Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nautilus Biotechnology, Inc.NAUT · Entity 6679 | Director | June 18, 2026 | June 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nautilus Biotechnology, Inc.
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.28 · Expires 2036-06-18 | Direct | 45,000 |
Reported balance
After 2026-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 45,000 · Balance 45,000 F1: Subject to reporting person's continuous status as a "Service Provider" (as defined in the the Issuer's 2021 Equity Incentive Plan) through each applicable vesting date, one-twelfth (1/12th) of the shares subject to the Option shall vest on a monthly basis following the date of grant on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month). |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to reporting person's continuous status as a "Service Provider" (as defined in the the Issuer's 2021 Equity Incentive Plan) through each applicable vesting date, one-twelfth (1/12th) of the shares subject to the Option shall vest on a monthly basis following the date of grant on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month).
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apptio Inc
Report date January 10, 2019 · Filed January 11, 2019
Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-01-10 transaction · row 5
4 source rows · reconciled sequenceRow 1 · 2018-12-13 · Gift · Disposed 3,600 · Balance 58,584 Row 2 · 2018-12-21 · Gift · Disposed 3,000 · Balance 55,584 Row 3 · 2018-12-21 · Gift · Disposed 14,971 · Balance 40,613 Row 5 · 2019-01-10 · Disposition to issuer · Disposed 40,613 · Balance 0 F3: Includes 4,652 restricted stock units which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share. F1: Disposed of pursuant to the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $38.00 per share. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2019-01-10 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-01-10 · Disposition to issuer · Disposed 23,916 · Balance 0 F1: Disposed of pursuant to the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $38.00 per share. F2: Shares held by the McIlwain Family GST Trust. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05 | Direct | 0 |
Reported balance
After 2019-01-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-10 · Disposition to issuer · Disposed 30,000 · Balance 0 F4: Includes 7,545 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes. F5: Includes 22,455 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes. F6: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $38.00 per share.
F2: Shares held by the McIlwain Family GST Trust.
F3: Includes 4,652 restricted stock units which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share.
F4: Includes 7,545 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.
F5: Includes 22,455 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.
F6: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.
SMARTSHEET INC
Report date January 22, 2025 · Filed January 24, 2025
Section 16 reporting ended · disclosed 2025-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 1
1 source rowRow 1 · 2025-01-22 · Disposition to issuer · Disposed 131,122 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-06-18 | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-22 · Disposition to issuer · Disposed 4,864 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes. F4: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time. F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
F2: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.
F4: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.
F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 1,835 | $45.69 | $83,836.20 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 19 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 240,777 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 24,568 | $44.94 | $1,104,125.23 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 18 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 242,612 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 195,853 | $43.76 | $8,570,135.57 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 17 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 267,180 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $44.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 42 | $46.73 | $1,962.85 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 16 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 45,934 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.54 to $46.805 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 349 | $45.69 | $15,944.87 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 15 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 45,976 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 4,698 | $44.94 | $211,135.64 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 14 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 46,325 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 37,392 | $43.76 | $1,636,199.14 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 13 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 51,023 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $44.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 1,035 | $46.73 | $48,370.31 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 12 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 1,149,892 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.54 to $46.805 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 8,773 | $8,773.00 | $76,965,529.00 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 11 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 1,150,927 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 117,449 | $44.94 | $5,278,345.98 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 10 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 1,159,700 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 936,177 | $43.76 | $40,965,233.17 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 9 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 1,277,149 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $44.455 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 86 | $44.43 | $3,821.12 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 8 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 11,800 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $44.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona Fund IV and Madrona Fund IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are managing members of Madrona IV LLC, and may be deemed to share voting and investment power over the securities held by Madrona Fund IV and Madrona Fund IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 619 | $43.74 | $27,076.98 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 7 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 11,886 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $44.245 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona Fund IV and Madrona Fund IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are managing members of Madrona IV LLC, and may be deemed to share voting and investment power over the securities held by Madrona Fund IV and Madrona Fund IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 3,554 | $44.43 | $157,909.91 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 6 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 463,033 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $44.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona Fund IV and Madrona Fund IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are managing members of Madrona IV LLC, and may be deemed to share voting and investment power over the securities held by Madrona Fund IV and Madrona Fund IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 24,119 | $43.74 | $1,055,039.83 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 5 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 466,587 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $44.245 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona Fund IV and Madrona Fund IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are managing members of Madrona IV LLC, and may be deemed to share voting and investment power over the securities held by Madrona Fund IV and Madrona Fund IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 675 | $44.43 | $29,991.33 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 4 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 88,415 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $44.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 4,609 | $43.74 | $201,611.95 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 3 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 89,090 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $44.245 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 16,979 | $44.43 | $754,404.14 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 2,213,326 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $44.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 115,301 | $43.74 | $5,043,623.17 |
DisclosureSEC source: 0001381752-20-000004 · wf-form4_158526800699441.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 2,230,305 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $44.245 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 4,462 | $45.00 | $200,790.00 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 6 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 12,505 F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 175,103 | $45.00 | $7,879,635.00 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 5 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 490,706 F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 33,435 | $45.00 | $1,504,575.00 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 4 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 93,699 F3 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona Fund III") and Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 837,000 | $45.00 | $37,665,000.00 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 3 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 2,345,606 F3 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona Fund III") and Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 25,000 | $45.81 | $1,145,127.50 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,868 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.75 to $45.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2020 Filed Jan 8, 2020 19:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | GiftClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-20-000002 · wf-form4_157852836141255.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,868 F1 · shares: Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:32 UTC | SMARTSHEET INC SMAR · Entity 83899 | GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000028 · wf-form4_157671551042838.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,868 F2 · shares: Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:32 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 17,796 | $42.77 | $761,172.29 |
DisclosureSEC source: 0001381752-19-000028 · wf-form4_157671551042838.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,868 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $42.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 20:02 UTC | SMARTSHEET INC SMAR · Entity 83899 | GiftClass A Common Stock | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000026 · wf-form4_157628532680252.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,664 F2 · shares: Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 20:02 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 7,204 | $43.05 | $310,155.25 |
DisclosureSEC source: 0001381752-19-000026 · wf-form4_157628532680252.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,995 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherClass A Common Stock | 113,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 6 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,199 F2 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherClass A Common Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 5 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 16,967 F2 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherClass A Common Stock | 617,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 4 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 665,809 F2 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F4 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherClass A Common Stock | 117,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 3 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 127,134 F2 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherClass A Common Stock | 2,949,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 3,182,606 F2 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| October 03, 2019 Filed Dec 9, 2019 19:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | GiftClass A Common Stock | 75,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000023 · wf-form4_157593946872823.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,073 F1 · shares: Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 32,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · derivative · entry 9 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 32,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.exercise_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.expiration_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 1,282,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · derivative · entry 8 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,282,835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.exercise_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.expiration_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 244,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · derivative · entry 7 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 244,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.exercise_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.expiration_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 6,132,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · derivative · entry 6 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 6,132,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.exercise_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F1 · derivative.expiration_date: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 32,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · nonDerivative · entry 4 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 32,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 1,282,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · nonDerivative · entry 3 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 1,282,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 244,959 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · nonDerivative · entry 2 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 244,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 19:53 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 6,132,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381752-19-000021 · wf-form4_156928277385986.xml · nonDerivative · entry 1 McIlwain Matthew S · CIK 0001381752 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 6,132,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 50,000 | $48.00 | $2,400,200.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · nonDerivative · entry 9 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,818 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.025 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 21,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · derivative · entry 13 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 32,692 Underlying: Class A Common Stock · 21,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F7 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 863,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · derivative · entry 12 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV, L.P. Disclosed balance after: 1,282,835 Underlying: Class A Common Stock · 863,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F7 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 164,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · derivative · entry 11 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III-A, L.P. Disclosed balance after: 244,959 Underlying: Class A Common Stock · 164,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F7 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 4,125,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · derivative · entry 10 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund III, L.P. Disclosed balance after: 6,132,030 Underlying: Class A Common Stock · 4,125,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F7 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These securities are held of record by Madrona Venture Fund III, L.P ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 21,995 | $43.50 | $956,782.50 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · nonDerivative · entry 8 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 0 F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:48 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 21,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001381752-19-000017 · wf-form4_156090530865742.xml · nonDerivative · entry 7 McIlwain Matthew S · CIK 0001381752 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrona Venture Fund IV-A, L.P. Disclosed balance after: 21,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock. F3 · ownership.nature: These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and such securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.