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person · Reporting owner

HIGGINS JOHN L

Disclosed activity across 3 companies

Tapewire entity
36751
SEC CIK
0001208906

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIO-TECHNE CorpTECH · Entity 3479DirectorSeptember 28, 2026September 30, 2026
LIGAND PHARMACEUTICALS INCLGND · Entity 3825DirectorDecember 28, 2022December 30, 2022
OmniAb, Inc.OABI · Entity 5294DirectorJune 17, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIO-TECHNE Corp

Report date September 28, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,254 Ending reported balance After 2026-09-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-28 · Exercise / conversion · Acquired 15,940 · Balance 82,816

Row 2 · 2026-09-28 · Tax withholding · Disposed 5,562 · Balance 77,254

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.30 · Expires 2026-10-26Direct0 Reported balance After 2026-09-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-28 · Exercise / conversion · Disposed 15,940 · Balance 0

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.26 · Expires 2027-10-26Direct12,500 Reported balance Holding disclosure · report date 2026-09-28 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 12,500

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.96 · Expires 2028-10-25Direct7,592 Reported balance Holding disclosure · report date 2026-09-28 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,592

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.41 · Expires 2029-10-24Direct8,044 Reported balance Holding disclosure · report date 2026-09-28 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,044

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.92 · Expires 2030-10-29Direct6,028 Reported balance Holding disclosure · report date 2026-09-28 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 6,028

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $128.81 · Expires 2031-10-28Direct2,532 Reported balance Holding disclosure · report date 2026-09-28 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,532

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.94 · Expires 2032-10-27Direct3,460 Reported balance Holding disclosure · report date 2026-09-28 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 3,460

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.51 · Expires 2033-10-26Direct3,937 Reported balance Holding disclosure · report date 2026-09-28 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 3,937

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.37 · Expires 2034-10-24Direct3,511 Reported balance Holding disclosure · report date 2026-09-28 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 3,511

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.96 · Expires 2035-10-30Direct3,777 Reported balance Holding disclosure · report date 2026-09-28 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,777

F1: The option vests on the earlier of the one year anniversary of the grant date (10/30/2025) or the date of Bio-Techne's 2026 annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests on the earlier of the one year anniversary of the grant date (10/30/2025) or the date of Bio-Techne's 2026 annual meeting of shareholders.

LIGAND PHARMACEUTICALS INC

Report date December 28, 2022 · Filed December 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect417,695 Reported balance After 2022-12-28 transaction · row 1
1 source row

Row 1 · 2022-12-28 · Tax withholding · Disposed 5,289 · Balance 417,695

OmniAb, Inc.

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,962,320 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 20,000 · Balance 2,962,320

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 20,000 · Balance 0

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,000 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 20,000 · Balance 20,000

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2036-06-17Direct40,000 Reported balance After 2026-06-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-17 · Grant · Acquired 40,000 · Balance 40,000

F4: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of an RSU granted on June 17, 2025, which occurs on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The RSUs shall vest in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the grant date.

F4: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2019 Filed Jan 25, 2019 21:31 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 7,256 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000017 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,465

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 2/15/09.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 29,790 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,790 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 2/15/09.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 29,790 $16.14 $480,810.60
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 4,000 $16.14 $64,560.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 20:54 UTC BIO-TECHNE Corp TECH · Entity 3479 GrantStock Options (Right to buy) · Derivative 1,898 $0.00 Strike: $179.84 $0.00
Disclosure

SEC source: 0001562180-18-004304 · primarydocument.xml · derivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

Underlying: Common Stock · 1,898 shares

Expires 2028-10-25

F1 · derivative.exercise_date: This option vests on the earlier of the one year anniversary of the grant date (10/25/2019) or the date of Bio-Techne 2019 Annual Meeting of Shareholders.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 20:54 UTC BIO-TECHNE Corp TECH · Entity 3479 GrantCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004304 · primarydocument.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Read SEC document
August 30, 2018 Filed Aug 31, 2018 17:22 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 3,500 $258.25 $903,875.00
Disclosure

SEC source: 0000886163-18-000127 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,419

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:12 UTC BIO-TECHNE Corp TECH · Entity 3479 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $61.08 $0.00
Disclosure

SEC source: 0000914190-18-000352 · edgar.xml · derivative · entry 12

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:12 UTC BIO-TECHNE Corp TECH · Entity 3479 SaleCommon Stock 10,000 $187.92 $1,879,173.00
Disclosure

SEC source: 0000914190-18-000352 · edgar.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.60 to $188.22 inclusive. The reporting person undertakes to provide Bio-Techne Corporation, any security holder of Bio-Techne Corporation. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:12 UTC BIO-TECHNE Corp TECH · Entity 3479 Exercise / conversionCommon Stock 10,000 $61.08 $610,800.00
Disclosure

SEC source: 0000914190-18-000352 · edgar.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,993 $0.00 Strike: $14.47 $0.00
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · derivative · entry 6

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,000

Underlying: Common Stock · 12,993 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 12,993 $243.00 $3,157,299.00
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · nonDerivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,919

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 12,993 $14.47 $188,008.71
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,007 $0.00 Strike: $14.47 $0.00
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · derivative · entry 5

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,993

Underlying: Common Stock · 3,007 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 21,507 $241.33 $5,190,260.65
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,919

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 23:37 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 3,007 $14.47 $43,511.29
Disclosure

SEC source: 0000886163-18-000121 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 22, 2018, in accordance with Rule 10b5-1.

Read SEC document
May 15, 2018 Filed May 15, 2018 22:41 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 12,405 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-18-000069 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,790

Underlying: Common Stock · 12,405 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F3 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/15/09.

Read SEC document
May 15, 2018 Filed May 15, 2018 22:41 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 12,405 $179.97 $2,232,490.64
Disclosure

SEC source: 0000886163-18-000069 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,419

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.34 to $180.82, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2018 Filed May 15, 2018 22:41 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 12,405 $16.14 $200,216.70
Disclosure

SEC source: 0000886163-18-000069 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 2,982 $165.87 $494,624.34
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,419

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 6,015 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,401

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the two-year performance period ending December 31, 2017. On March 05, 2018, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantEmployee Stock Option (right to buy) · Derivative 41,392 $0.00 Strike: $159.01 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,392

Underlying: Common Stock · 41,392 shares

Expires 2028-03-02

F3 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 03/02/18.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 7,928 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,386

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 1,689 $157.18 $265,477.02
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,458

F5 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 1,918 $157.18 $301,471.24
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,147

F4 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 2,635 $157.18 $414,169.30
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,065

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/10/2015.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 9,000 $157.03 $1,413,279.00
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,700

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.09 to $158.88, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 24, 2018 Filed Jan 26, 2018 22:31 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 22,500 $165.00 $3,712,500.00
Disclosure

SEC source: 0000886163-18-000009 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,700

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

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January 19, 2018 Filed Jan 23, 2018 00:23 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 16,249 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,195

Underlying: Common Stock · 16,249 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F3 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/15/09.

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January 19, 2018 Filed Jan 23, 2018 00:23 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 11,850 $151.92 $1,800,306.51
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,200

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.81 to $152.24, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 19, 2018 Filed Jan 23, 2018 00:23 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 16,249 $155.00 $2,518,595.00
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,050

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

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January 19, 2018 Filed Jan 23, 2018 00:23 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 16,249 $16.14 $262,258.86
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

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December 28, 2017 Filed Dec 30, 2017 02:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 5,199 $138.66 $720,893.34
Disclosure

SEC source: 0000886163-17-000158 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,050

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

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December 28, 2017 Filed Dec 30, 2017 02:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 9,965 $0.00 $0.00
Disclosure

SEC source: 0000886163-17-000158 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,249

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/10/2015 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the three-year performance period ending December 31, 2017. On December 28, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

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November 17, 2017 Filed Nov 20, 2017 22:01 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 2,258 $140.34 $316,887.72
Disclosure

SEC source: 0000886163-17-000143 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,284

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.29 to $140.37, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2017 Filed Nov 17, 2017 22:10 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 5,269 $142.53 $750,990.57
Disclosure

SEC source: 0000886163-17-000136 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,542

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $143.50, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:54 UTC BIO-TECHNE Corp TECH · Entity 3479 GrantStock Option (right to buy) · Derivative 3,125 $0.00 Strike: $125.05 $0.00
Disclosure

SEC source: 0001562180-17-003377 · primarydocument.xml · derivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires 2027-10-27

F1 · derivative.exercise_date: The option vests on the earlier of the one year anniversary of the grant date (10/26/18) or the date of Bio-Techne's 2018 annual meeting of shareholders.

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October 26, 2017 Filed Oct 30, 2017 20:54 UTC BIO-TECHNE Corp TECH · Entity 3479 GrantCommon Stock 739 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003377 · primarydocument.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 11,384 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0000886163-17-000119 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,384 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/13.

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October 13, 2017 Filed Oct 17, 2017 21:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Tax withholdingCommon Stock 1,744 $143.04 $249,461.76
Disclosure

SEC source: 0000886163-17-000119 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,811

F1 · shares: Represents previously-owned shares delivered to the Issuer in payment of the exercise price of the stock options.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 11,384 $21.92 $249,537.28
Disclosure

SEC source: 0000886163-17-000119 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 00:48 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0000886163-17-000112 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/23/08.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 00:48 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 5,000 $130.00 $650,000.00
Disclosure

SEC source: 0000886163-17-000112 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,171

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 00:48 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 5,000 $21.00 $105,000.00
Disclosure

SEC source: 0000886163-17-000112 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,483 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0000886163-17-000097 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,483 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/23/08.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 5,483 $125.00 $685,375.00
Disclosure

SEC source: 0000886163-17-000097 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,171

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 5,483 $21.00 $115,143.00
Disclosure

SEC source: 0000886163-17-000097 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,666 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0000886163-17-000081 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,666 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 4,666 $120.00 $559,920.00
Disclosure

SEC source: 0000886163-17-000081 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,171

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on May 11, 2017, in accordance with Rule 10b5-1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.