y) automatically converted into the right to receive the Offer Price in cash without interest, less any applicable tax withholding.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2029-06-26Direct0 Reported balance After 2024-08-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-08-16 · Disposition to issuer · Disposed 24,000 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3: The Company Stock Option ("Option") is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.96 · Expires 2030-06-18Direct0 Reported balance After 2024-08-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-08-16 · Disposition to issuer · Disposed 12,000 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3: The Company Stock Option ("Option") is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.79 · Expires 2031-06-16Direct0 Reported balance After 2024-08-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-08-16 · Disposition to issuer · Disposed 9,615 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3: The Company Stock Option ("Option") is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.49 · Expires 2032-06-08Direct0 Reported balance After 2024-08-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-08-16 · Disposition to issuer · Disposed 17,550 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3: The Company Stock Option ("Option") is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.47 · Expires 2033-05-31Direct0 Reported balance After 2024-08-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-08-16 · Disposition to issuer · Disposed 12,535 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3: The Company Stock Option ("Option") is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.52 · Expires 2034-06-03Direct0 Reported balance After 2024-08-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-08-16 · Disposition to issuer · Disposed 23,168 · Balance 0

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F5: The Option will vest in full on the earlier of (a) June 04, 2025 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: On July 7, 2024, Morphic Holding, Inc., a Delaware corporation (the "Issuer" or the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eli Lilly and Company, an Indiana corporation (the "Parent"), and Rainier Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: (Continued from Footnote 1) Upon the closing (the "Closing") of the Merger on August 16, 2024, each share of the Company's Common Stock, par value $0.0001 per share ("Common Stock"), was either (x) purchased by Purchaser for $57.00 per share (the "Offer Price"), without interest, less any applicable tax withholding or (y) automatically converted into the right to receive the Offer Price in cash without interest, less any applicable tax withholding.

F3: The Company Stock Option ("Option") is fully vested.

F4: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F5: The Option will vest in full on the earlier of (a) June 04, 2025 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 18, 2026 22:45 UTC ImageneBio, Inc. IMA · Entity 7139 GrantStock Option (right to buy) · Derivative 15,600 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001246530-26-000004 · form4-06182026_060603.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2036-06-16

F1 · derivative.exercise_date: The shares vest in full upon the earlier to occur of the first anniversary of the date of grant, the date of the Issuer's next annual meeting or a change of control as defined in the Issuer's 2025 Equity Incentive Plan.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:05 UTC CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 11,182 $0.00 Strike: $5.43 $0.00
Disclosure

SEC source: 0001246530-26-000002 · form4-06032026_100653.xml · derivative · entry 2

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,182

Underlying: Common Stock · 11,182 shares

Expires 2036-06-01

F1 · derivative.exercise_date: Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:05 UTC CVRx, Inc. CVRX · Entity 6920 GrantCommon Stock 8,720 $0.00 $0.00
Disclosure

SEC source: 0001246530-26-000002 · form4-06032026_100653.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,365

F1 · shares: Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.

Read SEC document
April 01, 2026 Filed Apr 8, 2026 01:08 UTC Replimune Group, Inc. REPL · Entity 4707 GrantStock Option (right to buy) · Derivative 44,500 $0.00 Strike: $7.61 $0.00
Disclosure

SEC source: 0001104659-26-040568 · tm2611350-3_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,500

Underlying: Common Stock · 44,500 shares

Expires 2036-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2027.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:46 UTC ImageneBio, Inc. IMA · Entity 7139 PurchaseCommon Stock 16,000 $5.99 $95,840.00
Disclosure

SEC source: 0001246530-25-000007 · form4-12292025_091224.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
December 18, 2025 Filed Dec 22, 2025 22:10 UTC ImageneBio, Inc. IMA · Entity 7139 GrantEmployee Stock Option (Right to Buy) · Derivative 31,200 $0.00 Strike: $6.19 $0.00
Disclosure

SEC source: 0001246530-25-000006 · form4-12222025_101250.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,200

Underlying: Common Stock · 31,200 shares

Expires 2035-12-18

F1 · security: The award was granted as an Initial Grant as contemplated by the non-employee director compensation policy adopted by the Issuer's board of directors on December 18, 2025.

F2 · derivative.exercise_date: This option vests over a three-year period, with 1/36th of the shares subject to the option vesting in 36 substantially equal monthly installments, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan) through each such date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:19 UTC CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 19,554 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001415889-25-015809 · form4-06052025_090603.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,554

Underlying: Common Stock · 19,554 shares

Expires 2035-06-03

F1 · derivative.exercise_date: Vests on the earlier of June 3, 2026 or the Issuer's 2026 annual meeting of stockholders.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:02 UTC Replimune Group, Inc. REPL · Entity 4707 GrantStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001104659-25-031830 · tm2511407-6_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2035-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2026.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 23,168 Not disclosed Strike: $30.52 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 7

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,168 shares

Expires 2034-06-03

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F5 · derivative.exercise_date: The Option will vest in full on the earlier of (a) June 04, 2025 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 12,535 Not disclosed Strike: $56.47 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 6

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,535 shares

Expires 2033-05-31

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: The Company Stock Option ("Option") is fully vested.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 17,550 Not disclosed Strike: $24.49 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 5

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,550 shares

Expires 2032-06-08

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: The Company Stock Option ("Option") is fully vested.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 9,615 Not disclosed Strike: $64.79 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 4

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,615 shares

Expires 2031-06-16

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: The Company Stock Option ("Option") is fully vested.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 12,000 Not disclosed Strike: $22.96 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 3

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2030-06-18

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: The Company Stock Option ("Option") is fully vested.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerStock Option (Right to Buy) · Derivative 24,000 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · derivative · entry 2

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2029-06-26

F4 · price: Pursuant to the Merger Agreement, each Option that was outstanding but not vested as of immediately prior to the Closing (the "Unvested Option") became fully vested and exercisable (the "Vested Option"). Each Vested Option was automatically cancelled and converted into the right to receive an amount in cash without interest, less any applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the Offer Price over the exercise price per share of Common Stock underlying such Option by (ii) the number of shares of Common Stock underlying such Option. If the exercise price per share of Common Stock of the underlying Option was equal to or greater than the Offer Price, such Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: The Company Stock Option ("Option") is fully vested.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 23:12 UTC Morphic Holding, Inc. MORF · Entity 88114 Disposition to issuerCommon Stock 9,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021769 · form4-08202024_110810.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On July 7, 2024, Morphic Holding, Inc., a Delaware corporation (the "Issuer" or the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eli Lilly and Company, an Indiana corporation (the "Parent"), and Rainier Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2 · price: (Continued from Footnote 1) Upon the closing (the "Closing") of the Merger on August 16, 2024, each share of the Company's Common Stock, par value $0.0001 per share ("Common Stock"), was either (x) purchased by Purchaser for $57.00 per share (the "Offer Price"), without interest, less any applicable tax withholding or (y) automatically converted into the right to receive the Offer Price in cash without interest, less any applicable tax withholding.

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August 15, 2024 Filed Aug 15, 2024 23:18 UTC CVRx, Inc. CVRX · Entity 6920 PurchaseCommon Stock 3,000 $8.10 $24,300.00
Disclosure

SEC source: 0001415889-24-021415 · form4-08152024_110829.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,645

Read SEC document
August 08, 2024 Filed Aug 8, 2024 20:18 UTC CVRx, Inc. CVRX · Entity 6920 PurchaseCommon Stock 3,000 $8.24 $24,715.80
Disclosure

SEC source: 0001415889-24-020981 · form4-08082024_080802.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,645

Read SEC document
August 06, 2024 Filed Aug 6, 2024 20:43 UTC CVRx, Inc. CVRX · Entity 6920 PurchaseCommon Stock 2,500 $9.09 $22,725.00
Disclosure

SEC source: 0001415889-24-020841 · form4-08062024_080850.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,645

Read SEC document
June 04, 2024 Filed Jun 5, 2024 23:13 UTC Morphic Holding, Inc. MORF · Entity 88114 GrantCommon Stock · Derivative 23,168 $0.00 Strike: $30.52 $0.00
Disclosure

SEC source: 0001415889-24-015669 · form4-06052024_110631.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,168

Underlying: Common Stock · 23,168 shares

Expires 2034-06-03

F1 · derivative.exercise_date: The option will vest in full on the earlier of (a) June 04, 2025 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:07 UTC CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 20,961 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-015849 · form4-06062024_110613.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,961

Underlying: Common Stock · 20,961 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 21:18 UTC Amendment CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 27,250 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001415889-24-016037 · form4a-06072024_090606.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2034-06-04

F1 · shares: The reporting person's Form 4 filed on June 6, 2024 inadvertently understated the reporting person's stock options granted by 6,289.

F2 · derivative.exercise_date: Vests on the earlier of June 4, 2025 or the Issuer's 2025 annual meeting of stockholders.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:01 UTC Replimune Group, Inc. REPL · Entity 4707 GrantStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001104659-24-043252 · tm2410652-7_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2025.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 96 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · derivative · entry 8

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,590

Underlying: Common Stock · 96 shares

Expires 2029-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests as to 1/48th of the shares each month commencing August 24, 2019.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 174 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · derivative · entry 7

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 174 shares

Expires 2028-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 1,456 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · derivative · entry 6

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,456 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 224 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · derivative · entry 5

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 224 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionCommon Stock 96 $3.96 $379.68
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · nonDerivative · entry 4

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionCommon Stock 174 $1.19 $206.36
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · nonDerivative · entry 3

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionCommon Stock 1,456 $0.24 $345.07
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · nonDerivative · entry 2

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:57 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionCommon Stock 224 $0.24 $53.09
Disclosure

SEC source: 0001415889-24-000059 · form4-01022024_090117.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 00:04 UTC Morphic Holding, Inc. MORF · Entity 88114 PurchaseCommon Stock 2,400 $20.60 $49,435.68
Disclosure

SEC source: 0001209191-23-055236 · doc4.xml · nonDerivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,066

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.57 to $20.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:13 UTC CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 12,012 $0.00 Strike: $12.33 $0.00
Disclosure

SEC source: 0001415889-23-009360 · form4-06072023_080648.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,012

Underlying: Common Stock · 12,012 shares

Expires 2033-06-04

F1 · derivative.exercise_date: Vests on the earlier of June 5, 2024 or the Issuer's 2024 annual meeting of stockholders.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:03 UTC Morphic Holding, Inc. MORF · Entity 88114 GrantDirector Stock Option (Right to Buy) · Derivative 12,535 $0.00 Strike: $56.47 $0.00
Disclosure

SEC source: 0001209191-23-034036 · doc4.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,535

Underlying: Common Stock · 12,535 shares

Expires 2033-05-31

F1 · derivative.exercise_date: The option will vest in full on the earlier of (a) June 1, 2024 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 00:03 UTC Replimune Group, Inc. REPL · Entity 4707 GrantStock Option (right to buy) · Derivative 25,200 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041732 · tm2311410-12_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,200

Underlying: Common Stock · 25,200 shares

Expires 2033-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2024.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 23:00 UTC Morphic Holding, Inc. MORF · Entity 88114 GrantDirector Stock Option (Right to Buy) · Derivative 17,550 $0.00 Strike: $24.49 $0.00
Disclosure

SEC source: 0001209191-22-036117 · doc4.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Underlying: Common Stock · 17,550 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The option will vest in full on the earlier of (a) June 8, 2023 and (b) the next annual meeting of the issuer's stockholders, subject to the reporting person's provision of service to the issuer on the vesting date.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:35 UTC CVRx, Inc. CVRX · Entity 6920 GrantStock Option (right to buy) · Derivative 26,985 $0.00 Strike: $6.76 $0.00
Disclosure

SEC source: 0001415889-22-006363 · form4-06092022_010657.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,985

Underlying: Common Stock · 26,985 shares

Expires 2032-06-06

F1 · derivative.exercise_date: Vests on the earlier of June 7, 2023 or the Issuer's 2023 annual meeting of stockholders.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:11 UTC Replimune Group, Inc. REPL · Entity 4707 GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $18.26 $0.00
Disclosure

SEC source: 0001104659-22-042756 · tm2211665-10_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2032-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2023.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 584 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 24

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

Underlying: Common Stock · 584 shares

Expires 2028-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 758 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 23

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 758 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 316 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 22

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 189 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 21

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 189 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 20

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 189 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 19

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 189 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 18

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 2,528 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 17

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,528 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 316 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 16

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 316 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 15

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 3,917 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 14

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456

Underlying: Common Stock · 3,917 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionStock Option (right to buy) · Derivative 2,149 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · derivative · entry 13

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 2,149 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 22:47 UTC CVRx, Inc. CVRX · Entity 6920 Exercise / conversionCommon Stock 584 $1.19 $692.62
Disclosure

SEC source: 0001415889-22-000613 · form4-01182022_020120.xml · nonDerivative · entry 12

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.