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Mills C Randal

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36268
SEC CIK
0001370939

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CompanyLast reported asReport datePublished
ELUTIA INC.ELUT · Entity 7342Director · PRESIDENT AND CEOSeptember 10, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELUTIA INC.

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect464,395 Last balance in matching sequence After 2026-09-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-10 · Exercise / conversion · Acquired 27,083 · Balance 474,113

F1: Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: Includes 5,850 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Row 2 · 2026-09-10 · Tax withholding · Disposed 9,718 · Balance 464,395

F4: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.

F3: Includes 5,850 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect189,583 Reported balance After 2026-09-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-10 · Exercise / conversion · Disposed 27,083 · Balance 189,583

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5: On January 31, 2024, the Reporting Person was granted 487,500 restricted stock units. Restricted stock units as to 162,500 shares vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date; provided, however, if the vesting date for any restricted stock units that vest on stock performance is not during one of the Company's open trading windows, the vesting shall be delayed until the first business day of the next open trading window.

F6: Restricted stock units as to 325,000 shares vest as follows: 1/6 on June 10, 2024, and 1/12 quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: Includes 5,850 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

F4: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.

F5: On January 31, 2024, the Reporting Person was granted 487,500 restricted stock units. Restricted stock units as to 162,500 shares vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date; provided, however, if the vesting date for any restricted stock units that vest on stock performance is not during one of the Company's open trading windows, the vesting shall be delayed until the first business day of the next open trading window.

F6: Restricted stock units as to 325,000 shares vest as follows: 1/6 on June 10, 2024, and 1/12 quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 2, 2024 21:38 UTC ELUTIA INC. ELUT · Entity 7342 Disposition to issuerStock Option (Right to Buy) · Derivative 182,511 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001415889-24-002313 · form4-02022024_090259.xml · derivative · entry 4

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,511 shares

Expires 2032-06-20

F3 · derivative.exercise_date: These transactions involved an amendment to an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement option vests in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:38 UTC ELUTIA INC. ELUT · Entity 7342 Disposition to issuerRestricted Stock Units · Derivative 89,894 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002313 · form4-02022024_090259.xml · derivative · entry 3

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 89,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F2 · derivative.exercise_date: These transactions involved an amendment to outstanding restricted stock units, resulting in the cancellation of the "old" restricted stock units and the grant of a replacement restricted stock units. The restricted stock units originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

F2 · derivative.expiration_date: These transactions involved an amendment to outstanding restricted stock units, resulting in the cancellation of the "old" restricted stock units and the grant of a replacement restricted stock units. The restricted stock units originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:38 UTC ELUTIA INC. ELUT · Entity 7342 GrantStock Option (Right to Buy) · Derivative 182,511 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001415889-24-002313 · form4-02022024_090259.xml · derivative · entry 2

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,511

Underlying: Class A Common Stock · 182,511 shares

Expires 2032-06-20

F3 · derivative.exercise_date: These transactions involved an amendment to an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement option vests in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:38 UTC ELUTIA INC. ELUT · Entity 7342 GrantRestricted Stock Units · Derivative 89,894 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002313 · form4-02022024_090259.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,894

Underlying: Class A Common Stock · 89,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F2 · derivative.exercise_date: These transactions involved an amendment to outstanding restricted stock units, resulting in the cancellation of the "old" restricted stock units and the grant of a replacement restricted stock units. The restricted stock units originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

F2 · derivative.expiration_date: These transactions involved an amendment to outstanding restricted stock units, resulting in the cancellation of the "old" restricted stock units and the grant of a replacement restricted stock units. The restricted stock units originally vested in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date. The replacement restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $6.00, $10.00, $14.00 and $18.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:30 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionRestricted Stock Units · Derivative 22,474 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010225 · form4-06232023_030647.xml · derivative · entry 3

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,419

Underlying: Class A Common Stock · 22,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.

F3 · derivative.exercise_date: On June 21, 2022, the Reporting Person was granted 89,893 restricted stock units, vesting in four substantially equal annual installments beginning in June 21, 2023.

F3 · derivative.expiration_date: On June 21, 2022, the Reporting Person was granted 89,893 restricted stock units, vesting in four substantially equal annual installments beginning in June 21, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:30 UTC ELUTIA INC. AZYO · Entity 7342 Tax withholdingClass A Common Stock 7,772 $2.41 $18,730.52
Disclosure

SEC source: 0001415889-23-010225 · form4-06232023_030647.xml · nonDerivative · entry 2

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,710

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 15:30 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionClass A Common Stock 22,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010225 · form4-06232023_030647.xml · nonDerivative · entry 1

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:31 UTC ELUTIA INC. AZYO · Entity 7342 GrantRestricted Stock Units · Derivative 89,894 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007019 · form4-04282023_090453.xml · derivative · entry 4

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,894

Underlying: Class A Common Stock · 89,894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal installments upon the Issuer's achievement of a per share price equal to or greater than $12.50, $17.00, $25.00 and $37.00 in each case determined based on twenty consecutive days of trading at or above the applicable threshold subject to the Reporting Person's continuous employment with the Issuer through the vesting date.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:31 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionRestricted Stock Units · Derivative 44,947 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007019 · form4-04282023_090453.xml · derivative · entry 3

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,893

Underlying: Class A Common Stock · 44,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F3 · derivative.exercise_date: One-third of the shares underlying these restricted stock units are immediately vested. The remaining two-thirds of the underlying shares vest in four equal annual installments on June 21, 2023, June 21, 2024, June 21, 2025 and June 21, 2026.

F3 · derivative.expiration_date: One-third of the shares underlying these restricted stock units are immediately vested. The remaining two-thirds of the underlying shares vest in four equal annual installments on June 21, 2023, June 21, 2024, June 21, 2025 and June 21, 2026.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:31 UTC ELUTIA INC. AZYO · Entity 7342 GrantRestricted Stock Units · Derivative 134,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007019 · form4-04282023_090453.xml · derivative · entry 2

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,840

Underlying: Class A Common Stock · 134,840 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F3 · derivative.exercise_date: One-third of the shares underlying these restricted stock units are immediately vested. The remaining two-thirds of the underlying shares vest in four equal annual installments on June 21, 2023, June 21, 2024, June 21, 2025 and June 21, 2026.

F3 · derivative.expiration_date: One-third of the shares underlying these restricted stock units are immediately vested. The remaining two-thirds of the underlying shares vest in four equal annual installments on June 21, 2023, June 21, 2024, June 21, 2025 and June 21, 2026.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:31 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionClass A Common Stock 44,947 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007019 · form4-04282023_090453.xml · nonDerivative · entry 1

Mills C Randal · CIK 0001370939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,061 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:06 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 182,511 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001104659-22-073897 · tm2219201-1_4seq1.xml · derivative · entry 2

Mills C Randal · CIK 0001370939 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,511

Underlying: Class A Common Stock · 182,511 shares

Expires 2032-06-20

F2 · derivative.exercise_date: The option vests and becomes exercisable in four equal installments upon the Issuer's achievement of a share price equal to or greater than $12.50, $17.00, $25.00 and $37.00, in each case determined based on twenty consecutive days of trading at or above the applicable threshold, subject to the Reporting Person's continuous employment with the Issuer through the applicable vesting date.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:06 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 273,767 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001104659-22-073897 · tm2219201-1_4seq1.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,767

Underlying: Class A Common Stock · 273,767 shares

Expires 2032-06-20

F1 · derivative.exercise_date: The option vests and becomes exercisable as to one-third of the underlying shares upon the day following the expiration of the Interim Period (as defined in the Reporting Person's Employment Agreement dated June 21, 2022). The remaining two-thirds of the underlying shares vest and become exercisable, with respect to 25% of such shares, on June 21, 2023, and, with respect to 75% of such shares, in twelve equal quarterly installments thereafter, beginning on September 21, 2023, subject to the Reporting Person's continuous employment with the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 12:37 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 22,090 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001415889-22-006336 · form4-06092022_050655.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,090

Underlying: Class A Common Stock · 22,090 shares

Expires 2032-06-06

F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person's continuing in service on the Issuer's board of directors through the applicable vesting date.

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June 07, 2021 Filed Jun 9, 2021 21:45 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 14,082 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-002897 · form4-06092021_020631.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,082

Underlying: Class A Common Stock · 14,082 shares

Expires 2031-06-06

F1 · derivative.exercise_date: This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person's continuing in service on the Issuer's board of directors through the applicable vesting date.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:48 UTC ELUTIA INC. AYZO · Entity 7342 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 14,307 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-134244 · tm2038235d2_4.xml · derivative · entry 1

Mills C Randal · CIK 0001370939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: CLASS A COMMON STOCK · 14,307 shares

Expires 2030-12-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in three equal installments on each of October 8, 2021, 2022 and 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.