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Kerrest Jacques Frederic

Disclosed activity across 1 company

Tapewire entity
36216
SEC CIK
0001700842

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Okta, Inc.OKTA · Entity 3154DirectorSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Okta, Inc.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust6,000 Reported balance After 2026-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-04 · Conversion · Acquired 6,000 · Balance 6,000

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-09-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-09 · Gift · Disposed 6,000 · Balance 0

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust805,687 Reported balance After 2026-09-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-04 · Conversion · Disposed 6,000 · Balance 805,687

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust114,276 Reported balance Holding disclosure · report date 2026-09-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 114,276

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust157,668 Reported balance Holding disclosure · report date 2026-09-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 157,668

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeDirect7,123 Reported balance Holding disclosure · report date 2026-09-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,123

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,080 Reported balance Holding disclosure · report date 2026-09-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,080

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21Direct114,000 Reported balance Holding disclosure · report date 2026-09-04 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 114,000

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24Direct71,547 Reported balance Holding disclosure · report date 2026-09-04 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 71,547

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14Direct41,673 Reported balance Holding disclosure · report date 2026-09-04 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 41,673

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct13,263 Reported balance Holding disclosure · report date 2026-09-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,263

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct26,527 Reported balance Holding disclosure · report date 2026-09-04 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 26,527

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 2,058 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F3 · derivative.exercise_date: The shares underlying the RSU fully vested on March 15, 2024.

F2 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F3 · derivative.expiration_date: The shares underlying the RSU fully vested on March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Tax withholdingClass A Common Stock 372 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,171

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 842 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Tax withholdingClass A Common Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,701

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Tax withholdingClass A Common Stock 1,047 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,700

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:02 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 GiftClass A Common Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: The transaction reported involved a gift by the Trust of 8,800 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Family Foundation, a donor advised fund.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 282 $83.33 $23,499.23
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,689

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 626 $83.33 $52,164.96
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,128

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 754 $83.33 $62,831.27
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,905

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 843 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 10

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,582

Underlying: Class A Common Stock · 843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F8 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F8 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,849 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,249

Underlying: Class A Common Stock · 1,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F7 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F7 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,058

Underlying: Class A Common Stock · 2,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,849 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:05 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:58 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 8,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058875 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,153,387

Underlying: Class A Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:58 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058875 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:07 UTC Okta, Inc. OKTA · Entity 3154 GiftClass B Common Stock · Derivative 29,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037979 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 115,376

Underlying: Class A Common Stock · 29,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:07 UTC Okta, Inc. OKTA · Entity 3154 GiftClass B Common Stock · Derivative 29,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037979 · doc4.xml · derivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,162,187

Underlying: Class A Common Stock · 29,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 21:10 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 100 $75.99 $7,599.00
Disclosure

SEC source: 0001209191-23-025711 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 3, 2022.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 21:42 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 423 $82.48 $34,888.28
Disclosure

SEC source: 0001209191-23-019803 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $81.11 to $83.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:42 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019803 · doc4.xml · derivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2023.

F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:42 UTC Okta, Inc. OKTA · Entity 3154 GrantRestricted Stock Units · Derivative 1,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019803 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024

Underlying: Class A Common Stock · 1,024 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2023.

F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:42 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019803 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 23:16 UTC Okta, Inc. OKTA · Entity 3154 GiftClass A Common Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062854 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transaction reported involved a gift by the Trust of 26,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Family Foundation, a donor advised fund.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 23:16 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 26,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062854 · doc4.xml · derivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,191,187

Underlying: Class A Common Stock · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 23:16 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062854 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 GiftClass B Common Stock · Derivative 33,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,217,187

Underlying: Class A Common Stock · 33,677 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 GiftClass B Common Stock · Derivative 33,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,677 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass B Common Stock · Derivative 30,105 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,677

Underlying: Class A Common Stock · 30,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,105 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707

Underlying: Class B Common Stock · 30,105 shares

Expires 2024-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass B Common Stock · Derivative 3,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Class A Common Stock · 3,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:20 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,572 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,572 shares

Expires 2023-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 23:35 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 6,808 $49.92 $339,888.72
Disclosure

SEC source: 0001209191-22-056016 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 23:35 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 11,921 $48.71 $580,667.14
Disclosure

SEC source: 0001209191-22-056016 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.47 to $49.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 440 $59.39 $26,132.96
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,829

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 967 $59.39 $57,433.13
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,427

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 1,075 $59.39 $63,847.58
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,544

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 842 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

Underlying: Class A Common Stock · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

Underlying: Class A Common Stock · 1,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116

Underlying: Class A Common Stock · 2,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 842 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:04 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 19

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass B Common Stock · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 18

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Class A Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 17

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,953

Underlying: Class B Common Stock · 100 shares

Expires 2025-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 16

Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 257,668

Underlying: Class A Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.