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SEC CIK
0001575917

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROW FINANCIAL CORPAROW · Entity 5233DirectorSeptember 23, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROW FINANCIAL CORP

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,777 Reported balance After 2026-09-23 transaction · row 1
1 source row

Row 1 · 2026-09-23 · Other · Acquired 194 · Balance 33,777

F1: Quarterly Director's Retainer Payment

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly Director's Retainer Payment

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 6, 2023 22:07 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $33.25 $9,973.74
Disclosure

SEC source: 0000717538-23-000006 · wf-form4_167304286267774.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,425

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 29, 2022 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 22:33 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $33.94 $10,183.20
Disclosure

SEC source: 0000717538-23-000004 · wf-form4_167287157432223.xml · nonDerivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,725

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 29, 2022 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:33 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $33.93 $10,180.14
Disclosure

SEC source: 0000717538-23-000004 · wf-form4_167287157432223.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,025

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 29, 2022 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $34.04 $10,212.39
Disclosure

SEC source: 0000717538-23-000002 · wf-form4_167278252864503.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 29, 2022 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP since October 12, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 14:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 363 $29.10 $10,563.30
Disclosure

SEC source: 0000717538-22-000220 · wf-form4_166567008651308.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 15 shares acquired under the Company's DRIP and 473 shares acquired via a stock dividend since July 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 265 $31.35 $8,307.75
Disclosure

SEC source: 0000717538-22-000168 · wf-form4_165774873385982.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 12 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 15:57 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 264 $31.53 $8,323.92
Disclosure

SEC source: 0000717538-22-000112 · wf-form4_164995185279965.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 99 shares acquired under the Company's DRIP since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:44 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0000717538-22-000044 · wf-form4_164329825507554.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023

Read SEC document
January 12, 2022 Filed Jan 13, 2022 18:01 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 233 $35.64 $8,304.12
Disclosure

SEC source: 0000717538-22-000017 · wf-form4_164209686178126.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 94 shares acquired under the Company's DRIP since October 13, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 18:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 217 $35.74 $7,755.58
Disclosure

SEC source: 0000717538-21-000212 · wf-form4_163423577569046.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 1 shares acquired under the Company's DRIP and 424 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 19:01 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 215 $36.09 $7,759.35
Disclosure

SEC source: 0000717538-21-000149 · wf-form4_162637568605115.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 73 shares acquired under the Company's DRIP since April 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 17:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 228 $33.93 $7,736.04
Disclosure

SEC source: 0000717538-21-000100 · wf-form4_161850729999236.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 112 shares acquired under the Company's DRIP since January 27, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:15 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000048 · wf-form4_161186489603041.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 250 $30.98 $7,745.00
Disclosure

SEC source: 0000717538-21-000013 · wf-form4_161064886768072.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,521

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 327 shares acquired under the Company's DRIP and 381 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000118 · wf-form4_159077994350234.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 76 shares acquired under the Company's DRIP since March 18, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 13:28 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 680 $26.74 $18,183.20
Disclosure

SEC source: 0000717538-20-000067 · wf-form4_158471087898691.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,164

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:04 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 92 $25.30 $2,327.23
Disclosure

SEC source: 0000717538-20-000063 · wf-form4_158447540708250.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844

F1 · balance_after: The information provided reflects 44 shares acquired under the Company's DRIP since March 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 239 $25.45 $6,082.55
Disclosure

SEC source: 0000717538-20-000061 · wf-form4_158411966470493.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892

F1 · balance_after: The information provided reflects 33 shares acquired under the Company's DRIP since February 27, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 257 $0.00 Strike: $30.79 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 10

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 257 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in four equal installments beginning January 30, 2020

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 530 $0.00 Strike: $30.91 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 9

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2019

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,126 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 8

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,126 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,148 $0.00 Strike: $22.51 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 7

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,148 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,170 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 6

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 257 $30.79 $7,913.03
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 5

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 530 $30.91 $16,382.30
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 4

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,126 $22.97 $25,864.22
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 3

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,148 $22.51 $25,841.48
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,170 $21.35 $24,979.50
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 30 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000030 · wf-form4_158041778822215.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:17 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000249 · wf-form4_157532505828594.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,804

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP and 248 shares acquired via a stock dividend since June 3, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
June 03, 2019 Filed Jul 3, 2019 18:00 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 219 $32.20 $7,052.24
Disclosure

SEC source: 0000717538-19-000163 · wf-form4_156217679930082.xml · nonDerivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

F1 · balance_after: The information provided reflects 12 shares acquired under the Company's DRIP since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2019 Filed Jul 3, 2019 18:00 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 138 $32.10 $4,429.80
Disclosure

SEC source: 0000717538-19-000163 · wf-form4_156217679930082.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Read SEC document
May 30, 2019 Filed May 31, 2019 17:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000151 · wf-form4_155932497080315.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:37 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000050 · wf-form4_154897060695602.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:36 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000212 · wf-form4_154361378509529.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 23 shares acquired under the Company's DRIP and 235 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:39 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000128 · wf-form4_152779553762946.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,823

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:09 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0000717538-18-000033 · wf-form4_151751935475450.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-01-31

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:28 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 211 $36.80 $7,764.80
Disclosure

SEC source: 0000717538-17-000193 · wf-form4_151216366762523.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,601

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 26 shares acquired under the Company's DRIP and 215 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 31, 2017 Filed Jun 1, 2017 20:54 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000108 · wf-form4_149635046604947.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,149

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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January 25, 2017 Filed Jan 26, 2017 23:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000026 · wf-form4_148547296832936.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

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November 30, 2016 Filed Dec 1, 2016 21:25 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000378 · wf-form4_148062752293856.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,853

F1 · balance_after: The information provided reflects 209 shares acquired under the Company's DRIP and 191 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.