Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director · Chief Executive Officer | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 45,371 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 316 · Balance 45,371 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,530 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 505 · Balance 72,530 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 87,963 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 612 · Balance 87,963 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2017 Filed Jan 6, 2017 16:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 4,687 | $26.62 | $124,767.94 |
DisclosureSEC source: 0001127602-17-001234 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067084 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Underlying: Common Stock · 18,533 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 48,846 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067084 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,846 Underlying: Common Stock · 48,846 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065990 · form4.xml · derivative · entry 4 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,647 Underlying: Common Stock · 18,647 shares Expires not disclosed F4 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F6 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 41,316 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065990 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,316 Underlying: Common Stock · 41,316 shares Expires 2026-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 32,309 | $0.00 Strike: $23.90 | $0.00 |
DisclosureSEC source: 0001127602-16-065990 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,309 Underlying: Common Stock · 32,309 shares Expires 2025-03-25 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 3/25/2015. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 27,063 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065990 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,063 Underlying: Common Stock · 27,063 shares Expires 2025-02-06 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.