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person · Reporting owner

Charlton Kevin M.

Disclosed activity across 7 companies

Tapewire entity
36569
SEC CIK
0001558255

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Daseke, Inc.DSKE · Entity 92403DirectorJune 01, 2020June 03, 2020
Evolv Technologies Holdings, Inc.EVLV · Entity 5017DirectorJuly 16, 2026October 06, 2026
NRC GROUP HOLDINGS CORP.HCAC.U · Entity 154032Director · President and COOJune 22, 2017June 22, 2017
NewHold Investment Corp IVNHIV · Entity 6027Chief Executive OfficerApril 14, 2026April 16, 2026
NewHold Investment Corp. IINHIC · Entity 134004Chief Executive Officer · 10% ownerOctober 29, 2021November 02, 2021
NewHold Investment Corp. IIINHIC · Entity 5972Chief Executive OfficerFebruary 27, 2025April 25, 2025
SPIRIT REALTY CAPITAL, INC.SRC · Entity 94984DirectorJanuary 23, 2024January 23, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Daseke, Inc.

Report date June 01, 2020 · Filed June 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect169,650 Reported balance After 2020-06-01 transaction · row 1
1 source row

Row 1 · 2020-06-01 · Exercise / conversion · Acquired 11,574 · Balance 169,650

F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.

F2: RSUs convert into common stock on a one-for-one basis.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect29,657 Reported balance After 2020-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-01 · Grant · Acquired 18,083 · Balance 29,657

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash.

F5: Not Applicable

F6: This total includes prior awards that have different vesting expiration dates

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect18,083 Reported balance After 2020-06-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-01 · Exercise / conversion · Disposed 11,574 · Balance 18,083

F2: RSUs convert into common stock on a one-for-one basis.

F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.

F7: The Reporting Person received 11,574 RSUs on June 1, 2019 which fully vested on June 1, 2020.

F5: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.

F2: RSUs convert into common stock on a one-for-one basis.

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash.

F5: Not Applicable

F6: This total includes prior awards that have different vesting expiration dates

F7: The Reporting Person received 11,574 RSUs on June 1, 2019 which fully vested on June 1, 2020.

Evolv Technologies Holdings, Inc.

Report date July 16, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect291,510 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Disposition to issuer · Disposed 67,500 · Balance 291,510

F1: Represents unvested founder shares that were automatically forfeited and cancelled for no consideration on July 16, 2026 because the applicable vesting conditions were not satisfied.

Class A Common StockSEC Table I · non-derivativeIndirectBy IRA44,081 Reported balance Holding disclosure · report date 2026-07-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 44,081

Filing footnotes · ownership attribution and instrument terms

F1: Represents unvested founder shares that were automatically forfeited and cancelled for no consideration on July 16, 2026 because the applicable vesting conditions were not satisfied.

NRC GROUP HOLDINGS CORP.

Report date June 22, 2017 · Filed June 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect500,000 Reported balance Holding disclosure · report date 2017-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 500,000

F1: The reporting person also has pecuniary interests in shares of common stock through his membership interest in Hennessy Capital Partners III LLC, over which the reporting person does not have voting or dispositive control.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person also has pecuniary interests in shares of common stock through his membership interest in Hennessy Capital Partners III LLC, over which the reporting person does not have voting or dispositive control.

NewHold Investment Corp IV

Report date April 14, 2026 · Filed April 16, 2026

This filing explicitly reported no securities owned.

NewHold Investment Corp. II

Report date October 29, 2021 · Filed November 02, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Footnote6,070,254 Reported balance After 2021-10-29 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-10-29 · Purchase · Acquired 391,578 · Balance 6,070,254

F1: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants.

F2: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote2,052,374 Reported balance After 2021-10-29 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2021-10-29 · Other · Disposed 145,640 · Balance 2,052,374

F5: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F6: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters.

F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants.

F2: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

F5: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F6: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters.

NewHold Investment Corp. III

Report date February 27, 2025 · Filed April 25, 2025

This filing explicitly reported no securities owned.

SPIRIT REALTY CAPITAL, INC.

Report date January 23, 2024 · Filed January 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.05 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-01-23 transaction · row 1
1 source row

Row 1 · 2024-01-23 · Disposition to issuer · Disposed 33,579 · Balance 0

F1: Represents shares of the Company's common stock (including restricted stock) disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation (Realty Income), Saints MD Subsidiary, Inc. and the Company, dated as of October 29, 2023 (as amended or supplemented from time to time, the Merger Agreement). In accordance with the Merger Agreement, upon the Effective Time, each share of the Company's common stock was converted into the right to receive 0.762 shares of common stock of Realty Income.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Company's common stock (including restricted stock) disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation (Realty Income), Saints MD Subsidiary, Inc. and the Company, dated as of October 29, 2023 (as amended or supplemented from time to time, the Merger Agreement). In accordance with the Merger Agreement, upon the Effective Time, each share of the Company's common stock was converted into the right to receive 0.762 shares of common stock of Realty Income.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2026 Filed Oct 6, 2026 20:03 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Disposition to issuerClass A Common Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001558255-26-000004 · wk-form4_1791316995.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,510

F1 · shares: Represents unvested founder shares that were automatically forfeited and cancelled for no consideration on July 16, 2026 because the applicable vesting conditions were not satisfied.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 GrantRestricted Stock Units · Derivative 28,318 $0.00 $0.00
Disclosure

SEC source: 0001558255-26-000002 · wk-form4_1782158756.xml · derivative · entry 4

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,318

Underlying: Class A Common Stock · 28,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 18, 2027 or the day immediately preceding the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionRestricted Stock Units · Derivative 27,050 $0.00 $0.00
Disclosure

SEC source: 0001558255-26-000002 · wk-form4_1782158756.xml · derivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionClass A Common Stock 27,050 $0.00 $0.00
Disclosure

SEC source: 0001558255-26-000002 · wk-form4_1782158756.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2025 Filed Nov 21, 2025 21:39 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 15,000 $5.68 $85,195.50
Disclosure

SEC source: 0001558255-25-000004 · wk-form4_1763761154.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 44,081

Read SEC document
June 20, 2025 Filed Jun 24, 2025 20:13 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 GrantRestricted Stock Units · Derivative 27,050 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032835 · wk-form4_1750795975.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,050

Underlying: Class A Common Stock · 27,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 20, 2026 or the day immediately preceding the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:51 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionRestricted Stock Units · Derivative 54,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029095 · wk-form4_1748983879.xml · derivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vested in full on May 31, 2025.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:51 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionClass A Common Stock 54,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029095 · wk-form4_1748983879.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:00 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 OtherPut Option (obligation to buy) · Derivative 215,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-092909 · tm2422636-1_4seq1.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,800

Underlying: Class A Common Stock · 215,800 shares

Expires 2026-07-16

F1 · derivative.exercise_price: On August 22, 2024, the Reporting Person entered into an amended and restated secured promissory note (the "Note") with NewHold Enterprises LLC (the "Borrower"), which amended and restated the terms of a secured promissory note issued by the Borrower to the Reporting Person on April 20, 2022, pursuant to which the Reporting Person loaned the Borrower $300,000. The Borrower has agreed to satisfy its repayment obligations under the Note by delivering to the Reporting Person 215,800 shares of Class A Common Stock on July 16, 2026, or earlier in the event of a Change of Control (as defined in the Letter Agreement referenced below), all of which shares are currently unvested.

F2 · derivative.exercise_price: The Borrower also has the option to prepay the Note in cash at any time after February 28, 2025. In the event the shares of Class A Common Stock to be delivered by the Borrower under the Note have not vested on or prior to July 16, 2026 in accordance with the terms of that certain Letter Agreement, dated March 5, 2021, by and among NewHold Industrial Technology Holdings LLC, Evolv Technologies, Inc., NewHold Investment Corp. and certain other parties thereto, the Borrower's obligations under the Note, including without limitation its repayment obligations, shall automatically terminate and the Note shall have no further force or effect.

F1 · kind: On August 22, 2024, the Reporting Person entered into an amended and restated secured promissory note (the "Note") with NewHold Enterprises LLC (the "Borrower"), which amended and restated the terms of a secured promissory note issued by the Borrower to the Reporting Person on April 20, 2022, pursuant to which the Reporting Person loaned the Borrower $300,000. The Borrower has agreed to satisfy its repayment obligations under the Note by delivering to the Reporting Person 215,800 shares of Class A Common Stock on July 16, 2026, or earlier in the event of a Change of Control (as defined in the Letter Agreement referenced below), all of which shares are currently unvested.

F2 · kind: The Borrower also has the option to prepay the Note in cash at any time after February 28, 2025. In the event the shares of Class A Common Stock to be delivered by the Borrower under the Note have not vested on or prior to July 16, 2026 in accordance with the terms of that certain Letter Agreement, dated March 5, 2021, by and among NewHold Industrial Technology Holdings LLC, Evolv Technologies, Inc., NewHold Investment Corp. and certain other parties thereto, the Borrower's obligations under the Note, including without limitation its repayment obligations, shall automatically terminate and the Note shall have no further force or effect.

F1 · price: On August 22, 2024, the Reporting Person entered into an amended and restated secured promissory note (the "Note") with NewHold Enterprises LLC (the "Borrower"), which amended and restated the terms of a secured promissory note issued by the Borrower to the Reporting Person on April 20, 2022, pursuant to which the Reporting Person loaned the Borrower $300,000. The Borrower has agreed to satisfy its repayment obligations under the Note by delivering to the Reporting Person 215,800 shares of Class A Common Stock on July 16, 2026, or earlier in the event of a Change of Control (as defined in the Letter Agreement referenced below), all of which shares are currently unvested.

F2 · price: The Borrower also has the option to prepay the Note in cash at any time after February 28, 2025. In the event the shares of Class A Common Stock to be delivered by the Borrower under the Note have not vested on or prior to July 16, 2026 in accordance with the terms of that certain Letter Agreement, dated March 5, 2021, by and among NewHold Industrial Technology Holdings LLC, Evolv Technologies, Inc., NewHold Investment Corp. and certain other parties thereto, the Borrower's obligations under the Note, including without limitation its repayment obligations, shall automatically terminate and the Note shall have no further force or effect.

F1 · derivative.exercise_date: On August 22, 2024, the Reporting Person entered into an amended and restated secured promissory note (the "Note") with NewHold Enterprises LLC (the "Borrower"), which amended and restated the terms of a secured promissory note issued by the Borrower to the Reporting Person on April 20, 2022, pursuant to which the Reporting Person loaned the Borrower $300,000. The Borrower has agreed to satisfy its repayment obligations under the Note by delivering to the Reporting Person 215,800 shares of Class A Common Stock on July 16, 2026, or earlier in the event of a Change of Control (as defined in the Letter Agreement referenced below), all of which shares are currently unvested.

F2 · derivative.exercise_date: The Borrower also has the option to prepay the Note in cash at any time after February 28, 2025. In the event the shares of Class A Common Stock to be delivered by the Borrower under the Note have not vested on or prior to July 16, 2026 in accordance with the terms of that certain Letter Agreement, dated March 5, 2021, by and among NewHold Industrial Technology Holdings LLC, Evolv Technologies, Inc., NewHold Investment Corp. and certain other parties thereto, the Borrower's obligations under the Note, including without limitation its repayment obligations, shall automatically terminate and the Note shall have no further force or effect.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 GrantRestricted Stock Units · Derivative 54,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026302 · wk-form4_1717445132.xml · derivative · entry 4

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,195

Underlying: Class A Common Stock · 54,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 31, 2025 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionRestricted Stock Units · Derivative 25,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026302 · wk-form4_1717445132.xml · derivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vested in full on May 30, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:05 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 Exercise / conversionClass A Common Stock 25,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026302 · wk-form4_1717445132.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 23, 2024 09:30 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 Disposition to issuerCommon stock, par value $0.05 per share 33,579 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-006298 · ownership.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of the Company's common stock (including restricted stock) disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation (Realty Income), Saints MD Subsidiary, Inc. and the Company, dated as of October 29, 2023 (as amended or supplemented from time to time, the Merger Agreement). In accordance with the Merger Agreement, upon the Effective Time, each share of the Company's common stock was converted into the right to receive 0.762 shares of common stock of Realty Income.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:39 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 1,395 $43.90 $61,240.50
Disclosure

SEC source: 0001209191-23-059170 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,579

F1 · shares: Represents restricted stock awarded from the elective deferral of Director fees. The shares of restricted stock vest in full 12 months from the date of grant, subject to continued service.

Read SEC document
May 30, 2023 Filed May 31, 2023 12:39 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 GrantRestricted Stock Units · Derivative 25,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020215 · wk-form4_1685536788.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,846

Underlying: Class A Common Stock · 25,846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 30, 2024 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:31 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 5,000 $5.69 $28,450.00
Disclosure

SEC source: 0001628280-23-019066 · wf-form4_168452828172321.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,919

Read SEC document
May 03, 2023 Filed May 4, 2023 17:49 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 1,337 $37.39 $49,990.43
Disclosure

SEC source: 0001209191-23-027393 · doc4.xml · nonDerivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,184

F2 · shares: Represents restricted stock awarded from the elective deferral of Director fees. The shares of restricted stock vest in full 12 months from the date of grant, subject to continued service.

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May 03, 2023 Filed May 4, 2023 17:49 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 3,476 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027393 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,847

F1 · shares: Represents the 2023 Annual Restricted Stock Award for Director service. The shares of Restricted Stock vest in full 12 months following the date of grant, subject to continued service.

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March 08, 2023 Filed Mar 9, 2023 21:34 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 8,000 $3.13 $25,040.00
Disclosure

SEC source: 0001628280-23-007314 · wf-form4_167839767504649.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,919

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:21 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 1,208 $41.38 $49,987.04
Disclosure

SEC source: 0001209191-22-061902 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F1 · shares: Represents restricted stock awarded from the elective deferral of Director fees. The shares of restricted stock vest in full 12 months from the date of grant, subject to continued service.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 22:59 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 8,000 $3.87 $30,960.00
Disclosure

SEC source: 0001628280-22-030192 · wf-form4_166863953444303.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,919

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:30 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 8,000 $3.18 $25,440.00
Disclosure

SEC source: 0001104659-22-072419 · tm2218267-2_4seq1.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,919

Read SEC document
May 18, 2022 Filed May 20, 2022 16:14 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 1,385 $41.23 $57,103.55
Disclosure

SEC source: 0001209191-22-030994 · doc4.xml · nonDerivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,163

F2 · shares: Represents restricted stock awarded from the elective deferral of Director fees. The shares of restricted stock vest in full 12 months from the date of grant, subject to continued service.

Read SEC document
May 18, 2022 Filed May 20, 2022 16:14 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 3,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030994 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,778

F1 · shares: Represents the 2022 Annual Restricted Stock Award for Director service. The shares of restricted stock vest in full 12 months following the date of grant, subject to continued service.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:16 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 29,081 $1.80 $52,203.30
Disclosure

SEC source: 0001104659-22-036121 · tm229748-3_4seq1.xml · nonDerivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 29,081

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.7799 to $1.7999. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:16 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 70,919 $1.84 $130,221.47
Disclosure

SEC source: 0001104659-22-036121 · tm229748-3_4seq1.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,919

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.775 to $1.87. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:24 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 7,000 $6.96 $48,718.60
Disclosure

SEC source: 0001213900-21-060037 · ownership.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:17 UTC Amendment NewHold Investment Corp. II NHIC · Entity 134004 OtherClass B Common Stock · Derivative 145,640 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-056243 · ownership.xml · derivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,052,374

Underlying: Class A Common Stock · 145,640 shares

Expires not disclosed

F5 · security: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F5 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F6 · kind: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters.

F5 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F5 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F4 · ownership.nature: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:17 UTC Amendment NewHold Investment Corp. II NHIC · Entity 134004 PurchaseWarrants to purchase Class A Common Stock · Derivative 391,578 $1.00 Strike: $11.50 $391,578.00
Disclosure

SEC source: 0001213900-21-056243 · ownership.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,070,254

Underlying: Class A Common Stock · 391,578 shares

Expires not disclosed

F1 · kind: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants.

F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F4 · ownership.nature: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 06:54 UTC NewHold Investment Corp. II NHIC · Entity 134004 PurchaseWarrants to purchase Class A Common Stock · Derivative 5,678,677 $1.00 Strike: $11.50 $5,678,677.00
Disclosure

SEC source: 0001213900-21-054742 · ownership.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,678,677

Underlying: Class A Common Stock · 5,678,677 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC II, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.

Read SEC document
August 24, 2021 Filed Aug 24, 2021 20:15 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 PurchaseClass A Common Stock 10,000 $8.79 $87,900.00
Disclosure

SEC source: 0001213900-21-044591 · ownership.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Read SEC document
July 20, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 OtherClass A Common Stock 2,318,200 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F6 · kind: The reporting person resigned from his position as manager of NewHold Industrial Technology Holdings LLC as of July 20, 2021.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 ConversionClass B Common Stock · Derivative 135,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 7

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 135,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.

F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 ConversionClass B Common Stock · Derivative 2,318,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 6

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,318,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.

F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 GiftClass B Common Stock · Derivative 379,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 5

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,318,200

Underlying: Class A Common Stock · 379,300 shares

Expires not disclosed

F4 · kind: Gift to Public Benefit Company for no consideration.

F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 OtherClass B Common Stock · Derivative 172,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 4

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,697,500

Underlying: Class A Common Stock · 172,500 shares

Expires not disclosed

F1 · kind: Forfeiture of Class B Common Stock from stockholder in registrant to NewHold Industrial Technology Holdings LLC for no consideration

F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 ConversionClass A Common Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.

Read SEC document
July 16, 2021 Filed Jul 21, 2021 01:20 UTC Evolv Technologies Holdings, Inc. EVLV · Entity 5017 ConversionClass A Common Stock 2,318,200 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,318,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.

Read SEC document
May 19, 2021 Filed May 21, 2021 16:28 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon stock, par value $0.05 per share 2,386 $46.10 $109,994.60
Disclosure

SEC source: 0001209191-21-034915 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

F1 · shares: 2021 Annual Restricted Stock Award for Director service. Restrictions lapse 12 months following the date of grant subject to continued service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 14:05 UTC Evolv Technologies Holdings, Inc. NHIC · Entity 5017 PurchaseWarrants to purchase Class A Common Stock · Derivative 3,850,000 $1.00 Strike: $11.50 $3,850,000.00
Disclosure

SEC source: 0001213900-20-020541 · ownership.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,850,000

Underlying: Class A Common Stock · 3,850,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 14:03 UTC Evolv Technologies Holdings, Inc. NHIC · Entity 5017 PurchaseWarrants to purchase Class A Common Stock · Derivative 3,850,000 $1.00 Strike: $11.50 $3,850,000.00
Disclosure

SEC source: 0001213900-20-020536 · ownership.xml · derivative · entry 1

Baynes-Reid Charlie · CIK 0001819623 · Chief Operating Officer · 10% owner

Charlton Kevin M. · CIK 0001558255 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,850,000

Underlying: Class A Common Stock · 3,850,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 14:04 UTC Evolv Technologies Holdings, Inc. NHIC · Entity 5017 PurchaseWarrants to purchase Class A Common Stock · Derivative 3,850,000 $1.00 Strike: $11.50 $3,850,000.00
Disclosure

SEC source: 0001213900-20-020538 · ownership.xml · derivative · entry 1

Goldman Charles Mathew · CIK 0001819701 · Director · 10% owner

Charlton Kevin M. · CIK 0001558255 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,850,000

Underlying: Class A Common Stock · 3,850,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 14:02 UTC Evolv Technologies Holdings, Inc. NHIC · Entity 5017 PurchaseWarrants to purchase Class A Common Stock · Derivative 3,850,000 $1.00 Strike: $11.50 $3,850,000.00
Disclosure

SEC source: 0001213900-20-020533 · ownership.xml · derivative · entry 1

Deutsch Adam · CIK 0001819308 · Chief Financial Officer · 10% owner

Charlton Kevin M. · CIK 0001558255 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,850,000

Underlying: Class A Common Stock · 3,850,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 16:19 UTC SPIRIT REALTY CAPITAL, INC. SRC · Entity 94984 GrantCommon Stock, par value $0.05 per share 2,754 $39.94 $109,994.76
Disclosure

SEC source: 0001209191-20-035503 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

F1 · shares: 2020 Annual Restricted Stock Award for Director service. Restrictions lapse 12 months following the date of grant subject to continued service.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:39 UTC Daseke, Inc. DSKE · Entity 92403 Exercise / conversionRestricted Stock Unit · Derivative 11,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008595 · doc4.xml · derivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,083

Underlying: Common Stock · 11,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.

F7 · derivative.exercise_date: The Reporting Person received 11,574 RSUs on June 1, 2019 which fully vested on June 1, 2020.

F5 · derivative.expiration_date: Not Applicable

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June 01, 2020 Filed Jun 3, 2020 22:39 UTC Daseke, Inc. DSKE · Entity 92403 GrantRestricted Stock Unit · Derivative 18,083 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008595 · doc4.xml · derivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,657

Underlying: Common Stock · 18,083 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reporting person received 18,083 RSUs, which will fully vest on June 1, 2021. Upon vesting, such RSUs will be settled in, at the discretion of the board of directors of the Issuer, either shares of common stock or cash.

F5 · derivative.expiration_date: Not Applicable

F6 · balance_after: This total includes prior awards that have different vesting expiration dates

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June 01, 2020 Filed Jun 3, 2020 22:39 UTC Daseke, Inc. DSKE · Entity 92403 Exercise / conversionCommon Stock 11,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008595 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2019.

F2 · price: RSUs convert into common stock on a one-for-one basis.

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May 15, 2020 Filed May 15, 2020 20:20 UTC Daseke, Inc. DSKE · Entity 92403 PurchaseCommon Stock 14,000 $1.65 $23,077.60
Disclosure

SEC source: 0001225208-20-007826 · doc4.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,076

F1 · price: On May 15, 2020, Mr. Charlton purchased these shares in multiple trades at prices ranging from $1.64 to $1.65. The price reported above reflects the weighted average purchase price. Mr. Charlton hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

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September 06, 2019 Filed Sep 11, 2019 00:52 UTC Daseke, Inc. DSKE · Entity 92403 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049638 · a4.xml · derivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,574

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received 50,000 RSUs, which will fully vest on September 6, 2020, assuming Reporting Person continues to serve as a director through the vesting date. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested.

F2 · derivative.expiration_date: The Reporting Person received 50,000 RSUs, which will fully vest on September 6, 2020, assuming Reporting Person continues to serve as a director through the vesting date. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested.

F3 · balance_after: This total includes prior awards that have different vesting expiration dates.

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June 01, 2019 Filed Jun 4, 2019 21:50 UTC Daseke, Inc. DSKE · Entity 92403 Exercise / conversionRestricted Stock Unit · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008839 · doc4.xml · derivative · entry 3

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,574

Underlying: Common Stock · 5,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018.

F7 · derivative.exercise_date: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019.

F5 · derivative.expiration_date: Not Applicable

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.