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person · Reporting owner

Bailey Gregory

Disclosed activity across 3 companies

Tapewire entity
36340
SEC CIK
0001329505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Biohaven Ltd.BHVN · Entity 4379DirectorApril 28, 2026May 01, 2026
Biohaven Pharmaceutical Holding Co Ltd.BHVN · Entity 123269DirectorOctober 03, 2022October 03, 2022
Serina Therapeutics, Inc.SER · Entity 9581DirectorJune 17, 2026June 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Biohaven Ltd.

Report date April 28, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.61 · Expires 2036-04-28Direct68,693 Reported balance After 2026-04-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-28 · Grant · Acquired 68,693 · Balance 68,693

F1: The shares subject to this stock option will vest in full on the earlier of (a) April 28, 2027 or (b) the date of the 2027 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this stock option will vest in full on the earlier of (a) April 28, 2027 or (b) the date of the 2027 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

Biohaven Pharmaceutical Holding Co Ltd.

Report date October 03, 2022 · Filed October 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-03 transaction · row 1
1 source row

Row 1 · 2022-10-03 · Disposition to issuer · Disposed 2,583,658 · Balance 0

F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Pfizer") and a wholly owned subsidiary of Pfizer ("Merger Sub"), following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on October 3, 2022 Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F2: In the Merger, each common share of the Issuer (each, a "Common Share") outstanding immediately prior to the effective time of the Merger (other than certain excluded shares pursuant to the terms of the Merger Agreement), was converted into the right to receive the merger consideration in cash of $148.50, without interest, less any withholding taxes (the "Merger Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $95.33 · Expires 2032-04-28Direct0 Reported balance After 2022-10-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-03 · Disposition to issuer · Disposed 8,239 · Balance 0

F3: In connection with the Distribution, each outstanding option to purchase common shares of the Issuer was adjusted such that such option became an option to acquire SpinCo common shares and an option to acquire Common Shares (each such option, a "Post-Spin Issuer Option"). At the effective time of the Merger, each outstanding Post-Spin Issuer Option was automatically cancelled in exchange for the right to receive (without interest) an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Common Share of such Post-Spin Issuer Option and (ii) the number of Common Shares subject to such Post-Spin Issuer Option, less any withholding taxes.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.17 · Expires 2031-05-05Direct0 Reported balance After 2022-10-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-03 · Disposition to issuer · Disposed 11,996 · Balance 0

F3: In connection with the Distribution, each outstanding option to purchase common shares of the Issuer was adjusted such that such option became an option to acquire SpinCo common shares and an option to acquire Common Shares (each such option, a "Post-Spin Issuer Option"). At the effective time of the Merger, each outstanding Post-Spin Issuer Option was automatically cancelled in exchange for the right to receive (without interest) an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Common Share of such Post-Spin Issuer Option and (ii) the number of Common Shares subject to such Post-Spin Issuer Option, less any withholding taxes.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.94 · Expires 2030-04-29Direct0 Reported balance After 2022-10-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-03 · Disposition to issuer · Disposed 18,000 · Balance 0

F3: In connection with the Distribution, each outstanding option to purchase common shares of the Issuer was adjusted such that such option became an option to acquire SpinCo common shares and an option to acquire Common Shares (each such option, a "Post-Spin Issuer Option"). At the effective time of the Merger, each outstanding Post-Spin Issuer Option was automatically cancelled in exchange for the right to receive (without interest) an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Common Share of such Post-Spin Issuer Option and (ii) the number of Common Shares subject to such Post-Spin Issuer Option, less any withholding taxes.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.24 · Expires 2029-05-20Direct0 Reported balance After 2022-10-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-03 · Disposition to issuer · Disposed 18,000 · Balance 0

F3: In connection with the Distribution, each outstanding option to purchase common shares of the Issuer was adjusted such that such option became an option to acquire SpinCo common shares and an option to acquire Common Shares (each such option, a "Post-Spin Issuer Option"). At the effective time of the Merger, each outstanding Post-Spin Issuer Option was automatically cancelled in exchange for the right to receive (without interest) an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Common Share of such Post-Spin Issuer Option and (ii) the number of Common Shares subject to such Post-Spin Issuer Option, less any withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Pfizer") and a wholly owned subsidiary of Pfizer ("Merger Sub"), following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on October 3, 2022 Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F2: In the Merger, each common share of the Issuer (each, a "Common Share") outstanding immediately prior to the effective time of the Merger (other than certain excluded shares pursuant to the terms of the Merger Agreement), was converted into the right to receive the merger consideration in cash of $148.50, without interest, less any withholding taxes (the "Merger Consideration").

F3: In connection with the Distribution, each outstanding option to purchase common shares of the Issuer was adjusted such that such option became an option to acquire SpinCo common shares and an option to acquire Common Shares (each such option, a "Post-Spin Issuer Option"). At the effective time of the Merger, each outstanding Post-Spin Issuer Option was automatically cancelled in exchange for the right to receive (without interest) an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Common Share of such Post-Spin Issuer Option and (ii) the number of Common Shares subject to such Post-Spin Issuer Option, less any withholding taxes.

Serina Therapeutics, Inc.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,897,445 Reported balance After 2026-06-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-17 · Conversion · Acquired 1,770,805 · Balance 1,897,445

F1: Shares reflect the mandatory conversion at an adjusted Conversion Price of $2.25 of the Company's Series A Convertible Preferred Stock ("Series A Preferred") issued in connection with the April 2025 Private Placement. The Reporting Person was originally issued 762,548 shares of Series A Preferred that were converted into 1,755,555 shares of Common Stock and 15,250 shares that were issued for payment of accrued dividends. Shares were issued upon receipt of stockholder approval, which approval was obtained on June 17, 2026, and the underlying Common Stock shares were issued on June 17, 2026.

F2: The share ownership amount has been updated to reflect the correct number of shares beneficially owned by the Reporting Person.

Common StockSEC Table I · non-derivativeDirect8,564,382 Reported balance After 2026-06-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-17 · Conversion · Acquired 6,666,667 · Balance 8,564,382

F3: Issued pursuant to a Securities Purchase Agreement dated March 17, 2026, at a purchase price of $2.2499 per pre-funded warrant (reflecting a $0.0001 exercise price). The Pre-Funded Warrants have no expiration date and are subject to customary beneficial ownership limitations. The exercise price and share count are subject to adjustment for stock splits, dividends, and similar events. Under NYSE American rules, issuance of the underlying shares to the reporting person is subject to prior stockholder approval which was obtained on June 17, 2026, thereby triggering the automatic conversion of the Pre-Funded Warrants into common stock.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.98 · Expires 2036-06-17Direct15,250 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 15,250 · Balance 15,250

F4: The stock options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.

Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2030-03-17Direct3,333,333 Reported balance After 2026-06-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-17 · Grant · Acquired 3,333,333 · Balance 3,333,333

F5: Issued pursuant to the same Securities Purchase Agreement dated March 17, 2026, covering 50% of the shares underlying the Pre-Funded Warrants acquired by the reporting person. The Company may call the warrants at $0.01 per underlying share upon 30 days' notice if the Common Stock closing price equals or exceeds $10.00 on the business day prior to the redemption notice, on the earlier of (i) 30 days after first patient dosing in Cohort 2 of the Company's SER-252 Phase 1b SAD study or (ii) September 30, 2026. Holders have 30 days to exercise following a call notice.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.18Direct0 Reported balance After 2026-06-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-17 · Conversion · Disposed 762,548 · Balance 0

F6: The Series A Convertible Preferred Stock is perpetual and therefore has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares reflect the mandatory conversion at an adjusted Conversion Price of $2.25 of the Company's Series A Convertible Preferred Stock ("Series A Preferred") issued in connection with the April 2025 Private Placement. The Reporting Person was originally issued 762,548 shares of Series A Preferred that were converted into 1,755,555 shares of Common Stock and 15,250 shares that were issued for payment of accrued dividends. Shares were issued upon receipt of stockholder approval, which approval was obtained on June 17, 2026, and the underlying Common Stock shares were issued on June 17, 2026.

F2: The share ownership amount has been updated to reflect the correct number of shares beneficially owned by the Reporting Person.

F3: Issued pursuant to a Securities Purchase Agreement dated March 17, 2026, at a purchase price of $2.2499 per pre-funded warrant (reflecting a $0.0001 exercise price). The Pre-Funded Warrants have no expiration date and are subject to customary beneficial ownership limitations. The exercise price and share count are subject to adjustment for stock splits, dividends, and similar events. Under NYSE American rules, issuance of the underlying shares to the reporting person is subject to prior stockholder approval which was obtained on June 17, 2026, thereby triggering the automatic conversion of the Pre-Funded Warrants into common stock.

F4: The stock options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.

F5: Issued pursuant to the same Securities Purchase Agreement dated March 17, 2026, covering 50% of the shares underlying the Pre-Funded Warrants acquired by the reporting person. The Company may call the warrants at $0.01 per underlying share upon 30 days' notice if the Common Stock closing price equals or exceeds $10.00 on the business day prior to the redemption notice, on the earlier of (i) 30 days after first patient dosing in Cohort 2 of the Company's SER-252 Phase 1b SAD study or (ii) September 30, 2026. Holders have 30 days to exercise following a call notice.

F6: The Series A Convertible Preferred Stock is perpetual and therefore has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 Tax withholdingCommon Shares 11,975 $7.50 $89,812.50
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 6

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,971

F2 · shares: These shares were withheld by the Issuer in connection with share settlement to cover the cost of the stock options.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 Exercise / conversionCommon Shares 9,000 $3.06 $27,540.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 5

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 Exercise / conversionCommon Shares 9,000 $2.33 $20,970.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 Exercise / conversionCommon Shares 5,998 $3.56 $21,352.88
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 Exercise / conversionCommon Shares 4,119 $4.84 $19,935.96
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Biohaven Ltd. BHVN · Entity 4379 OtherCommon Shares 1,291,829 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,829

F1 · shares: Represents common shares of the Issuer ("Common Shares") acquired by the Reporting Person in a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer").

Read SEC document
August 19, 2022 Filed Aug 22, 2022 19:00 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 PurchaseCommon Stock 38,000 $148.04 $5,625,675.80
Disclosure

SEC source: 0001562180-22-006259 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $147.98 - $148.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 20:59 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 GrantStock Option (Right to Buy) · Derivative 8,239 $0.00 Strike: $97.74 $0.00
Disclosure

SEC source: 0001562180-22-003584 · primarydocument.xml · derivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,239

Underlying: Common Shares · 8,239 shares

Expires 2032-04-27

F1 · derivative.exercise_date: The shares subject to this stock option will vest in full on the earlier of (a) April 28, 2023 or (b) the date of the 2023 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:52 UTC Serina Therapeutics, Inc. AGE · Entity 9581 GrantOption to Purchase Common Stock · Derivative 65,000 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-21-042898 · doc4.xml · derivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-06-20

F1 · derivative.exercise_date: Options will vest and become exercisable in four equal quarterly installments on June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, provided that the grantee remains a director on the last day of the applicable calendar quarter.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:34 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 GrantStock Option (Right to Buy) · Derivative 11,996 $0.00 Strike: $71.94 $0.00
Disclosure

SEC source: 0001562180-21-003338 · primarydocument.xml · derivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,996

Underlying: Common Shares · 11,996 shares

Expires 2031-05-04

F1 · derivative.exercise_date: The shares subject to this stock option will vest in full on the earlier of (a) May 5, 2022 or (b) the date of the 2022 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 21:25 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 212 $79.94 $16,948.00
Disclosure

SEC source: 0001562180-20-006429 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545,658

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.89 - $80.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 21:25 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 10,191 $78.89 $803,918.05
Disclosure

SEC source: 0001562180-20-006429 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545,870

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 - $79.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 21:25 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 3,100 $79.88 $247,632.03
Disclosure

SEC source: 0001562180-20-006429 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556,061

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.83 - $79.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 21:25 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 21,466 $79.41 $1,704,720.24
Disclosure

SEC source: 0001562180-20-006429 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559,161

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 - $79.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 21:24 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 4,554 $78.98 $359,655.34
Disclosure

SEC source: 0001562180-20-006406 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580,627

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 - $79.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 16, 2020 Filed Oct 21, 2020 21:24 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 3,748 $78.88 $295,638.12
Disclosure

SEC source: 0001562180-20-006406 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,585,181

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 - $79.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:31 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 6,729 $78.87 $530,740.45
Disclosure

SEC source: 0001562180-20-006368 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588,929

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 - $79.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 21:16 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 5,991 $75.93 $454,888.24
Disclosure

SEC source: 0001562180-20-005101 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,658

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 - $76.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 21:16 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 44,009 $75.12 $3,305,876.86
Disclosure

SEC source: 0001562180-20-005101 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,601,649

F1 · kind: These sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.81 - $75.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 2,395 $70.24 $168,224.80
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 6

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645,658

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.84 - $70.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 24, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 1,600 $69.29 $110,864.96
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 5

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648,053

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.83 - $69.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 835 $75.18 $62,779.31
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649,653

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.15 - $75.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 63,257 $74.60 $4,719,256.86
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650,488

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.14 - $75.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 24,084 $73.72 $1,775,368.92
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,713,745

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.14 - $74.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:49 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 13,467 $72.70 $979,026.66
Disclosure

SEC source: 0001562180-20-004698 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737,829

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 - $73.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 22, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 49,132 $73.64 $3,618,011.70
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 10

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751,296

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.41 - $74.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 22, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 20,659 $72.91 $1,506,202.24
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 9

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,428

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.41 - $73.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 22, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 10,540 $72.01 $758,961.16
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 8

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821,087

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.41 - $72.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 428 $75.22 $32,193.39
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 7

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831,627

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.86 - $75.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 22,584 $73.78 $1,666,267.85
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 6

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832,055

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.48 - $74.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 12,157 $72.93 $886,618.52
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 5

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854,639

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.47 - $73.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 21,798 $71.98 $1,568,935.03
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866,796

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.47 - $72.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 58,238 $70.91 $4,129,854.59
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888,594

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.46 - $71.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 26,814 $70.10 $1,879,792.79
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946,832

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.46 - $70.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 21:58 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 SaleCommon Shares 22,012 $69.01 $1,519,094.35
Disclosure

SEC source: 0001562180-20-004629 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973,646

F1 · kind: These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 - $69.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionStock Option (Right to Buy) · Derivative 212,500 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · derivative · entry 11

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 212,500 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares underlying this option vested as to 25% of the shares on November 26, 2014, with the remainder vesting in 3 equal installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service as of each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · derivative · entry 10

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2025-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares underlying this option vested as to 25% of the shares on October 23, 2015, with the remainder vesting in 3 equal installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service as of each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionStock Option (right to buy) · Derivative 37,700 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · derivative · entry 9

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,700 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying this option vested as to 25% of the shares on December 15, 2016, with the remainder vesting in 3 equal installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service as of each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $10.82 $0.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · derivative · entry 8

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares underlying this option vested as to 25% of the shares on April 6, 2017, with the remainder vesting in 3 equal installments on the first, second and third anniversaries of the grant date, subject to the reporting person's continued service as of each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $28.76 $0.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · derivative · entry 7

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18,000 shares

Expires 2028-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this stock option vested in full on May 1, 2019.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Tax withholdingCommon Shares 30,143 $68.15 $2,054,245.45
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 6

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995,658

F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy the option exercise price.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionCommon Shares 18,000 $28.76 $517,680.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 5

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionCommon Shares 20,000 $10.82 $216,400.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionCommon Shares 37,700 $9.29 $350,233.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionCommon Shares 150,000 $5.60 $840,000.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:15 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionCommon Shares 212,500 $0.61 $129,625.00
Disclosure

SEC source: 0001562180-20-004321 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:14 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $47.10 $0.00
Disclosure

SEC source: 0001562180-20-003258 · primarydocument.xml · derivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Shares · 18,000 shares

Expires 2030-04-29

F1 · derivative.exercise_date: The shares subject to this stock option will vest in full on the earlier of (a) April 30, 2021 or (b) the date of the 2021 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

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August 20, 2019 Filed Aug 21, 2019 16:11 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 PurchaseCommon Shares 5,000 $37.65 $188,250.00
Disclosure

SEC source: 0001689813-19-000061 · wf-form4_156641827534102.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587,601

Read SEC document
May 21, 2019 Filed May 23, 2019 18:35 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $61.76 $0.00
Disclosure

SEC source: 0001209191-19-032466 · doc4.xml · derivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Shares · 18,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: The shares subject to this stock option will vest in full on the earlier of (a) May 21, 2020 or (b) the date of the 2020 Annual Meeting of Shareholders, in each case subject to the Reporting Person's continuous service with the Issuer through such vesting date.

Read SEC document
March 25, 2019 Filed Apr 5, 2019 17:54 UTC Biohaven Pharmaceutical Holding Co Ltd. BHVN · Entity 123269 Exercise / conversionWarrant to Purchase Common Shares (Right to Buy) · Derivative 107,500 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001209191-19-023860 · doc4.xml · derivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 107,500 shares

Expires 2019-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.