person · Reporting owner
Kerrest Jacques Frederic
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Okta, Inc.OKTA · Entity 3154 | Director | September 04, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Okta, Inc.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 6,000 |
Reported balance
After 2026-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-04 · Conversion · Acquired 6,000 · Balance 6,000 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2026-09-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-09 · Gift · Disposed 6,000 · Balance 0 F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust | 805,687 |
Reported balance
After 2026-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-04 · Conversion · Disposed 6,000 · Balance 805,687 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust | 114,276 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 114,276 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust | 157,668 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 157,668 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 7,123 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,123 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,080 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,080 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21 | Direct | 114,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 114,000 F5: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24 | Direct | 71,547 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 71,547 F5: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14 | Direct | 41,673 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 41,673 F5: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21 | Direct | 13,263 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,263 F5: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21 | Direct | 26,527 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 26,527 F5: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.
F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · derivative · entry 7 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F3 · derivative.exercise_date: The shares underlying the RSU fully vested on March 15, 2024. F2 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F3 · derivative.expiration_date: The shares underlying the RSU fully vested on March 15, 2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Tax withholdingClass A Common Stock | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 6 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,171 Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 5 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Tax withholdingClass A Common Stock | 849 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,701 Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Tax withholdingClass A Common Stock | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,700 Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000048 · wk-form4_1710885735.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass A Common Stock | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 7 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · kind: The transaction reported involved a gift by the Trust of 8,800 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Family Foundation, a donor advised fund. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 282 | $83.33 | $23,499.23 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 6 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,689 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 626 | $83.33 | $52,164.96 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,128 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 754 | $83.33 | $62,831.27 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,905 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 10 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,582 Underlying: Class A Common Stock · 843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F8 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F8 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 9 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,249 Underlying: Class A Common Stock · 1,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F7 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F7 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · derivative · entry 8 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,058 Underlying: Class A Common Stock · 2,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. F6 · derivative.exercise_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. F6 · derivative.expiration_date: As previously disclosed in the Issuer's Form 8-Ks filed with the Securities and Exchange Commission on August 31, 2022 and August 30, 2023, the Reporting Person was on sabbatical from November 1, 2022 through October 31, 2023, during which time the vesting of the Reporting Person's equity awards, including the stock options and RSUs reported in this Form 4, were tolled; however, such equity awards remained outstanding in accordance with their terms. Following the conclusion of the Reporting Person's sabbatical, the Reporting Person did not return as an employee, but continues to serve as a member of the Company's board of directors as Vice Chairman. In connection with the foregoing, the Reporting Person agreed to forfeit 76,549 stock options that are out of the money, and his remaining RSUs and stock options continue to vest in accordance with their original terms. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 5 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059207 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:58 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058875 · doc4.xml · derivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,153,387 Underlying: Class A Common Stock · 8,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:58 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058875 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 8,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 29,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037979 · doc4.xml · derivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 115,376 Underlying: Class A Common Stock · 29,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 29,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037979 · doc4.xml · derivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,162,187 Underlying: Class A Common Stock · 29,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 21:10 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 100 | $75.99 | $7,599.00 |
DisclosureSEC source: 0001209191-23-025711 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 3, 2022. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 21:42 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 423 | $82.48 | $34,888.28 |
DisclosureSEC source: 0001209191-23-019803 · doc4.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $81.11 to $83.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:42 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019803 · doc4.xml · derivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2023. F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:42 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019803 · doc4.xml · derivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024 Underlying: Class A Common Stock · 1,024 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2023. F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:42 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019803 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 23:16 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass A Common Stock | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062854 · doc4.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · kind: The transaction reported involved a gift by the Trust of 26,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Family Foundation, a donor advised fund. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 23:16 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062854 · doc4.xml · derivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,191,187 Underlying: Class A Common Stock · 26,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 23:16 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062854 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 33,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 7 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,217,187 Underlying: Class A Common Stock · 33,677 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 33,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 6 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,677 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 30,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 5 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,677 Underlying: Class A Common Stock · 30,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,105 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,707 Underlying: Class B Common Stock · 30,105 shares Expires 2024-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Underlying: Class A Common Stock · 3,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:20 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,572 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001209191-22-056691 · doc4.xml · derivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,572 shares Expires 2023-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 23:35 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 6,808 | $49.92 | $339,888.72 |
DisclosureSEC source: 0001209191-22-056016 · doc4.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 23:35 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 11,921 | $48.71 | $580,667.14 |
DisclosureSEC source: 0001209191-22-056016 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.47 to $49.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 440 | $59.39 | $26,132.96 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 6 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,829 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 967 | $59.39 | $57,433.13 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 4 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,427 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,075 | $59.39 | $63,847.58 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 2 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 9 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,425 Underlying: Class A Common Stock · 842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 8 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,098 Underlying: Class A Common Stock · 1,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · derivative · entry 7 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,116 Underlying: Class A Common Stock · 2,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 5 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 3 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050543 · doc4.xml · nonDerivative · entry 1 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 19 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 18 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $7.17 | $0.00 |
DisclosureSEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 17 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,953 Underlying: Class B Common Stock · 100 shares Expires 2025-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:07 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039820 · doc4.xml · derivative · entry 16 Kerrest Jacques Frederic · CIK 0001700842 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 257,668 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.