Dixon Robert L JR

SEC source: 0001524849-26-000005 · wk-form4_1782167530.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2026.

F2 · derivative.expiration_date: The RSUs vested in full on June 17, 2026.

SEC source: 0001524849-26-000005 · wk-form4_1782167530.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001524849-26-000004 · wk-form4_1781295167.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,734

SEC source: 0001524849-26-000002 · wk-form4_1778875932.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,885

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001660134-25-000112 · wk-form4_1750808468.xml · derivative · entry 3

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,487

Underlying: Class A Common Stock · 2,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 24, 2026 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 24, 2026 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001660134-25-000112 · wk-form4_1750808468.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on June 20, 2025.

F2 · derivative.expiration_date: The RSUs vested in full on June 20, 2025.

SEC source: 0001660134-25-000112 · wk-form4_1750808468.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001156039-25-000086 · wk-form4_1747426546.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,322

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-24-000106 · wk-form4_1721680211.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,721

SEC source: 0001660134-24-000105 · wk-form4_1719009830.xml · derivative · entry 3

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,832

Underlying: Class A Common Stock · 2,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 20, 2025 or the date immediately prior to the Issuer's next regular annual stockholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 20, 2025 or the date immediately prior to the Issuer's next regular annual stockholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001660134-24-000105 · wk-form4_1719009830.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on June 19, 2024.

F2 · derivative.expiration_date: The RSUs vested in full on June 19, 2024.

SEC source: 0001660134-24-000105 · wk-form4_1719009830.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012715 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,428

F1 · shares: Grant to Reporting Person of 3,448 shares of restricted stock. The shares vest on June 13, 2025.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 44,980 shares of common stock and 3,448 shares of restricted stock of Build-A-Bear Workshop, Inc.

SEC source: 0001156039-24-000082 · wk-form4_1715977280.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,026

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001062993-23-017575 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,980

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.44 to $26.65, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 40,794 shares of common stock and 4,186 shares of restricted stock of Build-A-Bear Workshop, Inc.

SEC source: 0001156039-23-000090 · wk-form4_1689973249.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,638

SEC source: 0001209191-23-039559 · doc4.xml · derivative · entry 3

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818

Underlying: Class A Common Stock · 2,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 22, 2024 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 22, 2024 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001209191-23-039559 · doc4.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on June 21, 2023.

F2 · derivative.expiration_date: The RSUs vested in full on June 21, 2023.

SEC source: 0001209191-23-039559 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-013353 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,056

F1 · shares: Grant to Reporting Person of 4,186 shares of restricted stock. The shares vest on June 8, 2024.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 48,870 shares of common stock and 4,186 shares of restricted stock of Build-A-Bear Workshop, Inc. 4,090 restricted shares vested on June 9, 2023, a day after the earliest reported transaction. For purposes of this footnote, we have included these 4,090 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.

SEC source: 0001156039-23-000075 · wf-form4_168392331012792.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,948

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001209191-22-049586 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-22-038966 · doc4.xml · derivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

Underlying: Class A Common Stock · 2,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001209191-22-038488 · doc4.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on June 17, 2022.

SEC source: 0001209191-22-038488 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-014965 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,870

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reporting price is the weighted average sale price per share for 12 transactions in which the sale prices range from $17.27 to $17.70 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 44,780 shares of common stock and 4,090 shares of restricted stock of Build-A-Bear Workshop, Inc.

SEC source: 0001209191-22-037475 · doc4.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The shares underlying the RSU fully vested on June 14, 2022.

F2 · derivative.expiration_date: The shares underlying the RSU fully vested on June 14, 2022.

SEC source: 0001209191-22-037475 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-014785 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,810

F1 · shares: Grant to Reporting Person of 4,090 shares of restricted stock. The shares vest on June 9, 2023.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 46,720 shares of common stock and 4,090 shares of restricted stock of Build-A-Bear Workshop, Inc. 4,624 restricted shares vested on June 10, 2022, a day after the above reported transaction. For purposes of this footnote, we have included these 4,624 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.

SEC source: 0001156039-22-000071 · wf-form4_165463499095953.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491

SEC source: 0001156039-22-000061 · wf-form4_165307965341824.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,911

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001209191-21-055701 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-042111 · doc4.xml · derivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

Underlying: Class A Common Stock · 862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001209191-21-040952 · doc4.xml · derivative · entry 4

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vested in full on June 16, 2021.

F3 · derivative.expiration_date: The RSUs vested in full on June 16, 2021.

SEC source: 0001209191-21-040952 · doc4.xml · nonDerivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950138-21-000361 · edgar.xml · nonDerivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,720

F1 · price: The reporting price is the weighted average sale price per share for 3 transactions in which the sale prices range from $16.52 to $16.53 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.

F2 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 42,096 shares of common stock and 4,624 shares of restricted stock of Build-A-Bear Workshop, Inc.

SEC source: 0000950138-21-000361 · edgar.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,831

SEC source: 0001209191-21-040952 · doc4.xml · derivative · entry 3

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Class A Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on June 14, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on June 14, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

SEC source: 0001209191-21-040952 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950138-21-000353 · edgar.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,920

F1 · shares: Grant to Reporting Person of 4,624 shares of restricted stock. The shares vest on June 10, 2022.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 55,296 shares of common stock and 4,624 shares of restricted stock of Build-A-Bear Workshop, Inc. 29,304 restricted shares vested on June 11, 2021, a day after the above reported transaction. For purposes of this footnote, we have included these 29,304 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.

SEC source: 0001156039-21-000063 · wf-form4_162223392463770.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,471

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001156039-21-000046 · wf-form4_162188823998139.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,978

SEC source: 0001209191-20-037653 · doc4.xml · derivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Class A Common Stock · 1,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

SEC source: 0001209191-20-036681 · doc4.xml · derivative · entry 2

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810

Underlying: Class A Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on June 14, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on June 14, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

SEC source: 0001209191-20-036681 · doc4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

SEC source: 0000950138-20-000280 · edgar.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,296

F1 · shares: Grant to reporting person of 29,304 shares of restricted stock. The shares vest on June 11, 2021.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 25,992 shares of common stock and 29,304 shares of restricted stock of Build-A-Bear Workshop, Inc.

SEC source: 0001156039-20-000054 · wf-form4_159078441960706.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568

SEC source: 0001156039-20-000048 · wf-form4_159052530372064.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

SEC source: 0001127602-19-025435 · form4.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,971

SEC source: 0000950138-19-000356 · edgar.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,992

F1 · shares: Grant to reporting person of 13,889 shares of restricted stock. The shares vest on June 6, 2020.

F2 · price: Price is not applicable to grants of restricted stock.

F3 · balance_after: After giving effect to the transaction reported in this Form 4, Mr. Dixon directly beneficially owns 12,103 shares of common stock and 13,889 shares of restricted stock of Build-A-Bear Workshop, Inc.