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Watt Darren Jeffrey

Disclosed activity across 1 company

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36485
SEC CIK
0001661695

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RB GLOBAL INC.RBA · Entity 3351Chief Legal OfficerSeptember 17, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RB GLOBAL INC.

Report date September 17, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible securityDirect39 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 3 · Balance 39

F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible securityDirect29 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 5 · Balance 29

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible securityDirect14 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 8 · Balance 14

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 16, 2021 15:15 UTC RB GLOBAL INC. RBA · Entity 3351 Tax withholdingCommon Shares 4,381 $56.49 $247,482.69
Disclosure

SEC source: 0001209191-21-020691 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:15 UTC RB GLOBAL INC. RBA · Entity 3351 Tax withholdingCommon Shares 1,128 $56.49 $63,720.72
Disclosure

SEC source: 0001209191-21-020691 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,543

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 19:44 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 500 $57.00 $28,500.00
Disclosure

SEC source: 0001209191-21-020424 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,687

Read SEC document
March 05, 2021 Filed Mar 8, 2021 19:30 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 500 $54.15 $27,075.00
Disclosure

SEC source: 0001209191-21-018482 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,187

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:55 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 PSUs) · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019180 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Shares · 32 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:55 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019180 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Shares · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 05, 2021 Filed Mar 11, 2021 20:20 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 GrantCommon Shares 32 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-019751 · doc4a.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F3 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 PSUs on 3/5/2021, which were vested upon issuance.

Read SEC document
March 05, 2021 Filed Mar 11, 2021 20:20 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 GrantCommon Shares 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-019751 · doc4a.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,639

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F2 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 RSUs on 3/5/2021, which were vested upon issuance.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 7,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 408 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 7,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 1,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:12 UTC RB GLOBAL INC. RBA · Entity 3351 GrantEmployee Stock Option (Right to Buy) · Derivative 13,649 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001209191-21-015109 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649

Underlying: Common Shares · 13,649 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on February 25, 2021 and vests equally in three equal annual installments beginning February 25, 2022.

F2 · derivative.expiration_date: The option expires on February 25, 2031; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:19 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 PSUs) · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011960 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

Underlying: Common Shares · 408 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:19 UTC RB GLOBAL INC. RBA · Entity 3351 GrantPerformance Share Units (2018 PSUs) · Derivative 7,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011960 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,749

Underlying: Common Shares · 7,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 31, 2020 Filed Jan 11, 2021 21:36 UTC RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 359 $62.59 $22,469.81
Disclosure

SEC source: 0001209191-21-002939 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,621

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from December 8, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 8, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

Read SEC document
December 31, 2020 Filed Jun 7, 2021 23:28 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 172 $62.59 $10,765.48
Disclosure

SEC source: 0001209191-21-038762 · doc4a.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,621

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from December 8, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).

F2 · shares: Due to a clerical error, amount of securities issued corrected from 359 to 172.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 8, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

Read SEC document
December 16, 2020 Filed Dec 19, 2020 00:31 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064548 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:39 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051217 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99

Underlying: Common Shares · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

Read SEC document
August 17, 2020 Filed Aug 18, 2020 00:30 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,599 $0.00 Strike: $22.46 $0.00
Disclosure

SEC source: 0001209191-20-047041 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,599 shares

Expires 2024-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 11, 2014 and vests equally in three equal annual installments beginning March 11, 2015.

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August 17, 2020 Filed Aug 18, 2020 00:30 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 4,599 $64.00 $294,336.00
Disclosure

SEC source: 0001209191-20-047041 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 17, 2020 Filed Aug 18, 2020 00:30 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 4,599 $22.46 $103,293.54
Disclosure

SEC source: 0001209191-20-047041 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:00 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,500 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 5, 2013 and vests equally in three equal annual installments beginning March 5, 2014.

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August 12, 2020 Filed Aug 13, 2020 00:00 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 3,500 $60.02 $210,070.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:00 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 3,500 $21.34 $74,690.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:57 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,600 $0.00 Strike: $23.44 $0.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,600 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 6, 2012 and vests equally in three equal annual installments beginning March 6, 2013.

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August 11, 2020 Filed Aug 12, 2020 23:57 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 3,600 $57.58 $207,288.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:57 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 3,600 $23.44 $84,384.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:25 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037889 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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May 19, 2020 Filed May 20, 2020 22:20 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 477 $41.66 $19,871.82
Disclosure

SEC source: 0001209191-20-031009 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,262

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:42 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionDividend Equivalent Rights (2017 PSUs) · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020942 · doc4.xml · derivative · entry 7

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Shares · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

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March 20, 2020 Filed Mar 24, 2020 20:42 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionPerformance Share Units (2017 PSUs) · Derivative 4,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020942 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,945

Underlying: Common Shares · 4,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

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March 20, 2020 Filed Mar 24, 2020 20:42 UTC RB GLOBAL INC. RBA · Entity 3351 Tax withholdingCommon Shares 2,816 $42.16 $118,722.56
Disclosure

SEC source: 0001209191-20-020942 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

F4 · shares: Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.

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March 20, 2020 Filed Mar 24, 2020 20:42 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 318 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-020942 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:42 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 4,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-020942 · doc4.xml · nonDerivative · entry 3

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 22:49 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017889 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Underlying: Common Shares · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 22:47 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2017 PSUs) · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017887 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:03 UTC RB GLOBAL INC. RBA · Entity 3351 GrantEmployee Stock Option (Right to Buy) · Derivative 16,921 $0.00 Strike: $40.64 $0.00
Disclosure

SEC source: 0001209191-20-017493 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,921

Underlying: Common Shares · 16,921 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.

F2 · derivative.expiration_date: The option expires on March 5, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 02, 2020 Filed Mar 5, 2020 01:01 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2017 PSUs) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016390 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 292 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:01 UTC RB GLOBAL INC. RBA · Entity 3351 GrantPerformance Share Units (2017 PSUs) · Derivative 4,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016390 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,945

Underlying: Common Shares · 4,945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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December 31, 2019 Filed Mar 4, 2020 18:08 UTC RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 1,169 $41.17 $48,127.73
Disclosure

SEC source: 0001209191-20-015928 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,606

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from August 23, 2019 through December 31, 2019, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from August 23, 2019 through December 31, 2019, at prices ranging from $28.75 to $37.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 18, 2019 Filed Dec 19, 2019 22:45 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061393 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Common Shares · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 17:43 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050296 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 22:30 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,700 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001209191-19-047566 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,700 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 22:30 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 2,279 $39.33 $89,633.07
Disclosure

SEC source: 0001209191-19-047566 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347

Read SEC document
August 23, 2019 Filed Aug 27, 2019 22:30 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 2,700 $25.91 $69,957.00
Disclosure

SEC source: 0001209191-19-047566 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.