Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AKAMAI TECHNOLOGIES INCAKAM · Entity 3352 | Director | May 15, 2019 | May 17, 2019 |
| Moderna, Inc.MRNA · Entity 2025 | Director | April 30, 2025 | May 01, 2025 |
| Okta, Inc.OKTA · Entity 3154 | Director | June 18, 2026 | June 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AKAMAI TECHNOLOGIES INC
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 71,750 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Exercise / conversion · Acquired 12,072 · Balance 71,750 F1: Represents total of all deferred unit distributions ("DSUs") on May 15, 2019 reflected on Table II below. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-15 · Exercise / conversion · Disposed 4,580 · Balance 0 F2: DSUs represent the right to receive one share of Akamai common stock upon vesting. Distribution of these vested DSUs was deferred until Mr. Sagan's departure from the Board of Directors on May 15, 2019. F3: Not applicable. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-15 · Exercise / conversion · Disposed 4,532 · Balance 0 F2: DSUs represent the right to receive one share of Akamai common stock upon vesting. Distribution of these vested DSUs was deferred until Mr. Sagan's departure from the Board of Directors on May 15, 2019. F3: Not applicable. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-15 · Exercise / conversion · Disposed 2,960 · Balance 0 F4: Each DSU represents the right to receive 1 share of common stock upon vesting. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents total of all deferred unit distributions ("DSUs") on May 15, 2019 reflected on Table II below.
F2: DSUs represent the right to receive one share of Akamai common stock upon vesting. Distribution of these vested DSUs was deferred until Mr. Sagan's departure from the Board of Directors on May 15, 2019.
F3: Not applicable.
F4: Each DSU represents the right to receive 1 share of common stock upon vesting.
Moderna, Inc.
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2035-04-30 | Direct | 25,512 |
Reported balance
After 2025-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 25,512 · Balance 25,512 F1: This option will become fully vested and exercisable on the earlier of April 30, 2026, or Moderna's next Annual Meeting of Shareholders, subject to the recipient's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: This option will become fully vested and exercisable on the earlier of April 30, 2026, or Moderna's next Annual Meeting of Shareholders, subject to the recipient's continued service.
Okta, Inc.
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,080 |
Reported balance
After 2026-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 2,080 · Balance 2,080 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Catalyst Partners Acquisition Corp.
Report date February 07, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-07 · Other · Disposed 37,000 · Balance 0 F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 31, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association (the "Articles") and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on February 7, 2023.
EMC CORP
Report date September 06, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-07 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 10,000 · Balance 85,800 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 2 · 2016-09-06 · Tax withholding · Disposed 6,010 · Balance 79,790 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 3 · 2016-09-06 · Exercise / conversion · Acquired 10,000 · Balance 89,790 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 4 · 2016-09-06 · Tax withholding · Disposed 4,443 · Balance 85,347 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 5 · 2016-09-06 · Exercise / conversion · Acquired 10,000 · Balance 95,347 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 6 · 2016-09-06 · Tax withholding · Disposed 6,824 · Balance 88,523 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 7 · 2016-09-07 · Disposition to issuer · Disposed 88,523 · Balance 0 F3: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.29 · Expires 2018-05-21 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-06 · Exercise / conversion · Disposed 10,000 · Balance 0 F4: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.78 · Expires 2019-05-06 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-06 · Exercise / conversion · Disposed 10,000 · Balance 0 F4: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.63 · Expires 2020-04-29 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-06 · Exercise / conversion · Disposed 10,000 · Balance 0 F4: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
F3: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
F4: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
VMWARE LLC
Report date November 22, 2023 · Filed November 22, 2023
Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Disposition to issuer · Disposed 22,911 · Balance 1,482 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Row 2 · 2023-11-22 · Disposition to issuer · Disposed 1,482 · Balance 0 F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.
F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").
F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 17,889 | $49.53 | $886,042.17 |
DisclosureSEC source: 0001086222-17-000197 · wf-form4_149764387482160.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,258 F1 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on December 9, 2016. F2 · price: Average sale price per share. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 17,889 | $41.33 | $739,352.37 |
DisclosureSEC source: 0001086222-17-000197 · wf-form4_149764387482160.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 22:59 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 2,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039284 · doc4.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972 Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:16 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | GrantDeferred Stock Units · Derivative | 4,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001086222-17-000172 · wf-form4_149522494027818.xml · derivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 Underlying: Common Stock · 4,737 shares Expires not disclosed F1 · security: Each deferred stock unit ("DSU") represents the right to receive 1 share of common stock upon vesting. DSUs vest in full on the first anniversary of the date of grant. F1 · derivative.exercise_date: Each deferred stock unit ("DSU") represents the right to receive 1 share of common stock upon vesting. DSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:01 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionDeferred Stock Units · Derivative | 4,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001086222-17-000156 · wf-form4_149488207912502.xml · derivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each deferred stock unit ("DSU") represents the right to receive 1 share of common stock upon vesting. DSUs vest in full on the first anniversary of the date of grant. F1 · derivative.exercise_date: Each deferred stock unit ("DSU") represents the right to receive 1 share of common stock upon vesting. DSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:01 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 4,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001086222-17-000156 · wf-form4_149488207912502.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 16:03 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionStock option (right to buy) · Derivative | 18,666 | $32.33 Strike: $32.33 | $603,471.78 |
DisclosureSEC source: 0001086222-17-000124 · wf-form4_149218578501940.xml · derivative · entry 3 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,666 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested in full on February 8, 2012. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 16:03 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 18,666 | $58.75 | $1,096,627.50 |
DisclosureSEC source: 0001086222-17-000124 · wf-form4_149218578501940.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F1 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on December 9, 2016. F2 · price: Average sale price per share. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 16:03 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 18,666 | $32.33 | $603,471.78 |
DisclosureSEC source: 0001086222-17-000124 · wf-form4_149218578501940.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionStock option (right to buy) · Derivative | 18,667 | $32.33 Strike: $32.33 | $603,504.11 |
DisclosureSEC source: 0001086222-17-000119 · wf-form4_149029982721999.xml · derivative · entry 3 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,666 Underlying: Common Stock · 18,667 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested in full on February 8, 2012. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 18,667 | $64.66 | $1,207,008.22 |
DisclosureSEC source: 0001086222-17-000119 · wf-form4_149029982721999.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F1 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on December 9, 2016. F2 · price: Average sale price per share. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 18,667 | $32.33 | $603,504.11 |
DisclosureSEC source: 0001086222-17-000119 · wf-form4_149029982721999.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionStock option (right to buy) · Derivative | 18,667 | $32.33 Strike: $32.33 | $603,504.11 |
DisclosureSEC source: 0001086222-17-000006 · wf-form4_148373701590651.xml · derivative · entry 4 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,333 Underlying: Common Stock · 18,667 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested in full on February 8, 2012. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 18,667 | $67.81 | $1,265,809.27 |
DisclosureSEC source: 0001086222-17-000006 · wf-form4_148373701590651.xml · nonDerivative · entry 3 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F2 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on December 9, 2016. F3 · price: Average sale price per share. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 18,667 | $32.33 | $603,504.11 |
DisclosureSEC source: 0001086222-17-000006 · wf-form4_148373701590651.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Jan 6, 2017 21:10 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | GiftCommon Stock, par value $.01 per share | 44,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001086222-17-000006 · wf-form4_148373701590651.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 392,729 F1 · ownership.direct: Held by the Paul Sagan Revocable Trust. Mr. Sagan disclaims beneficial ownership of shares held by the Paul Sagan Revocable Trust except to the extent of his pecuniary interest therein. F1 · ownership.nature: Held by the Paul Sagan Revocable Trust. Mr. Sagan disclaims beneficial ownership of shares held by the Paul Sagan Revocable Trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:08 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionStock option (right to buy) · Derivative | 23,258 | $25.32 Strike: $25.32 | $588,892.56 |
DisclosureSEC source: 0001086222-16-000400 · wf-form4_148123127539480.xml · derivative · entry 3 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,258 shares Expires 2017-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests over four years as follows: 25% on February 5, 2011, and the remaining 75% vests in equal installments of 6.25% each quarter thereafter. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:08 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 23,258 | $64.84 | $1,508,048.72 |
DisclosureSEC source: 0001086222-16-000400 · wf-form4_148123127539480.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F1 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on March 4, 2016. F2 · shares: Average sale price per share. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:08 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 23,258 | $25.32 | $588,892.56 |
DisclosureSEC source: 0001086222-16-000400 · wf-form4_148123127539480.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:02 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionStock option (right to buy) · Derivative | 23,255 | $25.32 Strike: $25.32 | $588,816.60 |
DisclosureSEC source: 0001086222-16-000365 · wf-form4_147431534327304.xml · derivative · entry 4 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,258 Underlying: Common Stock · 23,255 shares Expires 2017-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests over four years as follows: 25% on February 5, 2011, and the remaining 75% vests in equal installments of 6.25% each quarter thereafter. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:02 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | SaleCommon Stock, par value $.01 per share | 23,255 | $51.33 | $1,193,679.15 |
DisclosureSEC source: 0001086222-16-000365 · wf-form4_147431534327304.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,822 F1 · kind: Sale was made pursuant to a Rule 10b5-1 Plan adopted by Mr. Sagan on March 4, 2016. F2 · price: Average sale price per share. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:02 UTC | AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 | Exercise / conversionCommon Stock, par value $.01 per share | 23,255 | $25.32 | $588,816.60 |
DisclosureSEC source: 0001086222-16-000365 · wf-form4_147431534327304.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Disposition to issuerCommon Stock | 88,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 7 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:00 UTC | VMWARE LLC VMW · Entity 11690 | OtherDell Technologies Class V common stock · Derivative | 9,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-140838 · doc4.xml · derivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,866 Underlying: see footnote 2 · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 88,523 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.exercise_price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · price: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 88,523 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.exercise_date: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 88,523 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.exercise_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.expiration_date: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 88,523 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.expiration_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.underlying_shares: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 88,523 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.underlying_shares: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 10,000 | Not disclosed Strike: $19.63 | Not disclosed |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · derivative · entry 10 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F4 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 10,000 | Not disclosed Strike: $12.78 | Not disclosed |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · derivative · entry 9 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F4 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 10,000 | Not disclosed Strike: $17.29 | Not disclosed |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · derivative · entry 8 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F4 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 6,824 | $28.77 | $196,326.48 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 6 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,523 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 10,000 | $19.63 | $196,300.00 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 5 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 4,443 | $28.77 | $127,825.11 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 4 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,347 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 10,000 | $12.78 | $127,800.00 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 3 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 6,010 | $28.77 | $172,907.70 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 2 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,790 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:26 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 10,000 | $17.29 | $172,900.00 |
DisclosureSEC source: 0000790070-16-000301 · edgar.xml · nonDerivative · entry 1 SAGAN PAUL · CIK 0001035440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.